InvestorApriem Advisors
Portfolio Value $ 403,509,000
Current Positions141
Opened Positions0
Closed Positions19


Latest Holdings, Performance, AUM (from 13F, 13D)

Apriem Advisors has disclosed 141 total holdings in their latest SEC filings. Most recent portfolio value is calculated to be $ 403,509,000 USD. Actual Assets Under Management (AUM) is this value plus cash (which is not disclosed).

Top Holdings

Apriem Advisors's top holdings are Schwab U.S. Large-Cap ETF (NYSE:SCHX) , Schwab International Equity ETF (NYSE:SCHF) , Schwab Emerging Markets Equity ETF (NYSE:SCHE) , Schwab U.S. Large-Cap Value ETF (NYSE:SCHV) , and Schwab U.S. Large-Cap Growth ETF (NYSE:SCHG) .

All Apriem Advisors holdings are listed in the following tables. Data is sourced from 13D/13G, 13F, and N-Q filings. Green rows indicate new positions. Red rows indicate closed positions.

This form was filed on February 14, 2018. Click the link icon to see the full transaction history.

Reporting PeriodFormSecurity Imputed
Share Price
Prev SharesCurrent SharesChange
(Percent)
Prev Value ($K)Current Value ($K)Change
(Percent)
2017-12-31 13F-HR SOLARIS PWR CELLS / cs (83416X101) 0.00 20,000 0
2017-12-31 13F-HR USA URANIUM CORP XXX / cs (91154T109) 0.00 400,000 0
2017-12-31 13F-HR VGT / Vanguard Information Technology ETF 164.90 0 1,225 0 202
2017-12-31 13F-HR NUVEEN CLIFORNIA QULTY M / cs (67066Y105) 14.31 155,631 2,227
2017-12-31 13F-HR BLACKROCK MUNIYIELD CALI / cs (09254M105) 14.77 19,700 291
2017-12-31 13F-HR BLACKROCK MUNIYIELD CALI / cs (09254N103) 14.66 82,906 1,215
2017-12-31 13F-HR LIBERTY STAR URANIUM / cs (53123T206) 0.00 616,600 1
2017-12-31 13F-HR NANOTECH ENTERTAINME / cs (63009Y203) 0.02 82,323 2
2017-12-31 13F-HR GOOGL / Alphabet Inc. 1,053.44 5,972 5,745 -3.80 5,815 6,052 4.08
2017-12-31 13F-HR ED / Consolidated Edison, Inc. 84.95 81,980 82,764 0.96 6,614 7,031 6.30
2017-12-31 13F-HR EMR / Emerson Electric Co. 69.76 3,329 3,297 -0.96 209 230 10.05
2017-12-31 13F-HR XNNH / Xenonics Holdings, Inc. 0.00 16,553 16,553 0.00 0 0
2017-12-31 13F-HR BXMX / Nuveen S&P 500 Buy-Write Income Fund 14.25 159,347 162,372 1.90 2,228 2,314 3.86
2017-12-31 13F-HR INTC / Intel Corp. 46.10 8,071 7,635 -5.40 307 352 14.66
2017-12-31 13F-HR UTF / Cohen & Steers Infrastructure Fund, Inc. 24.00 159,725 174,505 9.25 3,674 4,188 13.99
2017-12-31 13F-HR VEA / Vanguard FTSE Developed Markets ETF 44.94 0 4,695 0 211
2017-12-31 13F-HR XLE / SPDR Energy Select Sector ETF 72.22 5,745 6,549 13.99 393 473 20.36
