InvestorApriem Advisors
Portfolio Value $ 445,131,000
Current Positions446
Opened Positions5
Closed Positions9


Latest Holdings, Performance, AUM (from 13F, 13D)

Apriem Advisors has disclosed 446 total holdings in their latest SEC filings. Most recent portfolio value is calculated to be $ 445,131,000 USD. Actual Assets Under Management (AUM) is this value plus cash (which is not disclosed). Apriem Advisors's top holdings are Schwab U.S. Large-Cap ETF (NYSE:SCHX) , Schwab International Equity ETF (NYSE:SCHF) , Schwab U.S. Small-Cap ETF (NYSE:SCHA) , Schwab U.S. Large-Cap Growth ETF (NYSE:SCHG) , and Exxon Mobil Corp. (NYSE:XOM) . Apriem Advisors's new positions include iShares U.S. Aerospace & Defense ETF (BATS:ITA) , Liberty All-Star Growth Fund, Inc. (NYSE:ASG) , iShares Russell 1000 ETF (NYSE:IWB) , Quaker Chemical Corp. (NYSE:KWR) , and Worthington Industries, Inc. (NYSE:WOR) .

All Apriem Advisors holdings are listed in the following tables. Data is sourced from 13D/13G, 13F, and N-Q filings. Green rows indicate new positions. Red rows indicate closed positions.

This form was filed on August 14, 2018. Click the link icon to see the full transaction history.

Reporting
Period
Form Security Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
($1000)
Current Value
($1000)
Change
(Percent)
2018-06-30 13F-HR LL / Lumber Liquidators Holdings, Inc. 24.00 0 500 0 12
2018-06-30 13F-HR USMV / iShares Edge MSCI Min Vol USA ETF 53.00 0 1,000 0 53
2018-06-30 13F-HR LFC / China Life Insurance Company Limited 13.00 0 1,000 0 13
2018-06-30 13F-HR WFC.PRW / Wells Fargo & Co., 5.70% Dep Shares Non-Cumul Class A Preferred Stock Series W 25.23 0 4,400 0 111
2018-06-30 13F-HR XLK / SPDR Technology Select Sector ETF 69.75 0 1,190 0 83
2018-06-30 13F-HR VZ / Verizon Communications, Inc. 50.32 81,459 76,180 -6.48 3,895 3,833 -1.59
2018-06-30 13F-HR ES / Eversource Energy 58.38 0 2,004 0 117
2018-06-30 13F-HR F / Ford Motor Co. 11.13 0 7,639 0 85
2018-06-30 13F-HR SGEN / Seattle Genetics, Inc. 65.00 0 200 0 13
2018-06-30 13F-HR GPC / Genuine Parts Co. 91.85 0 675 0 62
2018-06-30 13F-HR APU / AmeriGas Partners, L.P. 42.00 0 1,000 0 42
2018-06-30 13F-HR JCI / Johnson Controls International plc 33.44 0 2,602 0 87
2018-06-30 13F-HR FBT / First Trust NYSE Arca Biotechnology Index Fund 140.00 3,250 750 -76.92 432 105 -75.69
2018-06-30 13F-HR IWP / iShares Russell Midcap Growth ETF 125.52 0 239 0 30
2018-06-30 13F-HR GLW / Corning, Inc. 27.58 0 689 0 19
2018-06-30 13F-HR IWM / iShares Russell 2000 ETF 163.27 0 784 0 128
2018-06-30 13F-HR XLB / SPDR Materials Select Sector ETF 58.06 4,845 4,960 2.37 276 288 4.35
2018-06-30 13F-HR WFC.PRN / Wells Fargo & Co., 5.20% Dep Shares Non-cumul Perp Cl A Preferred Stock Series N 25.00 0 1,600 0 40
2018-06-30 13F-HR GDX / VanEck Vectors Gold Miners ETF 22.33 13,000 11,600 -10.77 286 259 -9.44
2018-06-30 13F-HR BK / Bank of New York Mellon Corp. (The) 54.23 0 1,088 0 59
2018-06-30 13F-HR RGR / Sturm Ruger & Company, Inc. 56.18 0 356 0 20
2018-06-30 13F-HR XOM / Exxon Mobil Corp. 82.73 171,759 171,329 -0.25 12,815 14,174 10.60
2018-06-30 13F-HR NVS / Novartis AG 76.00 0 500 0 38
2018-06-30 13F-HR SCHR / Schwab Intermediate-Term U.S. Treasury ETF 52.30 0 1,740 0 91
2018-06-30 13F-HR IBM / International Business Machines Corp. 139.71 1,409 1,181 -16.18 216 165 -23.61
2018-06-30 13F-HR MQT / BlackRock Muniyield Quality Fund II, Inc. 12.22 0 1,800 0 22
2018-06-30 13F-HR IXJ / iShares Global Healthcare ETF 57.14 0 700 0 40
2018-06-30 13F-HR ABBV / AbbVie Inc. 92.65 67,238 70,688 5.13 6,364 6,549 2.91
2018-06-30 13F-HR XRVTX / Royce Value Trust, Inc. 15.80 0 104,625 0 1,653
2018-06-30 13F-HR TR / Tootsie Roll Industries, Inc. 31.07 0 354 0 11
2018-06-30 13F-HR SPY / SPDR S&P 500 ETF Trust 271.28 31,915 32,254 1.06 8,398 8,750 4.19
2018-06-30 13F-HR KHC / Kraft Heinz Company 62.88 0 1,813 0 114
2018-06-30 13F-HR GUNR / FlexShares Global Upstream Natural Resources Index Fund 33.52 0 537 0 18
2018-06-30 13F-HR GE / General Electric Co. 13.62 20,131 25,115 24.76 271 342 26.20
2018-06-30 13F-HR BABA / Alibaba Group Holding Limited 185.41 2,245 987 -56.04 412 183 -55.58
2018-06-30 13F-HR AFL / AFLAC, Inc. 43.09 0 1,880 0 81
2018-06-30 13F-HR JNJ / Johnson & Johnson 121.37 2,449 2,686 9.68 314 326 3.82
2018-06-30 13F-HR CC / Chemours Company (The) 44.16 0 2,174 0 96
2018-06-30 13F-HR HAL / Halliburton Co. 45.10 0 3,326 0 150
