InvestorAlpine Partners VI, LLC
Portfolio Value $ 424,829,000
Current Positions114
Opened Positions5
Closed Positions133


Latest Holdings, Performance, AUM (from 13F, 13D)

Alpine Partners VI, LLC has disclosed 114 total holdings in their latest SEC filings. Most recent portfolio value is calculated to be $ 424,829,000 USD. Actual Assets Under Management (AUM) is this value plus cash (which is not disclosed). Alpine Partners VI, LLC's top holdings are Alphabet Inc. (NASDAQ:GOOGL) , Yahoo! Inc. (NASDAQ:YHOO) , NXP Semiconductors N.V. (NASDAQ:NXPI) , Dr. Pepper Snapple Group, Inc. (NYSE:DPS) , and Monsanto Co. (NYSE:MON) . Alpine Partners VI, LLC's new positions include Alliance Holdings GP, L.P (NASDAQ:AHGP) , Terra Nitrogen Co., L.P. (NYSE:TNH) , GCI Liberty, Inc. Class A (NASDAQ:GLIBA) , Microsemi Corp. (NASDAQ:MSCC) , and Student Transportation, Inc. (NASDAQ:STB) .

All Alpine Partners VI, LLC holdings are listed in the following tables. Data is sourced from 13D/13G, 13F, and N-Q filings. Green rows indicate new positions. Red rows indicate closed positions.

This form was filed on May 16, 2018. Click the link icon to see the full transaction history.

Reporting
Period
Form Security Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
($1000)
Current Value
($1000)
Change
(Percent)
2018-03-31 13F-HR AA / Alcoa Corp. 44.90 4,633 208
2018-03-31 13F-HR IGV / iShares North American Tech-Software ETF 169.63 0 3,714 0 630
2018-03-31 13F-HR PTC / PTC Inc. 78.12 0 4,429 0 346
2018-03-31 13F-HR SBAC / SBA Communications Corp. 170.95 2,390 3,229 35.10 390 552 41.54
2018-03-31 13F-HR H / Hyatt Hotels Corp. 76.28 0 3,972 0 303
2018-03-31 13F-HR WLK / Westlake Chemical Corp. 111.07 0 5,294 0 588
2018-03-31 13F-HR NYRT / New York REIT, Inc. 2,100,000 0 -100.00 8,253 0 -100.00
2018-03-31 13F-HR NUVEEN HGH INC DEC18 TRGT TR / (67075P103) 9.79 15,930 156
2018-03-31 13F-HR RAD / Rite Aid Corp. 1.68 565,000 1,374,485 143.27 1,113 2,309 107.46
2018-03-31 13F-HR GOOGL / Alphabet Inc. 1,037.14 61,109 60,036 -1.76 64,372 62,266 -3.27
2018-03-31 13F-HR KRE / SPDR S&P Regional Banking ETF 60.40 0 35,399 0 2,138
2018-03-31 13F-HR WCG / Wellcare Health Plans, Inc. 193.90 0 1,114 0 216
2018-03-31 13F-HR KBE / SPDR S&P Bank ETF 47.89 0 23,177 0 1,110
2018-03-31 13F-HR CPRT / Copart, Inc. 50.92 0 26,490 0 1,349
2018-03-31 13F-HR AET / Aetna, Inc. 169.00 40,000 60,000 50.00 7,216 10,140 40.52
2018-03-31 13F-HR AMT / American Tower Corp. (REIT) 145.33 8,178 11,312 38.32 1,167 1,644 40.87