2017-12-31 13F-HR UTX / United Technologies Corp. 127.58 28,743 27,795 -3.30 3,337 3,546 6.26
2017-12-31 13F-HR EIX / Edison International 63.35 3,414 3,473 1.73 263 220 -16.35
2017-12-31 13F-HR VZ / Verizon Communications, Inc. 52.93 85,758 84,364 -1.63 4,244 4,465 5.21
2017-12-31 13F-HR XLF / SPDR Financial Select Sector ETF 27.90 16,953 18,389 8.47 438 513 17.12
2017-12-31 13F-HR XLP / SPDR Consumer Staples Select Sector ETF 56.85 5,180 5,330 2.90 280 303 8.21
2017-12-31 13F-HR CBSHP / Commerce Bancshares, Inc. 55.81 15,000 10,500 -30.00 867 586 -32.41
2017-12-31 13F-HR F / Ford Motor Co. 12.53 10,909 12,052 10.48 131 151 15.27
2017-12-31 13F-HR XBGTX / BlackRock Floating Rate Income 13.79 71,700 65,700 -8.37 1,030 906 -12.04
2017-12-31 13F-HR FAX / Aberdeen Asia-Pacific Prime Income Fund, Inc. 4.88 99,000 99,000 0.00 511 483 -5.48
2017-12-31 13F-HR KMB / Kimberly-Clark Corp. 120.64 1,757 2,263 28.80 207 273 31.88
2017-12-31 13F-HR XLU / SPDR Utilities Select Sector ETF 52.67 47,060 49,818 5.86 2,497 2,624 5.09
2017-12-31 13F-HR CELG / Celgene Corp. 21,475 0 -100.00 3,131 0 -100.00
2017-12-31 13F-HR CRM / Salesforce.com, Inc. 2,225 0 -100.00 208 0 -100.00
2017-12-31 13F-HR LEO MOTORS INC / cs (526362108) 0.12 600,000 75
2017-12-31 13F-HR CALL APPLE INC / cl Call (004368258) 0.00 40 0
2017-12-31 13F-HR CALL APPLE INC / cl Call (004752778) 0.00 20 0
2017-12-31 13F-HR DOUBLELINE OPPORTUNISTIC / cs (258623107) 22.19 268,422 5,956
2017-12-31 13F-HR HEALTHMED SVCS LTD / cs (422246306) 0.00 489,700 0
2017-12-31 13F-HR XLI / SPDR Industrial Select Sector ETF 75.77 5,274 4,817 -8.67 374 365 -2.41
2017-12-31 13F-HR CVX / Chevron Corp. 125.22 9,913 9,232 -6.87 1,165 1,156 -0.77
2017-12-31 13F-HR ETN / Eaton Corporation 79.01 97,349 94,142 -3.29 7,475 7,438 -0.49
2017-12-31 13F-HR QCOM / QUALCOMM Incorporated 64.04 11,445 6,574 -42.56 593 421 -29.01
2017-12-31 13F-HR ABT / Abbott Laboratories 57.04 0 3,699 0 211
2017-12-31 13F-HR PG / Procter & Gamble Co. (The) 91.94 7,074 6,243 -11.75 644 574 -10.87
2017-12-31 13F-HR DSL / DoubleLine Income Solutions Fund 20.20 43,510 43,471 -0.09 925 878 -5.08
2017-12-31 13F-HR MSFT / Microsoft Corp. 85.59 3,117 3,435 10.20 232 294 26.72
2017-12-31 13F-HR FB / Facebook, Inc. 176.46 30,300 30,834 1.76 5,177 5,441 5.10
2017-12-31 13F-HR TSLA / Tesla Motors, Inc. 311.42 5,985 3,423 -42.81 2,041 1,066 -47.77
2017-12-31 13F-HR PPG / PPG Industries, Inc. 116.79 5,309 4,521 -14.84 577 528 -8.49
2017-12-31 13F-HR VDC / Vanguard Consumer Staples ETF 146.02 32,452 34,008 4.79 4,497 4,966 10.43