2018-06-30 13F-HR DDAIY / Daimler AG 65.00 0 200 0 13
2018-06-30 13F-HR LULU / lululemon athletica inc. 124.71 0 850 0 106
2018-06-30 13F-HR GNKWF / Genco Shipping & Trading Ltd. 15.69 0 1,275 0 20
2018-06-30 13F-HR ZG / Zillow Group, Inc. 60.00 0 200 0 12
2018-06-30 13F-HR C / Citigroup, Inc. 66.99 6,517 6,359 -2.42 440 426 -3.18
2018-06-30 13F-HR VYMI / Vanguard International High Dividend Yield ETF 62.23 115,660 125,995 8.94 7,686 7,841 2.02
2018-06-30 13F-HR GM / General Motors Company 39.29 0 1,756 0 69
2018-06-30 13F-HR DOW / Dow Chemical Co. (The) 65.92 14,335 14,335 0.00 913 945 3.50
2018-06-30 13F-HR BA / Boeing Company (The) 335.43 2,259 2,221 -1.68 741 745 0.54
2018-06-30 13F-HR WTW / Weight Watchers International, Inc. 101.64 0 610 0 62
2018-06-30 13F-HR RSG / Republic Services, Inc. 68.54 0 569 0 39
2018-06-30 13F-HR PSA / Public Storage 25.00 0 1,000 0 25
2018-06-30 13F-HR SCS / Steelcase, Inc. 13.60 0 5,000 0 68
2018-06-30 13F-HR SCHV / Schwab U.S. Large-Cap Value ETF 53.11 235,418 30,652 -86.98 12,439 1,628 -86.91
2018-06-30 13F-HR AMLP / Alerian ETF 10.10 104,092 232,609 123.46 975 2,349 140.92
2018-06-30 13F-HR BIIB / Biogen Inc. 285.71 0 42 0 12
2018-06-30 13F-HR VPL / Vanguard MSCI Pacific ETF 70.00 0 300 0 21
2018-06-30 13F-HR ALTAIR ENGINEERING INC / cs (021369103) 34.18 38,300 1,309
2018-06-30 13F-HR ANGEL ACQUISITION CORXXX / cs (03462P109) 0.00 10,999,983 0
2018-06-30 13F-HR BLACKROCK MUNIYIELD CALI / cs (09254M105) 13.36 14,450 193
2018-06-30 13F-HR BLACKROCK MUNIYIELD CALI / cs (09254N103) 13.34 66,330 885
2018-06-30 13F-HR BLACKROCK TAXABL MUNI BN / cs (09248X100) 22.11 3,800 84
2018-06-30 13F-HR CAPR / Capricor Therapeutics, Inc. 1.34 50,000 50,000 0.00 68 67 -1.47
2018-06-30 13F-HR ED / Consolidated Edison, Inc. 77.98 84,457 81,251 -3.80 6,583 6,336 -3.75
2018-06-30 13F-HR COMMUNITY BANK HUNTINGTO / cs (203507108) 267.88 3,412 914
2018-06-30 13F-HR DOUBLELINE OPPORTUNISTIC / cs (258623107) 20.88 42,389 885
2018-06-30 13F-HR FIRST TRUST SNR FLTG RAT / cs (33733U108) 12.82 8,500 109
2018-06-30 13F-HR FRESH PROMISE FOODS / cs (302999271) 0.00 150,000 0
2018-06-30 13F-HR HEALTHMED SVCS LTD / cs (422246306) 0.00 489,700 0
2018-06-30 13F-HR HSY / Hershey Company (The) 95.00 200 19
2018-06-30 13F-HR LEO MOTORS INC / cs (526362108) 0.11 610,000 67
2018-06-30 13F-HR LIBERTY STAR URANIUM / cs (53123T206) 0.00 616,600 1
2018-06-30 13F-HR NANOTECH ENTERTAINMENT I / cs (63009Y203) 0.01 82,323 1
2018-06-30 13F-HR NUVEEN ALL CAP ENERGY ML / cs (67075E108) 8.43 55,514 468
2018-06-30 13F-HR NUVEEN CALIF SELECT TAX- / cs (67063R103) 14.00 7,000 98
2018-06-30 13F-HR NUVEEN CLIFORNIA QULTY M / cs (67066Y105) 13.36 174,747 2,335
2018-06-30 13F-HR NUVEEN MASACHUSET QLTY M / cs (67061E104) 12.27 2,200 27
2018-06-30 13F-HR PIMCO CALIFORNIA MUNICIP / cs (72200N106) 16.86 1,186 20
2018-06-30 13F-HR SOLARIS PWR CELLS / cs (83416X101) 0.00 20,000 0
2018-06-30 13F-HR TRV / Travelers Companies, Inc. (The) 122.81 0 342 0 42
2018-06-30 13F-HR TOOTSIE ROLL INDS B XXX / cs (890516206) 31.07 354 11
2018-06-30 13F-HR USA URANIUM CORP XXX / cs (91154T109) 0.00 400,000 0
2018-06-30 13F-HR VOLKSWAGEN A G ORDF / cs (D94523103) 165.00 200 33
2018-06-30 13F-HR DYNEX CAPITA 7.625 PFD / ps (26817Q803) 24.00 625 15
2018-06-30 13F-HR AMRN / Amarin Corp. Plc 3.15 0 7,618 0 24
2018-06-30 13F-HR GOOGL / Alphabet Inc. 1,129.13 5,898 5,754 -2.44 6,117 6,497 6.21
2018-06-30 13F-HR ALL / Allstate Corp. (The) 91.19 0 976 0 89
2018-06-30 13F-HR MRVL / Marvell Technology Group Ltd. 21.00 0 1,000 0 21
2018-06-30 13F-HR TFI / SPDR Nuveen Bloomberg Barclays Municipal Bond ETF 47.92 0 2,400 0 115
2018-06-30 13F-HR BFFAF / BASF SE 23.75 0 1,600 0 38
2018-06-30 13F-HR MMM / 3M Co. 197.34 0 527 0 104
2018-06-30 13F-HR EMR / Emerson Electric Co. 69.03 0 3,100 0 214
2018-06-30 13F-HR XNNH / Xenonics Holdings, Inc. 0.00 16,553 16,553 0.00 0 0
2018-06-30 13F-HR SWHC / Smith & Wesson Holding Corp. 11.97 0 1,755 0 21
2018-06-30 13F-HR GOOG / Alphabet Inc. Class C 1,115.38 208 182 -12.50 215 203 -5.58
2018-06-30 13F-HR NSTG / NanoString Technologies, Inc. 13.67 0 6,000 0 82
2018-06-30 13F-HR DASTY / Dassault Systemes SA 140.00 0 150 0 21
2018-06-30 13F-HR SNY / Sanofi 40.00 0 600 0 24
2018-06-30 13F-HR IAU / iShares Gold Trust 12.05 0 7,300 0 88
2018-06-30 13F-HR STWD / Starwood Property Trust Inc. 22.00 0 500 0 11
