InvestorApriem Advisors
Portfolio Value $ 409,880,000
Current Positions142
Opened Positions3
Closed Positions15


Latest Holdings, Performance, AUM (from 13F, 13D)

Apriem Advisors has disclosed 142 total holdings in their latest SEC filings. Most recent portfolio value is calculated to be $ 409,880,000 USD. Actual Assets Under Management (AUM) is this value plus cash (which is not disclosed). Apriem Advisors's top holdings are Schwab U.S. Large-Cap ETF (NYSE:SCHX) , Schwab International Equity ETF (NYSE:SCHF) , Schwab Emerging Markets Equity ETF (NYSE:SCHE) , Schwab U.S. Large-Cap Growth ETF (NYSE:SCHG) , and Exxon Mobil Corp. (NYSE:XOM) . Apriem Advisors's new positions include KraneShares CSI China Internet ETF (NYSE:KWEB) , Align Technology, Inc. (NASDAQ:ALGN) , Hemp, Inc. (OTC:HEMP) , .

All Apriem Advisors holdings are listed in the following tables. Data is sourced from 13D/13G, 13F, and N-Q filings. Green rows indicate new positions. Red rows indicate closed positions.

This form was filed on May 11, 2018. Click the link icon to see the full transaction history.

Reporting Period Form Security Opt Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
($1000)
Current Value
($1000)
Change
(Percent)
2018-03-31 13F-HR IBM / International Business Machines Corp. 153.30 0 1,409 0 216
2018-03-31 13F-HR ALTAIR ENGINEERING I / cs (021369103) 31.36 38,300 1,201
2018-03-31 13F-HR BLACKROCK MUNIYIELD CALI / cs (09254M105) 13.35 19,700 263
2018-03-31 13F-HR BLACKROCK MUNIYIELD CALI / cs (09254N103) 13.32 73,256 976
2018-03-31 13F-HR DOUBLELINE OPPORTUNISTIC / cs (258623107) 21.59 254,549 5,496
2018-03-31 13F-HR HEALTHMED SVCS LTD / cs (422246306) 0.00 489,700 0
2018-03-31 13F-HR LEO MOTORS INC / cs (526362108) 0.10 600,000 60
2018-03-31 13F-HR LIBERTY STAR URANIUM / cs (53123T206) 0.00 616,600 1
2018-03-31 13F-HR NANOTECH ENTERTAINME / cs (63009Y203) 0.02 82,323 2
2018-03-31 13F-HR NUVEEN CLIFORNIA QULTY M / cs (67066Y105) 13.39 170,498 2,283
2018-03-31 13F-HR SOLARIS PWR CELLS / cs (83416X101) 0.00 20,000 0
2018-03-31 13F-HR USA URANIUM CORP XXX / cs (91154T109) 0.00 400,000 0
2018-03-31 13F-HR GOOGL / Alphabet Inc. 1,037.13 5,745 5,898 2.66 6,052 6,117 1.07
2018-03-31 13F-HR XNNH / Xenonics Holdings, Inc. 0.00 16,553 16,553 0.00 0 0
2018-03-31 13F-HR ED / Consolidated Edison, Inc. 77.94 82,764 84,457 2.05 7,031 6,583 -6.37
2018-03-31 13F-HR GOOG / Alphabet Inc. Class C 1,033.65 0 208 0 215
2018-03-31 13F-HR UTF / Cohen & Steers Infrastructure Fund, Inc. 21.41 174,505 186,839 7.07 4,188 4,000 -4.49
2018-03-31 13F-HR INTC / Intel Corp. 52.08 7,635 8,698 13.92 352 453 28.69
2018-03-31 13F-HR BXMX / Nuveen S&P 500 Buy-Write Income Fund 13.32 162,372 163,322 0.59 2,314 2,175 -6.01
2018-03-31 13F-HR UTX / United Technologies Corp. 125.82 27,795 31,776 14.32 3,546 3,998 12.75
2018-03-31 13F-HR XLE / SPDR Energy Select Sector ETF 67.46 6,549 8,464 29.24 473 571 20.72
2018-03-31 13F-HR EIX / Edison International 63.63 3,473 3,473 0.00 220 221 0.45
