Current Holdings (from 13F, 13D)

InvestorApriem Advisors
Portfolio Value$ 402,147,000
Current Positions151
Opened Positions5
Closed Positions14

Apriem Advisors has disclosed 151 total holdings in their latest SEC filings. Most recent portfolio value is calculated to be $ 402,147,000 USD. Actual Assets Under Management (AUM) is this value plus cash (which is not disclosed). Apriem Advisors's top holdings are Schwab U.S. Large-Cap ETF (NYSE:SCHX) , Schwab International Equity ETF (NYSE:SCHF) , Schwab U.S. Aggregate Bond ETF (NYSE:SCHZ) , Schwab Emerging Markets Equity ETF (NYSE:SCHE) , and Exxon Mobil Corp. (NYSE:XOM) . Apriem Advisors's new positions include DowDuPont Inc. (NYSE:DWDP) , SPDR S&P Oil & Gas Exploration & Production ETF (NYSE:XOP) , Tal Education Group (NYSE:XRS) , Vipshop Holdings, Inc. (NYSE:VIPS) , and FS Investment Corporation (NYSE:FSIC) .


All Apriem Advisors holdings are listed in the following table. This data is sourced from 13D/13G, and 13F filings. Green rows indicate new positions. Red rows indicate closed positions.

This 13F was filed on 2017-11-14. Click the link icon to see the full transaction history.

Reporting PeriodFormSecurity Imputed
Share Price
Prev SharesCurrent SharesChange
(Percent)
Prev Value ($K)Current Value ($K)Change
(Percent)
2017‑09‑30 13F-HR BLACKROCK MUNIYIELD CALI / cs (09254M105) 15.43 19,700 304
2017‑09‑30 13F-HR BLACKROCK MUNIYIELD CALI / cs (09254N103) 15.45 87,157 1,347
2017‑09‑30 13F-HR DOUBLELINE OPPORTUNISTIC / cs (258623107) 24.04 276,173 6,639
2017‑09‑30 13F-HR DWDP / DowDuPont Inc. 69.24 14,660 1,015
2017‑09‑30 13F-HR FSIC / FS Investment Corporation 8.50 10,000 85
2017‑09‑30 13F-HR GRPN / Groupon, Inc. 5.18 11,000 57
2017‑09‑30 13F-HR HEALTHMED SVCS LTD / cs (422246306) 0.00 489,700 0
2017‑09‑30 13F-HR LEO MOTORS INC / cs (526362108) 0.13 249,742 32
2017‑09‑30 13F-HR LIBERTY STAR URANIUM / cs (53123T206) 0.00 616,600 1
2017‑09‑30 13F-HR NANOTECH ENTERTAINME / cs (63009Y203) 0.02 82,323 2
2017‑09‑30 13F-HR NUVEEN ALL CAP ENERGY ML / cs (67075E108) 8.93 10,075 90
2017‑09‑30 13F-HR NUVEEN CLIFORNIA QULTY M / cs (67066Y105) 14.92 123,426 1,842
2017‑09‑30 13F-HR PIMCO INVEST GRADE CORP / cs (72201R817) 105.42 5,407 570
2017‑09‑30 13F-HR SOLARIS PWR CELLS / cs (83416X101) 0.00 20,000 0
2017‑09‑30 13F-HR XOP / SPDR S&P Oil & Gas Exploration & Production ETF 34.13 9,200 314
2017‑09‑30 13F-HR XRS / Tal Education Group 33.75 6,400 216
2017‑09‑30 13F-HR USA URANIUM CORP XXX / cs (91154T109) 0.00 400,000 0
2017‑09‑30 13F-HR VANECK VECTORS PFD SEC / cs (92189F429) 20.08 43,175 867