2018-06-30 13F-HR INTC / Intel Corp. 49.73 8,698 8,787 1.02 453 437 -3.53
2018-06-30 13F-HR UTF / Cohen & Steers Infrastructure Fund, Inc. 22.70 186,839 190,802 2.12 4,000 4,331 8.28
2018-06-30 13F-HR BXMX / Nuveen S&P 500 Buy-Write Income Fund 14.09 163,322 160,969 -1.44 2,175 2,268 4.28
2018-06-30 13F-HR INDA / iShares MSCI India ETF 33.33 0 1,080 0 36
2018-06-30 13F-HR KMI / Kinder Morgan, Inc. 17.67 0 1,358 0 24
2018-06-30 13F-HR BBT / BB&T Corp. 50.50 2,000 2,000 0.00 50 101 102.00
2018-06-30 13F-HR BBT / BB&T Corp. 25.00 0 2,000 0.00 0 50 -50.50
2018-06-30 13F-HR TEVA / Teva Pharmaceutical Industries Ltd. 24.33 0 6,000 0 146
2018-06-30 13F-HR AET / Aetna, Inc. 182.50 0 400 0 73
2018-06-30 13F-HR PTY / PIMCO Corporate & Income Opportunity Fund 17.33 0 750 0 13
2018-06-30 13F-HR YUMC / Yum China Holdings, Inc. 37.41 0 294 0 11
2018-06-30 13F-HR VEA / Vanguard FTSE Developed Markets ETF 42.88 0 3,032 0 130
2018-06-30 13F-HR UTX / United Technologies Corp. 125.03 31,776 32,344 1.79 3,998 4,044 1.15
2018-06-30 13F-HR XLE / SPDR Energy Select Sector ETF 75.92 8,464 19,205 126.90 571 1,458 155.34
2018-06-30 13F-HR NXPI / NXP Semiconductors N.V. 110.00 0 200 0 22
2018-06-30 13F-HR EIX / Edison International 63.32 3,473 3,048 -12.24 221 193 -12.67
2018-06-30 13F-HR LEA / Lear Corp. 186.67 0 150 0 28
2018-06-30 13F-HR HTA / Healthcare Trust of America, Inc. 26.67 0 1,500 0 40
2018-06-30 13F-HR SCHC / Schwab International Small-Cap Equity ETF 36.07 0 2,800 0 101
2018-06-30 13F-HR XLF / SPDR Financial Select Sector ETF 26.59 19,389 79,439 309.71 535 2,112 294.77
2018-06-30 13F-HR CBSHP / Commerce Bancshares, Inc. 64.76 5,250 5,250 0.00 315 340 7.94
2018-06-30 13F-HR NEE / NextEra Energy, Inc. 167.63 0 173 0 29
2018-06-30 13F-HR IWS / iShares Russell Mid-Cap Value ETF 88.55 0 1,118 0 99
2018-06-30 13F-HR XLY / SPDR Consumer Discretionary Select Sector ETF 110.00 0 200 0 22
2018-06-30 13F-HR CELG / Celgene Corp. 79.37 0 1,197 0 95
2018-06-30 13F-HR NAD / Nuveen Dividend Advantage Municipal Fund 13.36 0 5,689 0 76
2018-06-30 13F-HR XBGTX / BlackRock Floating Rate Income 13.89 53,300 74,200 39.21 774 1,031 33.20
2018-06-30 13F-HR YUM / Yum! Brands, Inc. 78.09 0 2,305 0 180
2018-06-30 13F-HR VMC / Vulcan Materials Co. 128.00 0 250 0 32
2018-06-30 13F-HR XLV / SPDR Health Care Select Sector ETF 84.00 0 750 0 63
2018-06-30 13F-HR FAX / Aberdeen Asia-Pacific Prime Income Fund, Inc. 4.33 93,000 80,000 -13.98 441 346 -21.54
2018-06-30 13F-HR KMB / Kimberly-Clark Corp. 105.24 2,263 2,100 -7.20 249 221 -11.24
2018-06-30 13F-HR NHI / National Health Investors, Inc. 73.29 0 423 0 31
2018-06-30 13F-HR PCG / PG&E Corp. 42.00 0 500 0 21
2018-06-30 13F-HR TM / Toyota Motor Corp. 130.00 0 200 0 26
2018-06-30 13F-HR CVX / Chevron Corp. 126.47 9,198 8,508 -7.50 1,049 1,076 2.57
2018-06-30 13F-HR XLI / SPDR Industrial Select Sector ETF 71.64 5,582 4,830 -13.47 415 346 -16.63
2018-06-30 13F-HR XLU / SPDR Utilities Select Sector ETF 51.97 43,535 45,800 5.20 2,200 2,380 8.18
2018-06-30 13F-HR RDS.B / Royal Dutch Shell Plc 71.43 250 350 40.00 14 25 78.57
2018-06-30 13F-HR DX / Dynex Capital, Inc. 26.00 0 500 0 13
2018-06-30 13F-HR CMCSA / Comcast Corp. 32.75 0 3,450 0 113
2018-06-30 13F-HR GWPH / GW Pharmaceuticals Plc. 133.33 0 75 0 10
2018-06-30 13F-HR QCOM / QUALCOMM Incorporated 56.09 5,087 5,687 11.79 282 319 13.12
2018-06-30 13F-HR ETN / Eaton Corporation 74.74 95,163 95,461 0.31 7,604 7,135 -6.17
2018-06-30 13F-HR CRM / Salesforce.com, Inc. 136.47 0 425 0 58
2018-06-30 13F-HR ABT / Abbott Laboratories 61.00 3,754 3,754 0.00 225 229 1.78
2018-06-30 13F-HR PG / Procter & Gamble Co. (The) 78.06 6,289 6,072 -3.45 499 474 -5.01
2018-06-30 13F-HR DSL / DoubleLine Income Solutions Fund 19.99 42,247 40,924 -3.13 848 818 -3.54
2018-06-30 13F-HR CLX / Clorox Company (The) 132.74 0 113 0 15
2018-06-30 13F-HR UBS / UBS Group AG 15.33 0 1,500 0 23
2018-06-30 13F-HR RDS.A / Royal Dutch Shell Plc 70.59 0 170 0 12
2018-06-30 13F-HR NVO / Novo-Nordisk A/S 46.67 0 750 0 35
2018-06-30 13F-HR MSFT / Microsoft Corp. 98.74 3,836 3,251 -15.25 350 321 -8.29
2018-06-30 13F-HR NHC / National HealthCare Corp. 71.43 0 350 0 25
2018-06-30 13F-HR IP / International Paper Company 52.16 0 1,553 0 81
2018-06-30 13F-HR VIG / Vanguard Dividend Appreciation ETF 100.47 0 428 0 43
2018-06-30 13F-HR FB / Facebook, Inc. 194.33 34,223 34,411 0.55 5,468 6,687 22.29