2018-03-31 13F-HR DHF / Dreyfus High Yield Strategies Fund 3.20 33,866 25,652 -24.25 113 82 -27.43
2018-03-31 13F-HR NXPI / NXP Semiconductors N.V. 117.00 36,750 265,000 621.09 4,303 31,005 620.54
2018-03-31 13F-HR VKTX / Viking Therapeutics, Inc. 4.38 40,000 40,000 0.00 162 175 8.02
2018-03-31 13F-HR XLE / SPDR Energy Select Sector ETF 67.41 0 75,385 0 5,082
2018-03-31 13F-HR BURL / Burlington Stores, Inc. 132.94 0 1,715 0 228
2018-03-31 13F-HR ARWR / Arrowhead Pharmaceuticals, Inc. 7.22 47,683 29,080 -39.01 175 210 20.00
2018-03-31 13F-HR XLF / SPDR Financial Select Sector ETF 27.57 127,518 165,218 29.56 3,559 4,555 27.99
2018-03-31 13F-HR MNKD / MannKind Corp. 2.29 78,665 27,970 -64.44 183 64 -65.03
2018-03-31 13F-HR IAC / IAC/InterActiveCorp. 156.38 79,125 140,822 77.97 9,675 22,022 127.62
2018-03-31 13F-HR VR / Validus Holdings Ltd. 67.45 0 139,000 0 9,376
2018-03-31 13F-HR FNJN / Finjan Holdings, Inc. 3.25 196,081 196,081 0.00 424 637 50.24
2018-03-31 13F-HR AFSI / AmTrust Financial Services, Inc. 12.31 0 300,000 0 3,693
2018-03-31 13F-HR FB / Facebook, Inc. 159.80 35,193 33,104 -5.94 6,210 5,290 -14.81
2018-03-31 13F-HR XPHTX / Pioneer High Income Trust 9.37 31,532 10,462 -66.82 306 98 -67.97
2018-03-31 13F-HR VGK / Vanguard FTSE Europe ETF 58.14 8,376 8,376 0.00 495 487 -1.62
2018-03-31 13F-HR ON / ON Semiconductor Corporation 24.46 0 54,169 0 1,325
2018-03-31 13F-HR LSXMK / Liberty Media, Sirius XM Group Series C 40.85 0 56,109 0 2,292
2018-03-31 13F-HR CBG / CBRE Group, Inc. 47.25 5,874 8,043 36.93 254 380 49.61
2018-03-31 13F-HR TRXC / TransEnterix, Inc. 1.71 0 21,014 0 36
2018-03-31 13F-HR CVEO / Civeo Corporation 3.77 0 16,696 0 63
2018-03-31 13F-HR MN / Manning & Napier, Inc. 3.51 0 11,958 0 42
2018-03-31 13F-HR YHOO / Yahoo! Inc. 74.04 600,000 600,000 0.00 41,910 44,424 6.00
2018-03-31 13F-HR DPS / Dr. Pepper Snapple Group, Inc. 118.38 0 227,075 0 26,881
2018-03-31 13F-HR NRG / NRG Energy, Inc. 30.53 0 32,791 0 1,001
2018-03-31 13F-HR LSXMA / Liberty Media, Sirius XM Group Series A 41.10 203,982 217,551 6.65 8,090 8,941 10.52
2018-03-31 13F-HR GENE / Genetic Technologies Ltd. 1.05 28,437 28,437 0.00 33 30 -9.09
2018-03-31 13F-HR ENPH / Enphase Energy, Inc. 4.56 54,822 21,062 -61.58 132 96 -27.27
2018-03-31 13F-HR ABMD / ABIOMED, Inc. 290.95 0 5,317 0 1,547
2018-03-31 13F-HR YPF / YPF Sociedad Anonima 21.59 0 12,137 0 262
2018-03-31 13F-HR CASI / CASI Pharmaceuticals, Inc. 4.18 27,729 11,954 -56.89 90 50 -44.44
2018-03-31 13F-HR UL / Unilever, PLC ADR 55.56 101,075 33,174 -67.18 5,593 1,843 -67.05