2017‑09‑30 13F-HR VIPS / Vipshop Holdings, Inc. 8.80 10,000 88
2017‑09‑30 13F-HR GENERAL MOTORS 7.70XXX / oa (370ESCAU9) 0.00 25,000 0
2017‑09‑30 13F-HR GOOGL / Alphabet Inc. Class A 973.71 4,795 5,972 24.55 4,458 5,815 30.44
2017‑09‑30 13F-HR XNNH / Xenonics Holdings, Inc. 0.00 16,553 16,553 0.00 0 0
2017‑09‑30 13F-HR EMR / Emerson Electric Co. 62.78 0 3,329 0 209
2017‑09‑30 13F-HR ED / Consolidated Edison, Inc. 80.68 69,986 81,980 17.14 5,656 6,614 16.94
2017‑09‑30 13F-HR CSJ / iShares 1-3 Year Credit Bond ETF 105.45 5,151 2,200 -57.29 542 232 -57.20
2017‑09‑30 13F-HR UTF / Cohen & Steers Infrastructure Fund, Inc. 23.00 92,223 159,725 73.19 2,179 3,674 68.61
2017‑09‑30 13F-HR INTC / Intel Corp. 38.04 8,113 8,071 -0.52 274 307 12.04
2017‑09‑30 13F-HR BXMX / Nuveen S&P 500 Buy-Write Income Fund 13.98 110,615 159,347 44.06 1,532 2,228 45.43
2017‑09‑30 13F-HR UTX / United Technologies Corp. 116.10 21,431 28,743 34.12 2,617 3,337 27.51
2017‑09‑30 13F-HR XLE / SPDR Energy Select Sector ETF 68.41 5,095 5,745 12.76 331 393 18.73
2017‑09‑30 13F-HR EIX / Edison International 77.04 3,414 3,414 0.00 267 263 -1.50
2017‑09‑30 13F-HR VZ / Verizon Communications, Inc. 49.49 77,915 85,758 10.07 3,480 4,244 21.95
2017‑09‑30 13F-HR XLP / SPDR Consumer Staples Select Sector ETF 54.05 4,355 5,180 18.94 239 280 17.15
2017‑09‑30 13F-HR XLF / SPDR Financial Select Sector ETF 25.84 17,135 16,953 -1.06 423 438 3.55
2017‑09‑30 13F-HR CBSHP / Commerce Bancshares, Inc. 57.80 18,000 15,000 -16.67 1,023 867 -15.25
2017‑09‑30 13F-HR F / Ford Motor Co. 12.01 13,826 10,909 -21.10 155 131 -15.48
2017‑09‑30 13F-HR CELG / Celgene Corp. 145.80 22,625 21,475 -5.08 2,938 3,131 6.57
2017‑09‑30 13F-HR XBGTX / BlackRock Floating Rate Income 14.37 61,250 71,700 17.06 862 1,030 19.49
2017‑09‑30 13F-HR FAX / Aberdeen Asia-Pacific Prime Income Fund, Inc. 5.16 58,000 99,000 70.69 290 511 76.21
2017‑09‑30 13F-HR KMB / Kimberly-Clark Corp. 117.81 1,782 1,757 -1.40 230 207 -10.00
2017‑09‑30 13F-HR XLU / SPDR Utilities Select Sector ETF 53.06 43,270 47,060 8.76 2,248 2,497 11.08
2017‑09‑30 13F-HR XLI / SPDR Industrial Select Sector ETF 70.91 5,584 5,274 -5.55 380 374 -1.58
2017‑09‑30 13F-HR CVX / Chevron Corp. 117.52 8,905 9,913 11.32 929 1,165 25.40
2017‑09‑30 13F-HR CRM / Salesforce.com, Inc. 93.48 2,850 2,225 -21.93 247 208 -15.79
2017‑09‑30 13F-HR QCOM / QUALCOMM Incorporated 51.81 15,269 11,445 -25.04 843 593 -29.66
2017‑09‑30 13F-HR ETN / Eaton Corporation 76.79 92,873 97,349 4.82 7,228 7,475 3.42
2017‑09‑30 13F-HR PG / Procter & Gamble Co. (The) 91.04 6,778 7,074 4.37 591 644 8.97