2018-06-30 13F-HR IWF / iShares Russell 1000 Growth ETF 143.76 0 10,142 0 1,458
2018-06-30 13F-HR PPG / PPG Industries, Inc. 103.78 3,860 3,546 -8.13 431 368 -14.62
2018-06-30 13F-HR TSLA / Tesla Motors, Inc. 343.09 1,134 3,451 204.32 302 1,184 292.05
2018-06-30 13F-HR VOO / Vanguard S&P 500 ETF 249.22 0 1,276 0 318
2018-06-30 13F-HR VDC / Vanguard Consumer Staples ETF 135.29 36,148 340 -99.06 4,920 46 -99.07
2018-06-30 13F-HR AMJ / JPMorgan Alerian MLP Index ETN due 5/24/2024 26.57 14,900 16,900 13.42 358 449 25.42
2018-06-30 13F-HR PJH / Prudential Financial, 5.75% Junior Subordinated Bonds due 12/15/2052 26.00 0 1,000 0 26
2018-06-30 13F-HR DUK / Duke Energy Corp. 79.00 3,000 3,000 0.00 232 237 2.16
2018-06-30 13F-HR VGK / Vanguard FTSE Europe ETF 55.56 0 450 0 25
2018-06-30 13F-HR NLY / Annaly Capital Management, Inc. 10.29 206,230 197,355 -4.30 2,151 2,031 -5.58
2018-06-30 13F-HR HDB / HDFC Bank Ltd. 106.67 0 300 0 32
2018-06-30 13F-HR SRE / Sempra Energy 116.00 0 1,000 0 116
2018-06-30 13F-HR MET / MetLife, Inc. 43.67 0 3,710 0 162
2018-06-30 13F-HR GD / General Dynamics Corp. 185.48 0 124 0 23
2018-06-30 13F-HR VFH / Vanguard Financials ETF 67.45 90,935 95,139 4.62 6,317 6,417 1.58
2018-06-30 13F-HR CWB / SPDR Barclays Convertible Securities ETF 52.21 0 249 0 13
2018-06-30 13F-HR PFF / iShares U.S. Preferred Stock ETF 37.79 0 3,440 0 130
2018-06-30 13F-HR NKX / Nuveen Insured California Tax-Free Advantage Municipal Fund 13.58 138,246 146,820 6.20 1,872 1,994 6.52
2018-06-30 13F-HR MCD / McDonald's Corp. 157.02 0 847 0 133
2018-06-30 13F-HR PYPL / PayPal Holdings, Inc. 83.26 5,750 6,450 12.17 436 537 23.17
2018-06-30 13F-HR CMRX / Chimerix, Inc. 5.00 0 2,000 0 10
2018-06-30 13F-HR MO / Altria Group, Inc. 56.50 27,923 1,115 -96.01 1,740 63 -96.38
2018-06-30 13F-HR VOD / Vodafone Group Plc 24.22 0 3,799 0 92
2018-06-30 13F-HR QJPN / SPDR MSCI Japan Quality Mix ETF 77.50 0 400 0 31
2018-06-30 13F-HR STT / State Street Corp. 25.00 0 1,360 0 34
2018-06-30 13F-HR PBF / PBF Energy, Inc. 42.10 0 2,328 0 98
2018-06-30 13F-HR EBAY / eBay, Inc. 36.00 0 1,000 0 36
2018-06-30 13F-HR ACN / Accenture plc 161.07 0 149 0 24
2018-06-30 13F-HR SCHB / Schwab U.S. Broad Market ETF 65.98 34,251 29,341 -14.34 2,185 1,936 -11.40
2018-06-30 13F-HR MRK / Merck & Co., Inc. 60.65 9,341 10,766 15.26 509 653 28.29
2018-06-30 13F-HR XBHKX / BlackRock Core Bond Trust 12.82 0 2,731 0 35
2018-06-30 13F-HR RDY / Dr. Reddy's Laboratories Ltd. 32.00 0 750 0 24
2018-06-30 13F-HR SCHX / Schwab U.S. Large-Cap ETF 64.99 1,025,422 1,070,841 4.43 64,684 69,594 7.59
2018-06-30 13F-HR FISV / Fiserv, Inc. 73.33 0 150 0 11
2018-06-30 13F-HR BMY / Bristol-Myers Squibb Co. 55.39 6,500 4,802 -26.12 411 266 -35.28
2018-06-30 13F-HR PEP / PepsiCo, Inc. 110.53 0 190 0 21
2018-06-30 13F-HR ODFL / Old Dominion Freight Line, Inc. 149.25 0 201 0 30
2018-06-30 13F-HR SCHG / Schwab U.S. Large-Cap Growth ETF 75.78 199,991 218,762 9.39 14,341 16,578 15.60
2018-06-30 13F-HR VTR / Ventas, Inc. 57.07 0 3,925 0 224
2018-06-30 13F-HR PSX / Phillips 66 112.48 2,825 2,525 -10.62 271 284 4.80
2018-06-30 13F-HR HON / Honeywell International, Inc. 144.09 3,012 3,012 0.00 435 434 -0.23
2018-06-30 13F-HR SCZ / iShares MSCI EAFE Small-Cap ETF 62.50 0 272 0 17
2018-06-30 13F-HR CTR / ClearBridge Energy MLP Total Return Fund Inc. 10.87 0 1,012 0 11
2018-06-30 13F-HR D / Dominion Resources, Inc. 67.78 0 900 0 61
2018-06-30 13F-HR VTV / Vanguard Value ETF 103.99 0 1,731 0 180
2018-06-30 13F-HR NKE / Nike, Inc. 79.70 0 2,271 0 181
2018-06-30 13F-HR SWKS / Skyworks Solutions, Inc. 96.47 0 850 0 82
2018-06-30 13F-HR CCL / Carnival Corp. 58.82 0 170 0 10
2018-06-30 13F-HR TCEHY / Tencent Holding Ltd. 50.00 0 600 0 30
2018-06-30 13F-HR IR / Ingersoll-Rand plc 89.54 0 1,530 0 137
2018-06-30 13F-HR SCHD / Schwab US Dividend Equity ETF 49.29 14,215 34,670 143.90 697 1,709 145.19
2018-06-30 13F-HR NFLX / Netflix, Inc. 391.20 1,655 1,705 3.02 489 667 36.40
2018-06-30 13F-HR FXI / iShares China Large-Cap ETF 43.00 0 1,000 0 43
2018-06-30 13F-HR IVV / iShares Core S&P 500 ETF 273.12 0 930 0 254
2018-06-30 13F-HR BP / BP Plc 45.56 0 2,700 0 123
2018-06-30 13F-HR GOLD / Randgold Resources Ltd. 76.06 0 355 0 27
2018-06-30 13F-HR EW / Edwards Lifesciences Corp. 150.00 0 100 0 15
2018-06-30 13F-HR PNW / Pinnacle West Capital Corp. 80.00 0 600 0 48
2018-06-30 13F-HR FDX / FedEx Corp. 225.96 0 416 0 94