2017-12-31 13F-HR AMJ / JPMorgan Alerian MLP Index ETN due 5/24/2024 27.48 24,495 19,945 -18.58 691 548 -20.69
2017-12-31 13F-HR DUK / Duke Energy Corp. (Holding Co.) 84.16 3,529 3,422 -3.03 296 288 -2.70
2017-12-31 13F-HR NLY / Annaly Capital Management, Inc. 11.89 210,120 215,355 2.49 2,561 2,561 0.00
2017-12-31 13F-HR MET / MetLife, Inc. 50.58 9,160 7,710 -15.83 476 390 -18.07
2017-12-31 13F-HR VFH / Vanguard Financials ETF 70.04 51,266 82,195 60.33 3,351 5,757 71.80
2017-12-31 13F-HR NKX / Nuveen Insured California Tax-Free Advantage Municipal Fund 15.36 133,382 135,250 1.40 2,103 2,078 -1.19
2017-12-31 13F-HR PYPL / PayPal Holdings, Inc. 73.62 6,628 5,596 -15.57 424 412 -2.83
2017-12-31 13F-HR CORP / PIMCO Investment Grade Corporate Bond Index Fund 105.67 5,407 9,482 75.37 570 1,002 75.79
2017-12-31 13F-HR MO / Altria Group, Inc. 71.40 30,776 28,808 -6.39 1,952 2,057 5.38
2017-12-31 13F-HR MRK / Merck & Co., Inc. 56.29 8,248 8,119 -1.56 528 457 -13.45
2017-12-31 13F-HR SCHB / Schwab U.S. Broad Market ETF 64.53 40,961 39,298 -4.06 2,495 2,536 1.64
2017-12-31 13F-HR SCHX / Schwab U.S. Large-Cap ETF 63.78 983,083 1,039,990 5.79 59,024 66,331 12.38
2017-12-31 13F-HR CAPR / Capricor Therapeutics, Inc. 1.58 50,000 50,000 0.00 152 79 -48.03
2017-12-31 13F-HR BMY / Bristol-Myers Squibb Co. 61.26 4,348 6,774 55.80 277 415 49.82
2017-12-31 13F-HR SCHG / Schwab U.S. Large-Cap Growth ETF 70.71 182,724 194,259 6.31 12,073 13,736 13.77
2017-12-31 13F-HR VTR / Ventas, Inc. 60.00 7,937 6,983 -12.02 517 419 -18.96
2017-12-31 13F-HR PSX / Phillips 66 101.24 2,980 2,825 -5.20 273 286 4.76
2017-12-31 13F-HR HON / Honeywell International, Inc. 153.21 3,410 2,911 -14.63 483 446 -7.66
2017-12-31 13F-HR NKE / Nike, Inc. 62.52 5,652 3,471 -38.59 293 217 -25.94
2017-12-31 13F-HR NFLX / Netflix, Inc. 191.96 1,664 1,865 12.08 302 358 18.54
2017-12-31 13F-HR SCHD / Schwab US Dividend Equity ETF 51.17 22,585 21,165 -6.29 1,057 1,083 2.46
2017-12-31 13F-HR OIL / Barclays iPath S&P GSCI Crude Oil Total Return Index ETN due on 8/14/2036 6.52 15,950 15,950 0.00 86 104 20.93
2017-12-31 13F-HR BAC / Bank of America Corp. 29.52 176,364 187,707 6.43 4,469 5,541 23.99
2017-12-31 13F-HR DIS / The Walt Disney Co. 107.62 3,771 3,754 -0.45 372 404 8.60
2017-12-31 13F-HR SBAC / SBA Communications Corp. 163.40 5,000 5,000 0.00 720 817 13.47
2017-12-31 13F-HR BRK.A / Berkshire Hathaway, Inc. 298,000.00 100 1 -99.00 275 298 8.36
2017-12-31 13F-HR GLD / SPDR Gold Shares 123.75 2,200 2,400 9.09 267 297 11.24