2018-03-31 13F-HR QUIK / QuickLogic Corporation 1.50 0 10,019 0 15
2018-03-31 13F-HR IWM / iShares Russell 2000 ETF 151.86 31,586 14,382 -54.47 4,816 2,184 -54.65
2018-03-31 13F-HR FWONA / Liberty Media, Formula One Group Series A 29.29 135,119 118,624 -12.21 4,421 3,474 -21.42
2018-03-31 13F-HR TWX / Time Warner, Inc. 94.58 215,750 179,265 -16.91 19,735 16,955 -14.09
2018-03-31 13F-HR WYNN / Wynn Resorts Ltd. 182.36 0 45,000 0 8,206
2018-03-31 13F-HR NXTM / NxStage Medical, Inc. 24.86 467,589 492,000 5.22 11,330 12,231 7.95
2018-03-31 13F-HR XXII / 22nd Century Group, Inc. 2.35 89,924 41,216 -54.17 252 97 -61.51
2018-03-31 13F-HR CBAY / Cymabay Therapeutics Inc. 12.99 33,797 14,933 -55.82 311 194 -37.62
2018-03-31 13F-HR SENS / Senseonics Holdings, Inc. 3.00 57,920 26,966 -53.44 154 81 -47.40
2018-03-31 13F-HR RMP / Rice Midstream Partners LP 18.10 73,275 97,024 32.41 1,573 1,756 11.63
2018-03-31 13F-HR XL / XL Group Ltd. 55.26 0 157,650 0 8,712
2018-03-31 13F-HR XOP / SPDR S&P Oil & Gas Exploration & Production ETF 35.22 0 183,605 0 6,467
2018-03-31 13F-HR LEE / Lee Enterprises, Inc. 1.96 35,572 14,306 -59.78 84 28 -66.67
2018-03-31 13F-HR IYR / iShares U.S. Real Estate ETF 75.47 0 13,476 0 1,017
2018-03-31 13F-HR DVMT / Dell Technologies Inc. 73.21 6,500 59,281 812.02 528 4,340 721.97
2018-03-31 13F-HR CCI / Crown Castle International Corp. 109.65 7,798 11,218 43.86 866 1,230 42.03
2018-03-31 13F-HR BLUE / bluebird bio, Inc. 170.66 0 3,129 0 534
2018-03-31 13F-HR VRX / Valeant Pharmaceuticals International, Inc. 15.93 33,500 41,750 24.63 696 665 -4.45
2018-03-31 13F-HR VSTM / Verastem, Inc. 2.97 29,014 10,093 -65.21 89 30 -66.29
2018-03-31 13F-HR HRG / Harbinger Group Inc. 16.49 100,000 325,000 225.00 1,695 5,359 216.17
2018-03-31 13F-HR WG / Willbros Group, Inc. 0.55 0 287,817 0 159
2018-03-31 13F-HR AAPL / Apple, Inc. 167.81 27,753 9,499 -65.77 4,697 1,594 -66.06
2018-03-31 13F-HR TRMR / Tremor Video, Inc. 3.73 23,860 16,347 -31.49 96 61 -36.46
2018-03-31 13F-HR VCEL / Vericel Corporation 9.98 25,874 12,525 -51.59 141 125 -11.35
2018-03-31 13F-HR MON / Monsanto Co. 116.69 217,500 200,550 -7.79 25,400 23,402 -7.87
2018-03-31 13F-HR GGP / General Growth Properties, Inc. 20.46 13,622 100,000 634.11 319 2,046 541.38
2018-03-31 13F-HR APO / Apollo Global Management LLC 29.65 0 12,343 0 366
2018-03-31 13F-HR SRNE / Sorrento Therapeutics, Inc. 5.15 37,882 19,018 -49.80 144 98 -31.94
2018-03-31 13F-HR AKRX / Akorn, Inc. 18.72 0 50,000 0 936