2018-06-30 13F-HR BAC / Bank of America Corp. 28.19 181,008 212,020 17.13 5,428 5,977 10.11
2018-06-30 13F-HR DIS / The Walt Disney Co. 104.73 3,442 3,342 -2.91 346 350 1.16
2018-06-30 13F-HR PXD / Pioneer Natural Resources Co. 185.71 0 70 0 13
2018-06-30 13F-HR HEMP / Hemp, Inc. 0.00 10,000 10,000 0.00 0 0
2018-06-30 13F-HR SBAC / SBA Communications Corp. 165.13 4,900 3,900 -20.41 838 644 -23.15
2018-06-30 13F-HR MSTR / MicroStrategy, Inc. 133.33 0 75 0 10
2018-06-30 13F-HR NSRGY / Nestle S.A. 77.50 0 400 0 31
2018-06-30 13F-HR COP / ConocoPhillips 69.59 0 3,075 0 214
2018-06-30 13F-HR GVA / Granite Construction, Inc. 55.56 0 198 0 11
2018-06-30 13F-HR VMBS / Vanguard Mortgage-Backed Securities Index Fund 51.02 0 196 0 10
2018-06-30 13F-HR HYG / iShares iBoxx $ High Yield Corporate Bond ETF 85.00 0 200 0 17
2018-06-30 13F-HR BRK.A / Berkshire Hathaway, Inc. 282,000.00 1 1 0.00 299 282 -5.69
2018-06-30 13F-HR SCHZ / Schwab U.S. Aggregate Bond ETF 51.18 0 762 0 39
2018-06-30 13F-HR GLD / SPDR Gold Shares 118.87 1,775 1,775 0.00 223 211 -5.38
2018-06-30 13F-HR SRLN / SPDR Blackstone / GSO Senior Loan ETF 47.14 0 2,100 0 99
2018-06-30 13F-HR SGOL / ETFS GOLD Trust 120.87 2,540 2,540 0.00 326 307 -5.83
2018-06-30 13F-HR AMD / Advanced Micro Devices, Inc. 14.88 0 4,300 0 64
2018-06-30 13F-HR LRCX / Lam Research Corp. 172.65 2,610 1,755 -32.76 530 303 -42.83
2018-06-30 13F-HR GS / Goldman Sachs Group, Inc. (The) 220.31 0 581 0 128
2018-06-30 13F-HR SPTL / SPDR Portfolio Long Term Treasur 35.22 0 2,442 0 86
2018-06-30 13F-HR MUB / iShares National Muni Bond ETF 108.00 0 250 0 27
2018-06-30 13F-HR SDY / SPDR S&P Dividend ETF 92.69 0 1,791 0 166
2018-06-30 13F-HR EAD / Evergreen Income Advantage Fund 8.00 0 1,500 0 12
2018-06-30 13F-HR EPD / Enterprise Products Partners L.P. 27.67 12,677 11,855 -6.48 310 328 5.81
2018-06-30 13F-HR LITE / Lumentum Holdings Inc. 57.14 0 350 0 20
2018-06-30 13F-HR CX / Cemex S.A.B de C.V. 6.40 0 2,500 0 16
2018-06-30 13F-HR DHR / Danaher Corp. 96.00 0 125 0 12
2018-06-30 13F-HR WDC / Western Digital Corp. 77.40 40,565 40,411 -0.38 3,743 3,128 -16.43
2018-06-30 13F-HR NEM / Newmont Mining Corp. 38.00 0 1,500 0 57
2018-06-30 13F-HR SO / Southern Co. (The) 46.21 0 779 0 36
2018-06-30 13F-HR XOP / SPDR S&P Oil & Gas Exploration & Production ETF 43.09 8,850 7,450 -15.82 312 321 2.88
2018-06-30 13F-HR AMGN / Amgen Inc. 184.41 1,404 2,104 49.86 239 388 62.34
2018-06-30 13F-HR KO / Coca Cola Co. 44.14 0 1,518 0 67
2018-06-30 13F-HR SCHW / Schwab Charles Corp 50.76 0 197 0 10
2018-06-30 13F-HR DNP / DNP Select Income Fund, Inc. 10.78 21,800 21,800 0.00 224 235 4.91
2018-06-30 13F-HR SWX / Southwest Gas Corp. 76.29 0 1,337 0 102
2018-06-30 13F-HR AGNC / AGNC Investment Corp. 18.69 0 1,070 0 20
2018-06-30 13F-HR UNP / Union Pacific Corp. 141.59 4,046 3,496 -13.59 544 495 -9.01
2018-06-30 13F-HR LOW / Lowe's Companies, Inc. 95.63 6,783 6,337 -6.58 595 606 1.85
2018-06-30 13F-HR NM / Navios Maritime Holdings, Inc. 0.85 120,000 120,000 0.00 108 102 -5.56
2018-06-30 13F-HR IWC / iShares Micro-cap ETF 106.22 0 659 0 70
2018-06-30 13F-HR CVS / CVS Health Corporation 63.24 0 253 0 16
2018-06-30 13F-HR SPLK / Splunk Inc. 99.00 0 1,000 0 99
2018-06-30 13F-HR PSTG / Pure Storage, Inc. 23.90 0 5,732 0 137
2018-06-30 13F-HR ALGN / Align Technology, Inc. 340.00 850 100 -88.24 213 34 -84.04
2018-06-30 13F-HR IBB / iShares Nasdaq Biotechnology ETF 109.75 3,555 6,105 71.73 379 670 76.78
2018-06-30 13F-HR AGN / Allergan plc 166.61 3,126 3,073 -1.70 526 512 -2.66
2018-06-30 13F-HR LVS / Las Vegas Sands Corp. 76.92 0 351 0 27
2018-06-30 13F-HR VCV / Invesco Van Kampen California Value Municipal Income Trust 11.83 0 6,000 0 71
2018-06-30 13F-HR EVT / Eaton Vance Tax Advantaged Dividend Income Fund 23.02 62,890 73,465 16.82 1,377 1,691 22.80
2018-06-30 13F-HR MGA / Magna International Inc. 56.67 0 300 0 17
2018-06-30 13F-HR O / Realty Income Corp. 54.40 0 625 0 34
2018-06-30 13F-HR TGT / Target Corp. 76.12 0 867 0 66
2018-06-30 13F-HR MMC / Marsh & McLennan Companies, Inc. 81.83 3,248 3,263 0.46 268 267 -0.37
2018-06-30 13F-HR DVA / DaVita HealthCare Partners Inc. 69.33 0 1,500 0 104
2018-06-30 13F-HR CNMD / CONMED Corp. 73.99 0 419 0 31
2018-06-30 13F-HR EWP / iShares MSCI Spain Capped ETF 30.00 0 600 0 18
2018-06-30 13F-HR DXJ / WisdomTree Japan Hedged Equity Fund 54.15 0 2,216 0 120