2017‑09‑30 13F-HR DSL / DoubleLine Income Solutions Fund 21.26 44,599 43,510 -2.44 921 925 0.43
2017‑09‑30 13F-HR MSFT / Microsoft Corp. 74.43 0 3,117 0 232
2017‑09‑30 13F-HR FB / Facebook, Inc. 170.86 31,617 30,300 -4.17 4,774 5,177 8.44
2017‑09‑30 13F-HR JCI / Johnson Controls International plc 40.33 8,442 5,406 -35.96 366 218 -40.44
2017‑09‑30 13F-HR TSLA / Tesla Motors, Inc. 341.02 3,495 5,985 71.24 1,264 2,041 61.47
2017‑09‑30 13F-HR PPG / PPG Industries, Inc. 108.68 5,102 5,309 4.06 561 577 2.85
2017‑09‑30 13F-HR VDC / Vanguard Consumer Staples ETF 138.57 28,397 32,452 14.28 4,005 4,497 12.28
2017‑09‑30 13F-HR AMJ / JPMorgan Alerian MLP Index ETN due 5/24/2024 28.21 17,995 24,495 36.12 534 691 29.40
2017‑09‑30 13F-HR DUK / Duke Energy Corp. (Holding Co.) 83.88 3,404 3,529 3.67 285 296 3.86
2017‑09‑30 13F-HR NLY / Annaly Capital Management, Inc. 12.19 148,920 210,120 41.10 1,794 2,561 42.75
2017‑09‑30 13F-HR MET / MetLife, Inc. 51.97 13,060 9,160 -29.86 718 476 -33.70
2017‑09‑30 13F-HR VFH / Vanguard Financials ETF 65.36 44,720 51,266 14.64 2,797 3,351 19.81
2017‑09‑30 13F-HR NKX / Nuveen Insured California Tax-Free Advantage Municipal Fund 15.77 135,474 133,382 -1.54 2,109 2,103 -0.28
2017‑09‑30 13F-HR PYPL / PayPal Holdings, Inc. 63.97 8,398 6,628 -21.08 451 424 -5.99
2017‑09‑30 13F-HR MO / Altria Group, Inc. 63.43 23,921 30,776 28.66 1,781 1,952 9.60
2017‑09‑30 13F-HR SCHB / Schwab U.S. Broad Market ETF 60.91 45,328 40,961 -9.63 2,650 2,495 -5.85
2017‑09‑30 13F-HR MRK / Merck & Co., Inc. 64.02 8,146 8,248 1.25 522 528 1.15
2017‑09‑30 13F-HR SCHX / Schwab U.S. Large-Cap ETF 60.04 930,904 983,083 5.61 53,778 59,024 9.75
2017‑09‑30 13F-HR XBHKX / BlackRock Core Bond Trust 14.05 11,667 12,667 8.57 162 178 9.88
2017‑09‑30 13F-HR CAPR / Capricor Therapeutics, Inc. 3.04 50,000 50,000 0.00 42 152 261.90
2017‑09‑30 13F-HR BMYMP / Bristol-Myers Squibb Co. 63.71 5,047 4,348 -13.85 281 277 -1.42
2017‑09‑30 13F-HR SCHG / Schwab U.S. Large-Cap Growth ETF 66.07 145,993 182,724 25.16 9,227 12,073 30.84
2017‑09‑30 13F-HR SALT / Scorpio Bulkers Inc. 7.09 0 11,000 0 78
2017‑09‑30 13F-HR VTR / Ventas, Inc. 65.14 8,137 7,937 -2.46 565 517 -8.50
2017‑09‑30 13F-HR PSX / Phillips 66 91.61 2,792 2,980 6.73 231 273 18.18
2017‑09‑30 13F-HR HON / Honeywell International, Inc. 141.64 3,514 3,410 -2.96 468 483 3.21
2017‑09‑30 13F-HR SWKS / Skyworks Solutions, Inc. 101.72 2,744 2,094 -23.69 263 213 -19.01
2017‑09‑30 13F-HR NKE / Nike, Inc. 51.84 4,991 5,652 13.24 294 293 -0.34
2017‑09‑30 13F-HR SCHD / Schwab US Dividend Equity ETF 46.80 25,465 22,585 -11.31 1,148 1,057 -7.93