2018-03-31 13F-HR VZ / Verizon Communications, Inc. 47.82 84,364 81,459 -3.44 4,465 3,895 -12.77
2018-03-31 13F-HR XLF / SPDR Financial Select Sector ETF 27.59 18,389 19,389 5.44 513 535 4.29
2018-03-31 13F-HR CBSHP / Commerce Bancshares, Inc. 60.00 10,500 5,250 -50.00 586 315 -46.25
2018-03-31 13F-HR XBGTX / BlackRock Floating Rate Income 14.52 65,700 53,300 -18.87 906 774 -14.57
2018-03-31 13F-HR FAX / Aberdeen Asia-Pacific Prime Income Fund, Inc. 4.74 99,000 93,000 -6.06 483 441 -8.70
2018-03-31 13F-HR BKLN / PowerShares Senior Loan Portfolio 23.09 0 10,396 0 240
2018-03-31 13F-HR KMB / Kimberly-Clark Corp. 110.03 2,263 2,263 0.00 273 249 -8.79
2018-03-31 13F-HR XLU / SPDR Utilities Select Sector ETF 50.53 49,818 43,535 -12.61 2,624 2,200 -16.16
2018-03-31 13F-HR XLI / SPDR Industrial Select Sector ETF 74.35 4,817 5,582 15.88 365 415 13.70
2018-03-31 13F-HR CVX / Chevron Corp. 114.05 9,232 9,198 -0.37 1,156 1,049 -9.26
2018-03-31 13F-HR QCOM / QUALCOMM Incorporated 55.44 6,574 5,087 -22.62 421 282 -33.02
2018-03-31 13F-HR ETN / Eaton Corporation 79.91 94,142 95,163 1.08 7,438 7,604 2.23
2018-03-31 13F-HR PG / Procter & Gamble Co. (The) 79.34 6,243 6,289 0.74 574 499 -13.07
2018-03-31 13F-HR ABT / Abbott Laboratories 59.94 3,699 3,754 1.49 211 225 6.64
2018-03-31 13F-HR DSL / DoubleLine Income Solutions Fund 20.07 43,471 42,247 -2.82 878 848 -3.42
2018-03-31 13F-HR MSFT / Microsoft Corp. 91.24 3,435 3,836 11.67 294 350 19.05
2018-03-31 13F-HR FB / Facebook, Inc. 159.78 30,834 34,223 10.99 5,441 5,468 0.50
2018-03-31 13F-HR VGT / Vanguard Information Technology ETF 170.61 1,225 1,225 0.00 202 209 3.47
2018-03-31 13F-HR TSLA / Tesla Motors, Inc. 266.31 3,423 1,134 -66.87 1,066 302 -71.67
2018-03-31 13F-HR PPG / PPG Industries, Inc. 111.66 4,521 3,860 -14.62 528 431 -18.37
2018-03-31 13F-HR VDC / Vanguard Consumer Staples ETF 136.11 34,008 36,148 6.29 4,966 4,920 -0.93
2018-03-31 13F-HR AMJ / JPMorgan Alerian MLP Index ETN due 5/24/2024 24.03 19,945 14,900 -25.29 548 358 -34.67
2018-03-31 13F-HR DUK / Duke Energy Corp. 77.33 3,422 3,000 -12.33 288 232 -19.44
2018-03-31 13F-HR NLY / Annaly Capital Management, Inc. 10.43 215,355 206,230 -4.24 2,561 2,151 -16.01
2018-03-31 13F-HR VFH / Vanguard Financials ETF 69.47 82,195 90,935 10.63 5,757 6,317 9.73
2018-03-31 13F-HR NKX / Nuveen Insured California Tax-Free Advantage Municipal Fund 13.54 135,250 138,246 2.22 2,078 1,872 -9.91
2018-03-31 13F-HR PYPL / PayPal Holdings, Inc. 75.83 5,596 5,750 2.75 412 436 5.83
2018-03-31 13F-HR MO / Altria Group, Inc. 62.31 28,808 27,923 -3.07 2,057 1,740 -15.41
2018-03-31 13F-HR SCHB / Schwab U.S. Broad Market ETF 63.79 39,298 34,251 -12.84 2,536 2,185 -13.84
2018-03-31 13F-HR MRK / Merck & Co., Inc. 54.49 8,119 9,341 15.05 457 509 11.38
2018-03-31 13F-HR SCHX / Schwab U.S. Large-Cap ETF 63.08 1,039,990 1,025,422 -1.40 66,331 64,684 -2.48
2018-03-31 13F-HR CAPR / Capricor Therapeutics, Inc. 1.36 50,000 50,000 0.00 79 68 -13.92