2018-06-30 13F-HR V / Visa, Inc. 132.44 0 891 0 118
2018-06-30 13F-HR CHAG / Chancellor Group, Inc. 0.00 70,000 70,000 0.00 0 0
2018-06-30 13F-HR VO / Vanguard Mid-Cap ETF 156.36 0 275 0 43
2018-06-30 13F-HR BHS / Bausch Health Companies 24.00 0 500 0 12
2018-06-30 13F-HR NVDA / NVIDIA Corp. 236.98 3,282 2,861 -12.83 760 678 -10.79
2018-06-30 13F-HR AAXN / Axon Enterprise Inc 63.00 0 1,000 0 63
2018-06-30 13F-HR SAP / SAP SE 115.00 0 200 0 23
2018-06-30 13F-HR TJX / TJX Companies, Inc. (The) 97.70 0 174 0 17
2018-06-30 13F-HR PFXF / Market Vectors Preferred Securities ex Financials ETF 19.60 34,625 33,825 -2.31 665 663 -0.30
2018-06-30 13F-HR FCX / Freeport-McMoRan Inc. 17.63 0 1,078 0 19
2018-06-30 13F-HR FFWM / First Foundation Inc. 18.55 20,000 20,000 0.00 371 371 0.00
2018-06-30 13F-HR CAT / Caterpillar, Inc. 135.82 0 589 0 80
2018-06-30 13F-HR EVV / Eaton Vance Limited Duration Income Fund 12.58 323,902 414,149 27.86 4,217 5,210 23.55
2018-06-30 13F-HR YELP / Yelp, Inc. 38.52 0 675 0 26
2018-06-30 13F-HR PFE / Pfizer, Inc. 36.28 195,201 191,999 -1.64 6,928 6,966 0.55
2018-06-30 13F-HR EWS / iShares MSCI Singapore ETF 24.29 0 700 0 17
2018-06-30 13F-HR BOH / Bank of Hawaii Corp. 82.94 0 639 0 53
2018-06-30 13F-HR JWN / Nordstrom, Inc. 51.81 0 1,409 0 73
2018-06-30 13F-HR SNE / Sony Corp. 51.28 0 975 0 50
2018-06-30 13F-HR DFS / Discover Financial Services 73.53 0 136 0 10
2018-06-30 13F-HR PANW / Palo Alto Networks, Inc. 205.11 1,440 1,175 -18.40 261 241 -7.66
2018-06-30 13F-HR VWO / Vanguard FTSE Emerging Markets ETF 42.00 0 1,000 0 42
2018-06-30 13F-HR JPM / JPMorgan Chase & Co. 104.20 62,619 63,857 1.98 6,886 6,654 -3.37
2018-06-30 13F-HR IEMG / iShares Core MSCI Emerging Markets ETF 52.14 0 537 0 28
2018-06-30 13F-HR CTL / CenturyLink, Inc. 18.62 13,039 15,039 15.34 214 280 30.84
2018-06-30 13F-HR OMC / Omnicom Group, Inc. 77.50 0 400 0 31
2018-06-30 13F-HR SCHH / Schwab U.S. REIT ETF 43.17 0 278 0 12
2018-06-30 13F-HR APVO / Aptevo Therapeutics Inc. 5.00 0 3,000 0 15
2018-06-30 13F-HR IJS / iShares S&P SmallCap 600 Value ETF 166.67 0 108 0 18
2018-06-30 13F-HR AAPL / Apple, Inc. 185.11 56,612 55,664 -1.67 9,498 10,304 8.49
2018-06-30 13F-HR XLNX / Xilinx, Inc. 65.11 0 2,350 0 153
2018-06-30 13F-HR SBUX / Starbucks Corp. 48.87 21,324 19,949 -6.45 1,234 975 -20.99
2018-06-30 13F-HR HSBC / HSBC Holdings Plc 47.06 0 3,315 0 156
2018-06-30 13F-HR WMT / Walmart, Inc. 85.49 2,550 2,550 0.00 227 218 -3.96
2018-06-30 13F-HR SLB / Schlumberger Ltd. 67.11 0 2,980 0 200
2018-06-30 13F-HR PM / Philip Morris International, Inc. 80.77 2,169 1,919 -11.53 216 155 -28.24
2018-06-30 13F-HR DIA / SPDR Dow Jones Industrial Average ETF 242.65 0 4,150 0 1,007
2018-06-30 13F-HR KLAC / KLA-Tencor Corp. 100.00 0 100 0 10
2018-06-30 13F-HR ABX / Barrick Gold Corp. 13.03 0 3,300 0 43
2018-06-30 13F-HR ABEV / Ambev S.A 4.55 0 3,300 0 15
2018-06-30 13F-HR NOC / Northrop Grumman Corp. 307.25 795 703 -11.57 278 216 -22.30
2018-06-30 13F-HR BARZ / 5Barz International Inc. 0.04 50,000 50,000 0.00 2 2 0.00
2018-06-30 13F-HR IWO / iShares Russell 2000 Growth ETF 200.00 0 100 0 20
2018-06-30 13F-HR JFR / Nuveen Floating Rate Income Fund 10.32 0 3,587 0 37
2018-06-30 13F-HR BF.B / Brown-Forman Corp. 50.00 0 500 0 25
2018-06-30 13F-HR EFAV / iShares MSCI EAFE Minimum Volatility Index Fund 71.43 0 462 0 33
2018-06-30 13F-HR HD / Home Depot, Inc. (The) 195.13 3,118 3,121 0.10 556 609 9.53
2018-06-30 13F-HR WM / Waste Management, Inc. 81.21 0 825 0 67
2018-06-30 13F-HR CIU / iShares Intermediate Credit Bond ETF 106.25 40,425 10,955 -72.90 4,335 1,164 -73.15
2018-06-30 13F-HR ORCL / Oracle Corp. 44.17 0 2,151 0 95
2018-06-30 13F-HR EQIX / Equinix, Inc. 425.93 0 54 0 23
2018-06-30 13F-HR TWTR / Twitter, Inc. 43.60 0 4,450 0 194
2018-06-30 13F-HR EWJ / iShares MSCI Japan ETF 57.60 0 1,250 0 72
2018-06-30 13F-HR FITX / Creative Edge Nutrition, Inc. 0.00 150,000 150,000 0.00 0 0
2018-06-30 13F-HR GILD / Gilead Sciences, Inc. 70.96 4,287 4,087 -4.67 323 290 -10.22
2018-06-30 13F-HR VLO / Valero Energy Corp. 110.00 0 500 0 55
2018-06-30 13F-HR BKN / BlackRock Investment Quality Municipal Trust, Inc. 14.00 0 2,000 0 28
2018-06-30 13F-HR IYH / iShares U.S. Healthcare ETF 178.17 1,902 5,927 211.62 328 1,056 221.95
2018-06-30 13F-HR SIRI / Sirius XM Holdings Inc. 6.77 41,440 41,240 -0.48 259 279 7.72
2018-06-30 13F-HR VTI / Vanguard Total Stock Market Index Fund 140.57 0 875 0 123