2017‑09‑30 13F-HR NFLX / Netflix, Inc. 181.49 1,494 1,664 11.38 223 302 35.43
2017‑09‑30 13F-HR OIL / Barclays iPath S&P GSCI Crude Oil Total Return Index ETN due on 8/14/2036 5.39 15,950 15,950 0.00 78 86 10.26
2017‑09‑30 13F-HR QRVO / Qorvo, Inc. 70.73 6,825 5,825 -14.65 432 412 -4.63
2017‑09‑30 13F-HR BAC / Bank of America Corp. 25.34 188,156 176,364 -6.27 4,565 4,469 -2.10
2017‑09‑30 13F-HR DIS / The Walt Disney Co. 98.65 4,258 3,771 -11.44 452 372 -17.70
2017‑09‑30 13F-HR SBAC / SBA Communications Corp. 144.00 9,000 5,000 -44.44 1,214 720 -40.69
2017‑09‑30 13F-HR TWX / Time Warner, Inc. 102.41 3,076 3,076 0.00 309 315 1.94
2017‑09‑30 13F-HR BRK.A / Berkshire Hathaway, Inc. 2,750.00 1 100 9,900.00 255 275 7.84
2017‑09‑30 13F-HR GLD / SPDR Gold Shares 121.36 2,000 2,200 10.00 236 267 13.14
2017‑09‑30 13F-HR SCHZ / Schwab U.S. Aggregate Bond ETF 52.36 187,023 500,987 167.87 9,772 26,232 168.44
2017‑09‑30 13F-HR SGOL / ETFS GOLD Trust 124.16 2,150 2,690 25.12 259 334 28.96
2017‑09‑30 13F-HR PGX / PowerShares Preferred Portfolio 15.03 0 350,202 0 5,264
2017‑09‑30 13F-HR EPD / Enterprise Products Partners L.P. 26.10 11,125 11,302 1.59 301 295 -1.99
2017‑09‑30 13F-HR WDC / Western Digital Corp. 86.40 77,985 55,762 -28.50 6,909 4,818 -30.26
2017‑09‑30 13F-HR AMGN / Amgen Inc. 186.77 1,201 1,119 -6.83 207 209 0.97
2017‑09‑30 13F-HR XOM / Exxon Mobil Corp. 81.98 156,768 165,922 5.84 12,656 13,602 7.47
2017‑09‑30 13F-HR DNP / DNP Select Income Fund, Inc. 11.48 24,800 28,300 14.11 273 325 19.05
2017‑09‑30 13F-HR UNP / Union Pacific Corp. 115.94 5,296 5,296 0.00 577 614 6.41
2017‑09‑30 13F-HR LOW / Lowe's Companies, Inc. 79.90 8,224 8,774 6.69 638 701 9.87
2017‑09‑30 13F-HR BND / Vanguard Total Bond Market ETF 81.92 19,453 10,510 -45.97 1,592 861 -45.92
2017‑09‑30 13F-HR NM / Navios Maritime Holdings, Inc. 1.67 65,000 100,000 53.85 89 167 87.64
2017‑09‑30 13F-HR IBB / iShares Nasdaq Biotechnology ETF 333.82 1,140 1,360 19.30 353 454 28.61
2017‑09‑30 13F-HR AGN / Allergan plc 204.94 0 3,928 0 805
2017‑09‑30 13F-HR O / Realty Income Corp. 57.22 3,776 3,950 4.61 208 226 8.65
2017‑09‑30 13F-HR MMC / Marsh & McLennan Companies, Inc. 83.90 3,203 3,218 0.47 250 270 8.00
2017‑09‑30 13F-HR CHAG / Chancellor Group, Inc. 0.00 70,000 70,000 0.00 0 0
2017‑09‑30 13F-HR NVDA / NVIDIA Corp. 178.98 0 2,207 0 395
2017‑09‑30 13F-HR ABBV / AbbVie Inc. 88.86 88,961 74,604 -16.14 6,451 6,629 2.76
2017‑09‑30 13F-HR BSCH / Guggenheim BulletShares 2017 Corporate Bond ETF 22.63 187,494 40,572 -78.36 4,239 918 -78.34