2018-03-31 13F-HR EFA / iShares MSCI EAFE ETF 69.69 0 21,251 0 1,481
2018-03-31 13F-HR WY / Weyerhaeuser Co. 35.02 14,545 20,532 41.16 513 719 40.16
2018-03-31 13F-HR NEPT / Neptune Technologies & Bioressources Inc. 2.81 218,094 184,993 -15.18 515 520 0.97
2018-03-31 13F-HR KDMN / Kadmon Holdings, Inc. 4.27 51,730 19,440 -62.42 187 83 -55.61
2018-03-31 13F-HR XLRE / Real Estate Select Sector SPDR Fund 31.08 19,371 19,371 0.00 638 602 -5.64
2018-03-31 13F-HR GSAT / Globalstar, Inc. 0.69 900,000 1,000,000 11.11 1,179 688 -41.65
2018-03-31 13F-HR MGI / MoneyGram International, Inc. 8.62 195,241 150,000 -23.17 2,573 1,293 -49.75
2018-03-31 13F-HR BA / Boeing Company (The) 14,246 0 -100.00 4,201 0 -100.00
2018-03-31 13F-HR LBRDK / Liberty Broadband Corporation, Class C 230,374 0 -100.00 19,619 0 -100.00
2018-03-31 13F-HR NTLA / Intellia Therapeutics, Inc. 10,000 0 -100.00 192 0 -100.00
2018-03-31 13F-HR WESTERN ASSET EMRG MKT DEBT / (95766A101) 41,967 0 -100.00 653 0
2018-03-31 13F-HR VTA / Invesco Dynamic Credit Opportunities Fund 47,108 0 -100.00 552 0 -100.00
2018-03-31 13F-HR EHI / Western Asset Global High Income Fund Inc. 60,063 0 -100.00 614 0 -100.00
2018-03-31 13F-HR ETJ / Eaton Vance Risk Managed Diversified Equity Income Fund 62,654 0 -100.00 603 0 -100.00
2018-03-31 13F-HR ACWI / iShares MSCI ACWI ETF 10,500 0 -100.00 757 0 -100.00
2018-03-31 13F-HR ADMP / Adamis Pharmaceuticals Corp. 23,089 0 -100.00 102 0 -100.00
2018-03-31 13F-HR ADVM / Adverum Biotechnologies, Inc. 20,713 0 -100.00 72 0 -100.00
2018-03-31 13F-HR AGC / Advent Claymore Convertible Securities & Income Fund II 10,416 0 -100.00 62 0 -100.00
2018-03-31 13F-HR AGRX / Agile Therapeutics, Inc. 22,001 0 -100.00 59 0 -100.00
2018-03-31 13F-HR BLACKROCK 2022 GBL INCM OPP / (09258P104) 10,402 0 -100.00 102 0
2018-03-31 13F-HR BPMC / Blueprint Medicines Corporation 3,000 0 -100.00 226 0 -100.00
2018-03-31 13F-HR BV / Bazaarvoice, Inc. 387,523 0 -100.00 2,112 0 -100.00
2018-03-31 13F-HR CDTX / Cidara Therapeutics, Inc. 13,048 0 -100.00 89 0 -100.00
2018-03-31 13F-HR CDXC / ChromaDex Corporation 20,680 0 -100.00 122 0 -100.00
2018-03-31 13F-HR XCEMX / Clearbridge Energy MLP Fund Inc 15,085 0 -100.00 230 0 -100.00
2018-03-31 13F-HR CGI / Celadon Group, Inc. 21,022 0 -100.00 135 0 -100.00
2018-03-31 13F-HR CGNT / Cogentix Medical, Inc. 18,150 0 -100.00 57 0 -100.00
2018-03-31 13F-HR CTSO / Cytosorbents Corp 17,689 0 -100.00 115 0 -100.00
2018-03-31 13F-HR CYRX / CryoPort, Inc. 19,495 0 -100.00 167 0 -100.00