2018-03-31 13F-HR BMY / Bristol-Myers Squibb Co. 63.23 6,774 6,500 -4.04 415 411 -0.96
2018-03-31 13F-HR SCHG / Schwab U.S. Large-Cap Growth ETF 71.71 194,259 199,991 2.95 13,736 14,341 4.40
2018-03-31 13F-HR PSX / Phillips 66 95.93 2,825 2,825 0.00 286 271 -5.24
2018-03-31 13F-HR HON / Honeywell International, Inc. 144.42 2,911 3,012 3.47 446 435 -2.47
2018-03-31 13F-HR FBT / First Trust NYSE Arca Biotechnology Index Fund 132.92 0 3,250 0 432
2018-03-31 13F-HR SCHD / Schwab US Dividend Equity ETF 49.03 21,165 14,215 -32.84 1,083 697 -35.64
2018-03-31 13F-HR NFLX / Netflix, Inc. 295.47 1,865 1,655 -11.26 358 489 36.59
2018-03-31 13F-HR OIL / Barclays iPath S&P GSCI Crude Oil Total Return Index ETN due on 8/14/2036 7.34 15,950 15,950 0.00 104 117 12.50
2018-03-31 13F-HR BAC / Bank of America Corp. 29.99 187,707 181,008 -3.57 5,541 5,428 -2.04
2018-03-31 13F-HR DIS / The Walt Disney Co. 100.52 3,754 3,442 -8.31 404 346 -14.36
2018-03-31 13F-HR SBAC / SBA Communications Corp. 171.02 5,000 4,900 -2.00 817 838 2.57
2018-03-31 13F-HR XLB / SPDR Materials Select Sector ETF 56.97 0 4,845 0 276
2018-03-31 13F-HR BRK.A / Berkshire Hathaway, Inc. 299,000.00 1 1 0.00 298 299 0.34
2018-03-31 13F-HR GLD / SPDR Gold Shares 125.63 2,400 1,775 -26.04 297 223 -24.92
2018-03-31 13F-HR SGOL / ETFS GOLD Trust 128.35 2,540 2,540 0.00 320 326 1.88
2018-03-31 13F-HR LRCX / Lam Research Corp. 203.07 1,855 2,610 40.70 341 530 55.43
2018-03-31 13F-HR PGX / PowerShares Preferred Portfolio 14.60 369,726 382,284 3.40 5,494 5,581 1.58
2018-03-31 13F-HR EPD / Enterprise Products Partners L.P. 24.45 12,499 12,677 1.42 331 310 -6.34
2018-03-31 13F-HR WDC / Western Digital Corp. 92.27 53,325 40,565 -23.93 4,241 3,743 -11.74
2018-03-31 13F-HR XOP / SPDR S&P Oil & Gas Exploration & Production ETF 35.25 7,900 8,850 12.03 294 312 6.12
2018-03-31 13F-HR AMGN / Amgen Inc. 170.23 0 1,404 0 239
2018-03-31 13F-HR GDX / VanEck Vectors Gold Miners ETF 22.00 11,600 13,000 12.07 270 286 5.93
2018-03-31 13F-HR XOM / Exxon Mobil Corp. 74.61 157,997 171,759 8.71 13,215 12,815 -3.03
2018-03-31 13F-HR DNP / DNP Select Income Fund, Inc. 10.28 29,300 21,800 -25.60 316 224 -29.11
2018-03-31 13F-HR UNP / Union Pacific Corp. 134.45 4,496 4,046 -10.01 603 544 -9.78
2018-03-31 13F-HR LOW / Lowe's Companies, Inc. 87.72 6,821 6,783 -0.56 634 595 -6.15
2018-03-31 13F-HR NM / Navios Maritime Holdings, Inc. 0.90 100,000 120,000 20.00 120 108 -10.00
2018-03-31 13F-HR IBB / iShares Nasdaq Biotechnology ETF 106.61 4,095 3,555 -13.19 437 379 -13.27
2018-03-31 13F-HR AGN / Allergan plc 168.27 3,343 3,126 -6.49 547 526 -3.84
2018-03-31 13F-HR EVT / Eaton Vance Tax Advantaged Dividend Income Fund 21.90 0 62,890 0 1,377
2018-03-31 13F-HR MMC / Marsh & McLennan Companies, Inc. 82.51 3,233 3,248 0.46 263 268 1.90
2018-03-31 13F-HR CHAG / Chancellor Group, Inc. 0.00 70,000 70,000 0.00 0 0
2018-03-31 13F-HR NVDA / NVIDIA Corp. 231.57 1,777 3,282 84.69 344 760 120.93
2018-03-31 13F-HR ABBV / AbbVie Inc. 94.65 71,584 67,238 -6.07 6,923 6,364 -8.07