2017‑09‑30 13F-HR SPY / SPDR S&P 500 ETF Trust 251.22 28,148 29,030 3.13 6,806 7,293 7.16
2017‑09‑30 13F-HR FFWM / First Foundation Inc. 17.90 20,000 20,000 0.00 329 358 8.81
2017‑09‑30 13F-HR EVV / Eaton Vance Limited Duration Income Fund 14.03 143,840 177,132 23.15 2,028 2,485 22.53
2017‑09‑30 13F-HR PFE / Pfizer, Inc. 35.70 209,769 188,621 -10.08 7,046 6,734 -4.43
2017‑09‑30 13F-HR GE / General Electric Co. 24.16 239,419 11,463 -95.21 6,467 277 -95.72
2017‑09‑30 13F-HR PANW / Palo Alto Networks, Inc. 144.31 2,323 2,065 -11.11 311 298 -4.18
2017‑09‑30 13F-HR JPM / JPMorgan Chase & Co. 95.51 68,022 65,018 -4.42 6,217 6,210 -0.11
2017‑09‑30 13F-HR CTL / CenturyLink, Inc. 18.92 9,002 13,002 44.43 215 246 14.42
2017‑09‑30 13F-HR AAPL / Apple, Inc. 154.12 58,418 58,124 -0.50 8,413 8,958 6.48
2017‑09‑30 13F-HR BABA / Alibaba Group Holding Limited 172.83 0 2,540 0 439
2017‑09‑30 13F-HR SBUX / Starbucks Corp. 53.71 56,492 54,852 -2.90 3,294 2,946 -10.56
2017‑09‑30 13F-HR PM / Philip Morris International, Inc. 111.14 2,999 3,338 11.30 352 371 5.40
2017‑09‑30 13F-HR JNJ / Johnson & Johnson 130.06 2,597 2,814 8.36 344 366 6.40
2017‑09‑30 13F-HR NOC / Northrop Grumman Corp. 287.37 1,281 1,378 7.57 329 396 20.36
2017‑09‑30 13F-HR QQQ / PowerShares QQQ Trust 145.44 4,147 4,366 5.28 571 635 11.21
2017‑09‑30 13F-HR BARZ / 5Barz International Inc. 0.04 50,000 50,000 0.00 2 2 0.00
2017‑09‑30 13F-HR BSCI / Guggenheim BulletShares 2018 Corporate Bond ETF 21.21 0 9,761 0 207
2017‑09‑30 13F-HR HD / Home Depot, Inc. (The) 163.56 3,216 3,216 0.00 493 526 6.69
2017‑09‑30 13F-HR CIU / iShares Intermediate Credit Bond ETF 110.15 39,773 39,229 -1.37 4,366 4,321 -1.03
2017‑09‑30 13F-HR FITX / Creative Edge Nutrition, Inc. 0.00 150,000 150,000 0.00 0 0
2017‑09‑30 13F-HR GILD / Gilead Sciences, Inc. 80.95 3,779 4,225 11.80 267 342 28.09
2017‑09‑30 13F-HR IYH / iShares U.S. Healthcare ETF 171.80 2,042 2,142 4.90 340 368 8.24
2017‑09‑30 13F-HR SIRI / Sirius XM Holdings Inc. 5.52 40,440 40,575 0.33 221 224 1.36
2017‑09‑30 13F-HR AMZN / Amazon.com, Inc. 961.33 3,131 4,008 28.01 3,031 3,853 27.12
2017‑09‑30 13F-HR MU / Micron Technology, Inc. 39.35 0 11,715 0 461
2017‑09‑30 13F-HR WFC / Wells Fargo & Co. 55.15 83,844 74,000 -11.74 4,646 4,081 -12.16
2017‑09‑30 13F-HR RTN / Raytheon Co. 186.87 0 1,097 0 205
2017‑09‑30 13F-HR C / Citigroup, Inc. 72.67 0 6,660 0 484
2017‑09‑30 13F-HR VYMI / Vanguard International High Dividend Yield ETF 65.69 57,120 88,950 55.72 3,573 5,843 63.53
2017‑09‑30 13F-HR BA / Boeing Company (The) 254.07 1,375 2,334 69.75 272 593 118.01
2017‑09‑30 13F-HR SCHE / Schwab Emerging Markets Equity ETF 26.91 641,132 650,634 1.48 15,932 17,509 9.90