2018-03-31 13F-HR DPLO / Diplomat Pharmacy, Inc. 13,850 0 -100.00 278 0 -100.00
2018-03-31 13F-HR ECYT / Endocyte, Inc. 33,675 0 -100.00 144 0 -100.00
2018-03-31 13F-HR EKSO / Ekso Bionics Holdings, Inc. 29,204 0 -100.00 62 0 -100.00
2018-03-31 13F-HR EWJ / iShares MSCI Japan ETF 8,591 0 -100.00 515 0 -100.00
2018-03-31 13F-HR EXAC / Exactech, Inc. 34,556 0 -100.00 1,709 0 -100.00
2018-03-31 13F-HR FAX / Aberdeen Asia-Pacific Prime Income Fund, Inc. 17,368 0 -100.00 85 0 -100.00
2018-03-31 13F-HR GLYC / GlycoMimetics, Inc. 20,016 0 -100.00 336 0 -100.00
2018-03-31 13F-HR WESTERN ASSET HIGH INCM OPP / (95766K109) 20,753 0 -100.00 105 0
2018-03-31 13F-HR HIX / Western Asset High Income Fund II, Inc. 34,848 0 -100.00 243 0 -100.00
2018-03-31 13F-HR HANCOCK JOHN INV TRUST / TAX ADV GLB SH (41013P749) 11,122 0 -100.00 98 0
2018-03-31 13F-HR IOTS / Adesto Technologies Corporation 11,884 0 -100.00 77 0 -100.00
2018-03-31 13F-HR IRM / Iron Mountain Incorporated. (REIT) 15,000 0 -100.00 566 0 -100.00
2018-03-31 13F-HR IVTY / Invuity, Inc. 10,687 0 -100.00 66 0 -100.00
2018-03-31 13F-HR NUVEEN HIGH INCOME DECMBR 20 / (67076E107) 22,562 0 -100.00 226 0
2018-03-31 13F-HR REMARK HLDGS INC / (75955K102) 15,144 0 -100.00 147 0
2018-03-31 13F-HR MCHX / Marchex, Inc. 24,169 0 -100.00 78 0 -100.00
2018-03-31 13F-HR MFG / Mizuho Financial Group Inc. 14,481 0 -100.00 53 0 -100.00
2018-03-31 13F-HR MRTX / Mirati Therapeutics, Inc. 18,472 0 -100.00 337 0 -100.00
2018-03-31 13F-HR OMED / OncoMed Pharmaceuticals, Inc. 18,701 0 -100.00 77 0 -100.00
2018-03-31 13F-HR PFO / Flaherty & Crumrine Preferred Income Opportunity Fund, Inc. 15,105 0 -100.00 178 0 -100.00
2018-03-31 13F-HR PHK / PIMCO High Income Fund 43,165 0 -100.00 322 0 -100.00
2018-03-31 13F-HR PMO / Putnam Municipal Opportunities Trust 12,298 0 -100.00 152 0 -100.00
2018-03-31 13F-HR QHC / Quorum Health Corporation 23,117 0 -100.00 144 0 -100.00
2018-03-31 13F-HR QURE / uniQure N.V. 20,234 0 -100.00 396 0 -100.00
2018-03-31 13F-HR BROOKFIELD REAL ASSETS INCOM / SHS BEN INT (112830104) 10,221 0 -100.00 239 0
2018-03-31 13F-HR SITO / SITO Mobile, Ltd. 12,891 0 -100.00 87 0 -100.00
2018-03-31 13F-HR SVRA / Savara Inc 15,532 0 -100.00 230 0 -100.00
2018-03-31 13F-HR TTOO / T2 Biosystems, Inc. 16,740 0 -100.00 69 0 -100.00
2018-03-31 13F-HR XUTGX / Reaves Utility Income Fund 81,703 0 -100.00 2,528 0 -100.00
2018-03-31 13F-HR VDC / Vanguard Consumer Staples ETF 1,625 0 -100.00 237 0 -100.00
2018-03-31 13F-HR VTL / Vital Therapies, Inc. 21,831 0 -100.00 130 0 -100.00