2018-03-31 13F-HR PFXF / Market Vectors Preferred Securities ex Financials ETF 19.21 37,925 34,625 -8.70 746 665 -10.86
2018-03-31 13F-HR SPY / SPDR S&P 500 ETF Trust 263.14 31,580 31,915 1.06 8,427 8,398 -0.34
2018-03-31 13F-HR FFWM / First Foundation Inc. 18.55 20,000 20,000 0.00 371 371 0.00
2018-03-31 13F-HR EVV / Eaton Vance Limited Duration Income Fund 13.02 183,282 323,902 76.72 2,502 4,217 68.55
2018-03-31 13F-HR PFE / Pfizer, Inc. 35.49 191,285 195,201 2.05 6,928 6,928 0.00
2018-03-31 13F-HR GE / General Electric Co. 13.46 18,163 20,131 10.84 317 271 -14.51
2018-03-31 13F-HR PANW / Palo Alto Networks, Inc. 181.25 1,615 1,440 -10.84 234 261 11.54
2018-03-31 13F-HR JPM / JPMorgan Chase & Co. 109.97 64,753 62,619 -3.30 6,925 6,886 -0.56
2018-03-31 13F-HR CTL / CenturyLink, Inc. 16.41 19,039 13,039 -31.51 318 214 -32.70
2018-03-31 13F-HR AAPL / Apple, Inc. 167.77 56,815 56,612 -0.36 9,615 9,498 -1.22
2018-03-31 13F-HR BABA / Alibaba Group Holding Limited 183.52 1,330 2,245 68.80 229 412 79.91
2018-03-31 13F-HR SBUX / Starbucks Corp. 57.87 52,396 21,324 -59.30 3,009 1,234 -58.99
2018-03-31 13F-HR WMT / Wal-Mart Stores, Inc. 89.02 0 2,550 0 227
2018-03-31 13F-HR PM / Philip Morris International, Inc. 99.59 3,192 2,169 -32.05 337 216 -35.91
2018-03-31 13F-HR JNJ / Johnson & Johnson 128.22 2,614 2,449 -6.31 365 314 -13.97
2018-03-31 13F-HR NOC / Northrop Grumman Corp. 349.69 1,227 795 -35.21 377 278 -26.26
2018-03-31 13F-HR QQQ / PowerShares QQQ Trust 160.13 8,210 6,838 -16.71 1,279 1,095 -14.39
2018-03-31 13F-HR BARZ / 5Barz International Inc. 0.04 50,000 50,000 0.00 2 2 0.00
2018-03-31 13F-HR HD / Home Depot, Inc. (The) 178.32 3,130 3,118 -0.38 593 556 -6.24
2018-03-31 13F-HR CIU / iShares Intermediate Credit Bond ETF 107.24 40,725 40,425 -0.74 4,448 4,335 -2.54
2018-03-31 13F-HR FITX / Creative Edge Nutrition, Inc. 0.00 150,000 150,000 0.00 0 0
2018-03-31 13F-HR GILD / Gilead Sciences, Inc. 75.34 3,487 4,287 22.94 250 323 29.20
2018-03-31 13F-HR IYH / iShares U.S. Healthcare ETF 172.45 2,142 1,902 -11.20 373 328 -12.06
2018-03-31 13F-HR SIRI / Sirius XM Holdings Inc. 6.25 40,440 41,440 2.47 217 259 19.35
2018-03-31 13F-HR AMZN / Amazon.com, Inc. 1,447.30 3,686 3,302 -10.42 4,311 4,779 10.86
2018-03-31 13F-HR MU / Micron Technology, Inc. 52.14 11,380 15,535 36.51 468 810 73.08
2018-03-31 13F-HR WFC / Wells Fargo & Co. 52.43 9,275 7,858 -15.28 563 412 -26.82
2018-03-31 13F-HR RTN / Raytheon Co. 216.08 1,247 1,231 -1.28 234 266 13.68
2018-03-31 13F-HR C / Citigroup, Inc. 67.52 6,396 6,517 1.89 476 440 -7.56
2018-03-31 13F-HR VYMI / Vanguard International High Dividend Yield ETF 66.45 94,960 115,660 21.80 6,362 7,686 20.81
2018-03-31 13F-HR EFA / iShares MSCI EAFE ETF 69.71 2,912 2,912 0.00 205 203 -0.98
2018-03-31 13F-HR DOW / Dow Chemical Co. (The) 63.69 14,335 14,335 0.00 1,021 913 -10.58
2018-03-31 13F-HR BA / Boeing Company (The) 328.02 3,074 2,259 -26.51 907 741 -18.30