2017-12-31 13F-HR SCHZ / Schwab U.S. Aggregate Bond ETF 52.04 500,987 136,618 -72.73 26,232 7,110 -72.90
2017-12-31 13F-HR SGOL / ETFS GOLD Trust 125.98 2,690 2,540 -5.58 334 320 -4.19
2017-12-31 13F-HR AMD / Advanced Micro Devices, Inc. 10.29 0 20,900 0 215
2017-12-31 13F-HR LRCX / Lam Research Corp. 183.83 0 1,855 0 341
2017-12-31 13F-HR PGX / PowerShares Preferred Portfolio 14.86 350,202 369,726 5.58 5,264 5,494 4.37
2017-12-31 13F-HR EPD / Enterprise Products Partners L.P. 26.48 11,302 12,499 10.59 295 331 12.20
2017-12-31 13F-HR WDC / Western Digital Corp. 79.53 55,762 53,325 -4.37 4,818 4,241 -11.98
2017-12-31 13F-HR XOP / SPDR S&P Oil & Gas Exploration & Production ETF 37.22 9,200 7,900 -14.13 314 294 -6.37
2017-12-31 13F-HR GDX / VanEck Vectors Gold Miners ETF 23.28 0 11,600 0 270
2017-12-31 13F-HR XOM / Exxon Mobil Corp. 83.64 165,922 157,997 -4.78 13,602 13,215 -2.85
2017-12-31 13F-HR DNP / DNP Select Income Fund, Inc. 10.78 28,300 29,300 3.53 325 316 -2.77
2017-12-31 13F-HR UNP / Union Pacific Corp. 134.12 5,296 4,496 -15.11 614 603 -1.79
2017-12-31 13F-HR CSJ / iShares 1-3 Year Credit Bond ETF 2,200 0 -100.00 232 0 -100.00
2017-12-31 13F-HR LOW / Lowe's Companies, Inc. 92.95 8,774 6,821 -22.26 701 634 -9.56
2017-12-31 13F-HR BND / Vanguard Total Bond Market ETF 81.54 10,510 9,210 -12.37 861 751 -12.78
2017-12-31 13F-HR NM / Navios Maritime Holdings, Inc. 1.20 100,000 100,000 0.00 167 120 -28.14
2017-12-31 13F-HR 370ESCAU9 / General Motors 7.70xxx Bond 0.00 25,000 25,000 0.00 0 0
2017-12-31 13F-HR IBB / iShares Nasdaq Biotechnology ETF 106.72 1,360 4,095 201.10 454 437 -3.74
2017-12-31 13F-HR AGN / Allergan plc 163.63 3,928 3,343 -14.89 805 547 -32.05
2017-12-31 13F-HR MMC / Marsh & McLennan Companies, Inc. 81.35 3,218 3,233 0.47 270 263 -2.59
2017-12-31 13F-HR CHAG / Chancellor Group, Inc. 0.00 70,000 70,000 0.00 0 0
2017-12-31 13F-HR NVDA / NVIDIA Corp. 193.58 2,207 1,777 -19.48 395 344 -12.91
2017-12-31 13F-HR ABBV / AbbVie Inc. 96.71 74,604 71,584 -4.05 6,629 6,923 4.44
2017-12-31 13F-HR PFXF / Market Vectors Preferred Securities ex Financials ETF 19.67 43,175 37,925 -12.16 867 746 -13.96
2017-12-31 13F-HR SPY / SPDR S&P 500 ETF Trust 266.85 29,030 31,580 8.78 7,293 8,427 15.55
2017-12-31 13F-HR FFWM / First Foundation Inc. 18.55 20,000 20,000 0.00 358 371 3.63
2017-12-31 13F-HR EVV / Eaton Vance Limited Duration Income Fund 13.65 177,132 183,282 3.47 2,485 2,502 0.68
2017-12-31 13F-HR PFE / Pfizer, Inc. 36.22 188,621 191,285 1.41 6,734 6,928 2.88