2018-03-31 13F-HR VUZI / Vuzix Corp 13,726 0 -100.00 86 0 -100.00
2018-03-31 13F-HR TRV / Travelers Companies, Inc. (The) 13,996 0 -100.00 1,898 0 -100.00
2018-03-31 13F-HR MMM / 3M Co. 14,279 0 -100.00 3,361 0 -100.00
2018-03-31 13F-HR GOOG / Alphabet Inc. Class C 264 0 -100.00 276 0 -100.00
2018-03-31 13F-HR INTC / Intel Corp. 17,855 0 -100.00 824 0 -100.00
2018-03-31 13F-HR LBTYA / Liberty Global plc (Class A) 25,000 0 -100.00 846 0 -100.00
2018-03-31 13F-HR XLK / SPDR Technology Select Sector ETF 20,970 0 -100.00 1,341 0 -100.00
2018-03-31 13F-HR UTX / United Technologies Corp. 14,407 0 -100.00 1,838 0 -100.00
2018-03-31 13F-HR VZ / Verizon Communications, Inc. 17,329 0 -100.00 917 0 -100.00
2018-03-31 13F-HR BKMU / Bank Mutual Corp. 125,000 0 -100.00 1,331 0 -100.00
2018-03-31 13F-HR CLUB / Town Sports International Holdings, Inc. 10,102 0 -100.00 56 0 -100.00
2018-03-31 13F-HR CVX / Chevron Corp. 15,419 0 -100.00 1,930 0 -100.00
2018-03-31 13F-HR CRF / Cornerstone Total Return Fund, Inc. 17,671 0 -100.00 270 0 -100.00
2018-03-31 13F-HR DEST / Destination Maternity Corp. 65,000 0 -100.00 193 0 -100.00
2018-03-31 13F-HR SNI / Scripps Networks Interactive, Inc. 15,750 0 -100.00 1,345 0 -100.00
2018-03-31 13F-HR PG / Procter & Gamble Co. (The) 15,988 0 -100.00 1,469 0 -100.00
2018-03-31 13F-HR DSL / DoubleLine Income Solutions Fund 11,772 0 -100.00 238 0 -100.00
2018-03-31 13F-HR MSFT / Microsoft Corp. 20,513 0 -100.00 1,755 0 -100.00
2018-03-31 13F-HR IBKR / Interactive Brokers Group, Inc. 3,800 0 -100.00 225 0 -100.00
2018-03-31 13F-HR GOV / Government Properties Income Trust 22,645 0 -100.00 420 0 -100.00
2018-03-31 13F-HR MCD / McDonald's Corp. 14,455 0 -100.00 2,488 0 -100.00
2018-03-31 13F-HR SMH / Market Vectors Semiconductor ETF 5,200 0 -100.00 509 0 -100.00
2018-03-31 13F-HR POT / Potash Corp. of Saskatchewan, Inc. 200,000 0 -100.00 4,130 0 -100.00
2018-03-31 13F-HR CAA / CalAtlantic Group, Inc. 135,594 0 -100.00 7,646 0 -100.00
2018-03-31 13F-HR HSNI / HSN, Inc. 75,000 0 -100.00 3,026 0 -100.00
2018-03-31 13F-HR GFNSL / General Finance Corp. 11,433 0 -100.00 78 0 -100.00
2018-03-31 13F-HR MRK / Merck & Co., Inc. 16,151 0 -100.00 909 0 -100.00
2018-03-31 13F-HR EZA / iShares MSCI South Africa ETF 4,252 0 -100.00 298 0 -100.00
2018-03-31 13F-HR CALL / magicJack VocalTec Ltd. 11,509 0 -100.00 97 0 -100.00
2018-03-31 13F-HR JQC / Nuveen Credit Strategies Income Fund 50,986 0 -100.00 419 0 -100.00
2018-03-31 13F-HR NKE / Nike, Inc. 14,906 0 -100.00 932 0 -100.00