2018-06-30 13F-HR AMZN / Amazon.com, Inc. 1,699.87 3,302 3,192 -3.33 4,779 5,426 13.54
2018-06-30 13F-HR USO / United States Oil Fund, LP 15.38 0 650 0 10
2018-06-30 13F-HR FEYE / FireEye, Inc. 15.00 0 1,000 0 15
2018-06-30 13F-HR MU / Micron Technology, Inc. 52.63 15,535 760 -95.11 810 40 -95.06
2018-06-30 13F-HR SDIV / Global X SuperDividend ETF 21.00 0 3,000 0 63
2018-06-30 13F-HR WFC / Wells Fargo & Co. 55.38 7,858 5,850 -25.55 412 324 -21.36
2018-06-30 13F-HR GGN / GAMCO Global Gold, Natural Resources & Income Trust 5.30 0 2,075 0 11
2018-06-30 13F-HR SCCO / Southern Copper Corp. 46.94 0 1,257 0 59
2018-06-30 13F-HR RTN / Raytheon Co. 193.44 1,231 1,220 -0.89 266 236 -11.28
2018-06-30 13F-HR EFA / iShares MSCI EAFE ETF 66.96 2,912 2,912 0.00 203 195 -3.94
2018-06-30 13F-HR BIDU / Baidu, Inc. 242.06 0 252 0 61
2018-06-30 13F-HR DVY / iShares Select Dividend ETF 98.00 0 500 0 49
2018-06-30 13F-HR BOND / PIMCO Total Return Exchange-Traded Fund ETF 103.23 0 620 0 64
2018-06-30 13F-HR DAL / Delta Air Lines, Inc. 49.49 0 687 0 34
2018-06-30 13F-HR LUV / Southwest Airlines Co. 50.00 0 500 0 25
2018-06-30 13F-HR ALLE / Allegion Public Limited 76.47 0 510 0 39
2018-06-30 13F-HR SIEGY / Siemens AG 65.00 0 400 0 26
2018-06-30 13F-HR EWG / iShares MSCI Germany ETF 30.00 0 1,200 0 36
2018-06-30 13F-HR SCHE / Schwab Emerging Markets Equity ETF 25.87 822,714 22,304 -97.29 23,612 577 -97.56
2018-06-30 13F-HR SCHF / Schwab International Equity ETF 33.05 1,660,486 1,793,436 8.01 55,975 59,273 5.89
2018-06-30 13F-HR LMT / Lockheed Martin Corp. 295.31 0 1,683 0 497
2018-06-30 13F-HR IEI / iShares 3-7 Year Treasury Bond ETF 120.48 0 83 0 10
2018-06-30 13F-HR SCHM / Schwab U.S. Mid-Cap ETF 54.89 0 90,740 0 4,981
2018-06-30 13F-HR OXY / Occidental Petroleum Corp. 83.33 0 180 0 15
2018-06-30 13F-HR ANTM / Anthem, Inc. 240.00 0 250 0 60
2018-06-30 13F-HR BRK.B / Berkshire Hathaway, Inc. 186.65 8,290 11,310 36.43 1,654 2,111 27.63
2018-06-30 13F-HR PHG / Koninklijke Philips N.V 42.27 94,209 101,974 8.24 3,609 4,310 19.42
2018-06-30 13F-HR VUG / Vanguard Growth ETF 150.00 0 800 0 120
2018-06-30 13F-HR MS / Morgan Stanley 47.71 0 1,572 0 75
2018-06-30 13F-HR EEM / iShares MSCI Emerging Markets ETF 42.86 0 350 0 15
2018-06-30 13F-HR SCHA / Schwab U.S. Small-Cap ETF 73.57 96,232 227,840 136.76 6,653 16,762 151.95
2018-06-30 13F-HR HPQ / HP Inc. 23.04 0 1,085 0 25
2018-06-30 13F-HR IVW / iShares S&P 500 Growth ETF 160.00 0 75 0 12
2018-06-30 13F-HR CMG / Chipotle Mexican Grill, Inc. 440.00 0 50 0 22
2018-06-30 13F-HR MQY / BlackRock Muniyield Quality Fund, Inc. 13.89 0 1,800 0 25
2018-06-30 13F-HR IJT / iShares S&P SmallCap 600 Growth ETF 188.89 0 90 0 17
2018-06-30 13F-HR PH / Parker-Hannifin Corp. 151.16 0 86 0 13
2018-06-30 13F-HR CATYW / Cathay General Bancorp 40.50 10,000 10,000 0.00 400 405 1.25
2018-06-30 13F-HR T / AT & T, Inc. 32.11 255,706 252,814 -1.13 9,116 8,118 -10.95
2018-06-30 13F-HR GIS / General Mills, Inc. 44.24 6,366 6,125 -3.79 287 271 -5.57
2018-06-30 13F-HR CYS / CYS Investments, Inc. 24.00 0 1,000 0 24
2018-06-30 13F-HR NUE / Nucor Corp. 64.00 0 250 0 16
2018-06-30 13F-HR IYF / iShares U.S. Financial ETF 118.34 0 338 0 40
2018-06-30 13F-HR USB / U.S. Bancorp 50.00 0 1,400 0 70
2018-06-30 13F-HR UNH / UnitedHealth Group Inc. 245.69 0 232 0 57
2018-06-30 13F-HR BLK / BlackRock, Inc. 495.33 0 107 0 53
2018-06-30 13F-HR GS.PRD / Goldman Sachs Group, Dep Shares Float Rate Non-Cumul Preferred Stock, Series D 23.36 0 428 0 10
2018-06-30 13F-HR BJZ / BlackRock California Municipal 2018 Term Trust 15.25 0 787 0 12
2018-06-30 13F-HR IJR / iShares Core S&P Small-Cap ETF 82.76 0 580 0 48
2018-06-30 13F-HR COST / Costco Wholesale Corp. 208.84 1,992 1,992 0.00 375 416 10.93
2018-06-30 13F-HR CSCO / Cisco Systems, Inc. 43.03 124,689 151,450 21.46 5,348 6,517 21.86
2018-06-30 13F-HR VNQ / Vanguard REIT ETF 81.90 0 232 0 19
2018-06-30 13F-HR BKLN / PowerShares Senior Loan Portfolio 10,396 0 -100.00 240 0 -100.00
2018-06-30 13F-HR VGT / Vanguard Information Technology ETF 1,225 0 -100.00 209 0 -100.00
2018-06-30 13F-HR OIL / Barclays iPath S&P GSCI Crude Oil Total Return Index ETN due on 8/14/2036 15,950 0 -100.00 117 0 -100.00
2018-06-30 13F-HR PGX / PowerShares Preferred Portfolio 382,284 0 -100.00 5,581 0 -100.00
2018-06-30 13F-HR QQQ / PowerShares QQQ Trust 6,838 0 -100.00 1,095 0 -100.00