2017-12-31 13F-HR GE / General Electric Co. 17.45 11,463 18,163 58.45 277 317 14.44
2017-12-31 13F-HR PANW / Palo Alto Networks, Inc. 144.89 2,065 1,615 -21.79 298 234 -21.48
2017-12-31 13F-HR JPM / JPMorgan Chase & Co. 106.94 65,018 64,753 -0.41 6,210 6,925 11.51
2017-12-31 13F-HR CTL / CenturyLink, Inc. 16.70 13,002 19,039 46.43 246 318 29.27
2017-12-31 13F-HR AAPL / Apple, Inc. 169.23 58,124 56,815 -2.25 8,958 9,615 7.33
2017-12-31 13F-HR BABA / Alibaba Group Holding Limited 172.18 2,540 1,330 -47.64 439 229 -47.84
2017-12-31 13F-HR SBUX / Starbucks Corp. 57.43 54,852 52,396 -4.48 2,946 3,009 2.14
2017-12-31 13F-HR PM / Philip Morris International, Inc. 105.58 3,338 3,192 -4.37 371 337 -9.16
2017-12-31 13F-HR JNJ / Johnson & Johnson 139.63 2,814 2,614 -7.11 366 365 -0.27
2017-12-31 13F-HR NOC / Northrop Grumman Corp. 307.25 1,378 1,227 -10.96 396 377 -4.80
2017-12-31 13F-HR QQQ / PowerShares QQQ Trust 155.79 4,366 8,210 88.04 635 1,279 101.42
2017-12-31 13F-HR BARZ / 5Barz International Inc. 0.04 50,000 50,000 0.00 2 2 0.00
2017-12-31 13F-HR HD / Home Depot, Inc. (The) 189.46 3,216 3,130 -2.67 526 593 12.74
2017-12-31 13F-HR CIU / iShares Intermediate Credit Bond ETF 109.22 39,229 40,725 3.81 4,321 4,448 2.94
2017-12-31 13F-HR FITX / Creative Edge Nutrition, Inc. 0.00 150,000 150,000 0.00 0 0
2017-12-31 13F-HR GILD / Gilead Sciences, Inc. 71.69 4,225 3,487 -17.47 342 250 -26.90
2017-12-31 13F-HR IYH / iShares U.S. Healthcare ETF 174.14 2,142 2,142 0.00 368 373 1.36
2017-12-31 13F-HR SIRI / Sirius XM Holdings Inc. 5.37 40,575 40,440 -0.33 224 217 -3.12
2017-12-31 13F-HR AMZN / Amazon.com, Inc. 1,169.56 4,008 3,686 -8.03 3,853 4,311 11.89
2017-12-31 13F-HR MU / Micron Technology, Inc. 41.12 11,715 11,380 -2.86 461 468 1.52
2017-12-31 13F-HR WFC / Wells Fargo & Co. 60.70 74,000 9,275 -87.47 4,081 563 -86.20
2017-12-31 13F-HR C / Citigroup, Inc. 74.42 6,660 6,396 -3.96 484 476 -1.65
2017-12-31 13F-HR RTN / Raytheon Co. 187.65 1,097 1,247 13.67 205 234 14.15
2017-12-31 13F-HR EFA / iShares MSCI EAFE ETF 70.40 0 2,912 0 205
2017-12-31 13F-HR VYMI / Vanguard International High Dividend Yield ETF 67.00 88,950 94,960 6.76 5,843 6,362 8.88
2017-12-31 13F-HR DOW / Dow Chemical Co. (The) 71.22 14,660 14,335 -2.22 1,015 1,021 0.59
2017-12-31 13F-HR BA / Boeing Company (The) 295.06 2,334 3,074 31.71 593 907 52.95
2017-12-31 13F-HR SCHE / Schwab Emerging Markets Equity ETF 27.94 650,634 766,037 17.74 17,509 21,403 22.24
2017-12-31 13F-HR SCHF / Schwab International Equity ETF 34.07 1,397,635 1,530,946 9.54 46,779 52,159 11.50