2018-03-31 13F-HR SCHE / Schwab Emerging Markets Equity ETF 28.70 766,037 822,714 7.40 21,403 23,612 10.32
2018-03-31 13F-HR SCHF / Schwab International Equity ETF 33.71 1,530,946 1,660,486 8.46 52,159 55,975 7.32
2018-03-31 13F-HR BRK.B / Berkshire Hathaway, Inc. 199.52 8,290 8,290 0.00 1,643 1,654 0.67
2018-03-31 13F-HR PHG / Koninklijke Philips N.V 38.31 59,307 94,209 58.85 2,242 3,609 60.97
2018-03-31 13F-HR SCHA / Schwab U.S. Small-Cap ETF 69.14 3,974 96,232 2,321.54 277 6,653 2,301.81
2018-03-31 13F-HR SCHV / Schwab U.S. Large-Cap Value ETF 52.84 251,579 235,418 -6.42 13,754 12,439 -9.56
2018-03-31 13F-HR AMLP / Alerian ETF 9.37 22,834 104,092 355.86 246 975 296.34
2018-03-31 13F-HR PDBC / PowerShares Exchange-Traded Fund Trust II 17.77 0 470,635 0 8,363
2018-03-31 13F-HR PWZ / PowerShares California AMT-Free Municipal Bond Portfolio 25.67 24,102 24,621 2.15 636 632 -0.63
2018-03-31 13F-HR CATYW / Cathay General Bancorp 40.00 10,000 10,000 0.00 422 400 -5.21
2018-03-31 13F-HR RSP / Guggenheim S&P 500 Equal Weight ETF 99.48 87,870 89,663 2.04 8,878 8,920 0.47
2018-03-31 13F-HR T / AT & T, Inc. 35.65 254,408 255,706 0.51 9,891 9,116 -7.84
2018-03-31 13F-HR GIS / General Mills, Inc. 45.08 5,014 6,366 26.96 297 287 -3.37
2018-03-31 13F-HR COST / Costco Wholesale Corp. 188.25 2,019 1,992 -1.34 376 375 -0.27
2018-03-31 13F-HR CSCO / Cisco Systems, Inc. 42.89 128,743 124,689 -3.15 4,931 5,348 8.46
2018-03-31 13F-HR EMR / Emerson Electric Co. 3,297 0 -100.00 230 0 -100.00
2018-03-31 13F-HR VEA / Vanguard FTSE Developed Markets ETF 4,695 0 -100.00 211 0 -100.00
2018-03-31 13F-HR XLP / SPDR Consumer Staples Select Sector ETF 5,330 0 -100.00 303 0 -100.00
2018-03-31 13F-HR F / Ford Motor Co. 12,052 0 -100.00 151 0 -100.00
2018-03-31 13F-HR CALL APPLE INC / cl (004368258) Call 40 0 -100.00 0 0
2018-03-31 13F-HR CALL APPLE INC / cl (004752778) Call 20 0 -100.00 0 0
2018-03-31 13F-HR MET / MetLife, Inc. 7,710 0 -100.00 390 0 -100.00
2018-03-31 13F-HR CORP / PIMCO Investment Grade Corporate Bond Index Fund 9,482 0 -100.00 1,002 0 -100.00
2018-03-31 13F-HR VTR / Ventas, Inc. 6,983 0 -100.00 419 0 -100.00
2018-03-31 13F-HR NKE / Nike, Inc. 3,471 0 -100.00 217 0 -100.00
2018-03-31 13F-HR SCHZ / Schwab U.S. Aggregate Bond ETF 136,618 0 -100.00 7,110 0 -100.00
2018-03-31 13F-HR AMD / Advanced Micro Devices, Inc. 20,900 0 -100.00 215 0 -100.00
2018-03-31 13F-HR BND / Vanguard Total Bond Market ETF 9,210 0 -100.00 751 0 -100.00
2018-03-31 13F-HR 370ESCAU9 / General Motors 7.70xxx Bond 25,000 0 -100.00 0 0
2018-03-31 13F-HR VNQ / Vanguard REIT ETF 48,580 0 -100.00 4,031 0 -100.00
2018-03-31 13F-HR ALGN / Align Technology, Inc. 250.59 850 213
2018-03-31 13F-HR ANGEL ACQUISITION CORXXX / cs (03462P109) 0.00 10,999,983 0
2018-03-31 13F-HR COMMUNITY BANK HUNTI / cs (203507108) 262.02 3,412 894
2018-03-31 13F-HR FRESH PROMISE FOODS / cs (302999271) 0.00 150,000 0
2018-03-31 13F-HR HEMP / Hemp, Inc. 0.00 10,000 0
2018-03-31 13F-HR KWEB / KraneShares CSI China Internet ETF 61.39 5,750 353