2018-06-30 13F-HR PDBC / PowerShares Exchange-Traded Fund Trust II 470,635 0 -100.00 8,363 0 -100.00
2018-06-30 13F-HR PWZ / PowerShares California AMT-Free Municipal Bond Portfolio 24,621 0 -100.00 632 0 -100.00
2018-06-30 13F-HR RSP / Guggenheim S&P 500 Equal Weight ETF 89,663 0 -100.00 8,920 0 -100.00
2018-06-30 13F-HR KWEB / KraneShares CSI China Internet ETF 5,750 0 -100.00 353 0 -100.00
2018-06-30 13F-HR ADDDF / adidas AG 110.00 200 22
2018-06-30 13F-HR EADSY / Airbus Group SE 28.75 800 23
2018-06-30 13F-HR ALK / Alaska Air Group, Inc. 60.00 800 48
2018-06-30 13F-HR NCZ / AGIC Convertible & Income Fund II 6.00 5,000 30
2018-06-30 13F-HR MTCN / ArcelorMittal 28.39 634 18
2018-06-30 13F-HR BOX / Box, Inc. 24.00 500 12
2018-06-30 13F-HR EAT / Brinker International, Inc. 47.62 1,050 50
2018-06-30 13F-HR BROADCOM INC / cs (11135F101) 242.76 725 176
2018-06-30 13F-HR CFG / Citizens Financial Group, Inc. 39.00 1,000 39
2018-06-30 13F-HR DGZ / DB Gold Short ETN due 2/15/2038 14.50 2,000 29
2018-06-30 13F-HR CHAD / Direxion Daily CSI 300 China A Shares Bear 1X Shares 35.29 340 12
2018-06-30 13F-HR DISH / DISH Network Corp. 34.29 350 12
2018-06-30 13F-HR WATT / Energous Corporation 14.67 1,500 22
2018-06-30 13F-HR ESCA / Escalade, Inc. 14.32 1,466 21
2018-06-30 13F-HR FDUS / Fidus Investment Corporation 14.00 1,000 14
2018-06-30 13F-HR TDTF / FlexShares iBoxx 5-Year Target Duration TIPS Index Fund 24.39 492 12
2018-06-30 13F-HR BOTZ / Global X Funds 22.12 2,622 58
2018-06-30 13F-HR INVESCO BULLETSHARES / cs (46138J106) 21.19 11,750 249
2018-06-30 13F-HR INVESCO BULLETSHARES / cs (46138J304) 21.04 4,800 101
2018-06-30 13F-HR INVESCO BULLETSHARES / cs (46138J700) 21.00 2,000 42
2018-06-30 13F-HR INVESCO BULLETSHARES / cs (46138J882) 20.50 2,000 41
2018-06-30 13F-HR INVESCO CALIFORNIA / cs (46138E206) 25.87 22,689 587
2018-06-30 13F-HR INVESCO CURRENCYSHARES / cs (46138M109) 127.50 800 102
2018-06-30 13F-HR INVESCO OPTIMUM YIELD / cs (46090F100) 18.46 1,723,247 31,811
2018-06-30 13F-HR INVESCO PREFERRED ETF / cs (46138E511) 14.56 392,218 5,711
2018-06-30 13F-HR INVESCO QQQ TRUST / cs (46090E103) 171.67 12,169 2,089
2018-06-30 13F-HR INVESCO S&P 500 EQUAL / cs (46137V282) 158.45 7,100 1,125
2018-06-30 13F-HR INVESCO S&P 500 EQUAL / cs (46137V357) 101.89 66,915 6,818
2018-06-30 13F-HR INVESCO S&P 500 EQUAL / cs (46137V365) 62.00 1,000 62
2018-06-30 13F-HR INVESCO S&P 500 LOW / cs (46138E354) 48.19 249 12
2018-06-30 13F-HR INVESCO SENIOR LOAN ETF / cs (46138G508) 22.87 11,410 261
2018-06-30 13F-HR INVESCO WATER RESOURCES / cs (46137V142) 30.77 325 10
2018-06-30 13F-HR IQ / iQIYI, Inc. 32.89 760 25
2018-06-30 13F-HR IRBT / iRobot Corp. 75.95 316 24
2018-06-30 13F-HR IWB / iShares Russell 1000 ETF 152.29 742 113
2018-06-30 13F-HR ITA / iShares U.S. Aerospace & Defense ETF 192.44 7,140 1,374
2018-06-30 13F-HR KEM / KEMET Corp. 24.00 2,000 48
2018-06-30 13F-HR ASG / Liberty All-Star Growth Fund, Inc. 6.62 77,325 512
2018-06-30 13F-HR TAP / Molson Coors Brewing Co. 67.98 912 62
2018-06-30 13F-HR NTNX / Nutanix, Inc. 51.25 800 41
2018-06-30 13F-HR P / Pandora Media, Inc. 7.90 10,000 79
2018-06-30 13F-HR PERMROCK RTY TR / cs (714254109) 16.25 1,600 26
2018-06-30 13F-HR POL / PolyOne Corp. 43.22 671 29
2018-06-30 13F-HR QLD / ProShares Ultra QQQ 86.36 880 76
2018-06-30 13F-HR KWR / Quaker Chemical Corp. 155.38 650 101
2018-06-30 13F-HR ROBO / Robo-Stox Global Robotics and Automation Index ETF 39.36 559 22
2018-06-30 13F-HR ROKU / Roku Inc 42.50 2,000 85
2018-06-30 13F-HR FNDA / Schwab Fundamental U.S. Small Company Index ETF 41.18 340 14
2018-06-30 13F-HR FEZ / SPDR Euro STOXX 50 ETF 38.87 566 22
2018-06-30 13F-HR SQ / Square, Inc. 61.25 800 49
2018-06-30 13F-HR STM / STMicroelectronics N.V. 22.61 973 22
2018-06-30 13F-HR COH / Coach, Inc. 47.50 400 19
2018-06-30 13F-HR URI / United Rentals, Inc. 150.00 100 15
2018-06-30 13F-HR VV / Vanguard Large-Cap ETF 119.57 92 11
2018-06-30 13F-HR WHF / WhiteHorse Finance, Inc. 14.17 1,200 17
2018-06-30 13F-HR WOR / Worthington Industries, Inc. 41.82 2,200 92
2018-06-30 13F-HR BX / Blackstone Group L.P. (The) 32.79 366 12
2018-06-30 13F-HR SBRAP / Sabra Healthcare REIT, Inc. 21.40 1,028 22
2018-06-30 13F-HR SEP / Spectra Energy Partners LP 36.00 750 27
2018-06-30 13F-HR GABELLI EQUIT 5.45 PFD / ps (362397853) 25.50 2,000 51
2018-06-30 13F-HR ROYCE VALUE TRUST 18RTS / wt (780991808) 0.00 88,500 0