2017-12-31 13F-HR PHG / Koninklijke Philips N.V 37.80 47,127 59,307 25.85 1,942 2,242 15.45
2017-12-31 13F-HR BRK.B / Berkshire Hathaway, Inc. 198.19 9,134 8,290 -9.24 1,674 1,643 -1.85
2017-12-31 13F-HR SCHA / Schwab U.S. Small-Cap ETF 69.70 5,474 3,974 -27.40 369 277 -24.93
2017-12-31 13F-HR SCHV / Schwab U.S. Large-Cap Value ETF 54.67 227,942 251,579 10.37 11,812 13,754 16.44
2017-12-31 13F-HR AMLP / Alerian ETF 10.77 15,534 22,834 46.99 174 246 41.38
2017-12-31 13F-HR PWZ / PowerShares California AMT-Free Municipal Bond Portfolio 26.39 22,184 24,102 8.65 579 636 9.84
2017-12-31 13F-HR RSP / Guggenheim S&P 500 Equal Weight ETF 101.04 99,570 87,870 -11.75 9,513 8,878 -6.68
2017-12-31 13F-HR CATYW / Cathay General Bancorp 42.20 10,000 10,000 0.00 402 422 4.98
2017-12-31 13F-HR T / AT & T, Inc. 38.88 248,362 254,408 2.43 9,728 9,891 1.68
2017-12-31 13F-HR GIS / General Mills, Inc. 59.23 8,934 5,014 -43.88 462 297 -35.71
2017-12-31 13F-HR COST / Costco Wholesale Corp. 186.23 2,799 2,019 -27.87 460 376 -18.26
2017-12-31 13F-HR VNQ / Vanguard REIT ETF 82.98 31,439 48,580 54.52 2,612 4,031 54.33
2017-12-31 13F-HR CSCO / Cisco Systems, Inc. 38.30 134,686 128,743 -4.41 4,529 4,931 8.88
2017-12-31 13F-HR FSIC / FS Investment Corporation 10,000 0 -100.00 85 0 -100.00
2017-12-31 13F-HR GRPN / Groupon, Inc. 11,000 0 -100.00 57 0 -100.00
2017-12-31 13F-HR NUVEEN ALL CAP ENERGY ML / cs (67075E108) 10,075 0 -100.00 90 0
2017-12-31 13F-HR TAL / TAL International Group, Inc. 6,400 0 -100.00 216 0 -100.00
2017-12-31 13F-HR VIPS / Vipshop Holdings, Inc. 10,000 0 -100.00 88 0 -100.00
2017-12-31 13F-HR JCI / Johnson Controls International plc 5,406 0 -100.00 218 0 -100.00
2017-12-31 13F-HR XBHKX / BlackRock Core Bond Trust 12,667 0 -100.00 178 0 -100.00
2017-12-31 13F-HR SALT / Scorpio Bulkers Inc. 11,000 0 -100.00 78 0 -100.00
2017-12-31 13F-HR SWKS / Skyworks Solutions, Inc. 2,094 0 -100.00 213 0 -100.00
2017-12-31 13F-HR QRVO / Qorvo, Inc. 5,825 0 -100.00 412 0 -100.00
2017-12-31 13F-HR TWX / Time Warner, Inc. 3,076 0 -100.00 315 0 -100.00
2017-12-31 13F-HR AMGN / Amgen Inc. 1,119 0 -100.00 209 0 -100.00
2017-12-31 13F-HR O / Realty Income Corp. 3,950 0 -100.00 226 0 -100.00
2017-12-31 13F-HR BSCH / Guggenheim BulletShares 2017 Corporate Bond ETF 40,572 0 -100.00 918 0 -100.00
2017-12-31 13F-HR BSCI / Guggenheim BulletShares 2018 Corporate Bond ETF 9,761 0 -100.00 207 0 -100.00
2017-12-31 13F-HR AVGO / Broadcom Limited 1,013 0 -100.00 246 0 -100.00