2017‑09‑30 13F-HR SCHF / Schwab International Equity ETF 33.47 1,215,386 1,397,635 15.00 38,625 46,779 21.11
2017‑09‑30 13F-HR BRK.B / Berkshire Hathaway, Inc. 183.27 9,589 9,134 -4.75 1,624 1,674 3.08
2017‑09‑30 13F-HR AVGO / Broadcom Limited 242.84 863 1,013 17.38 201 246 22.39
2017‑09‑30 13F-HR PHG / Koninklijke Philips N.V 41.21 0 47,127 0 1,942
2017‑09‑30 13F-HR SCHA / Schwab U.S. Small-Cap ETF 67.41 113,095 5,474 -95.16 7,228 369 -94.89
2017‑09‑30 13F-HR SCHV / Schwab U.S. Large-Cap Value ETF 51.82 159,702 227,942 42.73 8,017 11,812 47.34
2017‑09‑30 13F-HR AMLP / Alerian ETF 11.20 38,071 15,534 -59.20 455 174 -61.76
2017‑09‑30 13F-HR PWZ / PowerShares California AMT-Free Municipal Bond Portfolio 26.10 19,838 22,184 11.83 515 579 12.43
2017‑09‑30 13F-HR CATYW / Cathay General Bancorp 40.20 10,000 10,000 0.00 380 402 5.79
2017‑09‑30 13F-HR RSP / Guggenheim S&P 500 Equal Weight ETF 95.54 137,748 99,570 -27.72 12,766 9,513 -25.48
2017‑09‑30 13F-HR T / AT & T, Inc. 39.17 242,207 248,362 2.54 9,138 9,728 6.46
2017‑09‑30 13F-HR GIS / General Mills, Inc. 51.71 5,182 8,934 72.40 287 462 60.98
2017‑09‑30 13F-HR COST / Costco Wholesale Corp. 164.34 2,203 2,799 27.05 352 460 30.68
2017‑09‑30 13F-HR VNQ / Vanguard REIT ETF 83.08 22,948 31,439 37.00 1,910 2,612 36.75
2017‑09‑30 13F-HR CSCO / Cisco Systems, Inc. 33.63 136,140 134,686 -1.07 4,261 4,529 6.29
2017‑09‑30 13F-HR PSEC / Prospect Capital Corp. 30,000 0 -100.00 244 0 -100.00
2017‑09‑30 13F-HR APO / Apollo Global Management LLC 27,725 0 -100.00 733 0 -100.00
2017‑09‑30 13F-HR IBM / International Business Machines Corp. 37,237 0 -100.00 5,728 0 -100.00
2017‑09‑30 13F-HR TFI / SPDR Nuveen Bloomberg Barclays Municipal Bond ETF 5,550 0 -100.00 270 0 -100.00
2017‑09‑30 13F-HR DD / Du Pont (E.I.) De Nemours & Co., Inc. 11,060 0 -100.00 893 0 -100.00
2017‑09‑30 13F-HR IWM / iShares Russell 2000 ETF 1,746 0 -100.00 246 0 -100.00
2017‑09‑30 13F-HR BKLN / PowerShares Senior Loan Portfolio 49,275 0 -100.00 1,140 0 -100.00
2017‑09‑30 13F-HR TGT / Target Corp. 3,895 0 -100.00 204 0 -100.00
2017‑09‑30 13F-HR VTI / Vanguard Total Stock Market Index Fund 4,353 0 -100.00 542 0 -100.00
2017‑09‑30 13F-HR SCHP / Schwab U.S. TIPS ETF 81,577 0 -100.00 4,492 0 -100.00
2017‑09‑30 13F-HR PHK / PIMCO High Income Fund 11,160 0 -100.00 98 0 -100.00
2017‑09‑30 13F-HR VTV / Vanguard Value ETF 2,175 0 -100.00 210 0 -100.00
2017‑09‑30 13F-HR SDY / SPDR S&P Dividend ETF 2,262 0 -100.00 201 0 -100.00
2017‑09‑30 13F-HR KLAC / KLA-Tencor Corp. 6,000 0 -100.00 549 0 -100.00