2018-03-31 13F-HR PRGX / PRGX Global, Inc. 13,662 0 -100.00 97 0 -100.00
2018-03-31 13F-HR ETM / Entercom Communications Corp. 15,066 0 -100.00 163 0 -100.00
2018-03-31 13F-HR BCR / Bard (C.R.), Inc. 119,277 0 -100.00 39,317 0 -100.00
2018-03-31 13F-HR BAC / Bank of America Corp. 8,497 0 -100.00 251 0 -100.00
2018-03-31 13F-HR DIS / The Walt Disney Co. 15,079 0 -100.00 1,621 0 -100.00
2018-03-31 13F-HR CPN / Calpine Corp. 300,000 0 -100.00 4,539 0 -100.00
2018-03-31 13F-HR MXF / Mexico Fund, Inc. (The) 34,392 0 -100.00 542 0 -100.00
2018-03-31 13F-HR RGC / Regal Entertainment Group 60,000 0 -100.00 1,381 0 -100.00
2018-03-31 13F-HR CYH / Community Health Systems, Inc. 250,000 0 -100.00 2 0 -100.00
2018-03-31 13F-HR VLUE / iShares MSCI USA Value Factor ETF 4,828 0 -100.00 404 0 -100.00
2018-03-31 13F-HR GS / Goldman Sachs Group, Inc. (The) 14,063 0 -100.00 3,583 0 -100.00
2018-03-31 13F-HR WR / Westar Energy, Inc. 17,420 0 -100.00 920 0 -100.00
2018-03-31 13F-HR CEF / Central Fund of Canada Ltd. 1,218,400 0 -100.00 16,327 0 -100.00
2018-03-31 13F-HR XOM / Exxon Mobil Corp. 17,468 0 -100.00 1,461 0 -100.00
2018-03-31 13F-HR KO / Coca Cola Co. 17,114 0 -100.00 785 0 -100.00
2018-03-31 13F-HR AXP / American Express Co. 14,387 0 -100.00 1,429 0 -100.00
2018-03-31 13F-HR SC / Santander Consumer USA Holdings Inc. 18,133 0 -100.00 338 0 -100.00
2018-03-31 13F-HR IBM / International Business Machines Corp. 16,186 0 -100.00 2,483 0 -100.00
2018-03-31 13F-HR V / Visa, Inc. 15,344 0 -100.00 1,750 0 -100.00
2018-03-31 13F-HR NHF / NexPoint Credit Strategies Fund 22,532 0 -100.00 570 0 -100.00
2018-03-31 13F-HR CAT / Caterpillar, Inc. 14,276 0 -100.00 2,250 0 -100.00
2018-03-31 13F-HR PFE / Pfizer, Inc. 18,977 0 -100.00 687 0 -100.00
2018-03-31 13F-HR RETA / Reata Pharmaceuticals, Inc. 12,500 0 -100.00 354 0 -100.00
2018-03-31 13F-HR GE / General Electric Co. 21,353 0 -100.00 373 0 -100.00
2018-03-31 13F-HR JPM / JPMorgan Chase & Co. 16,795 0 -100.00 1,796 0 -100.00
2018-03-31 13F-HR CHUBK / Commercehub Inc 14,977 0 -100.00 308 0 -100.00
2018-03-31 13F-HR DRNA / Dicerna Pharmaceuticals, Inc. 11,473 0 -100.00 104 0 -100.00
2018-03-31 13F-HR KWEB / KraneShares CSI China Internet ETF 14,879 0 -100.00 872 0 -100.00
2018-03-31 13F-HR WMT / Walmart, Inc. 15,038 0 -100.00 1,485 0 -100.00
2018-03-31 13F-HR JNJ / Johnson & Johnson 16,109 0 -100.00 2,251 0 -100.00
2018-03-31 13F-HR XHB / SPDR S&P Homebuilders ETF 6,164 0 -100.00 273 0 -100.00
2018-03-31 13F-HR PPT / Putnam Premier Income Trust 19,047 0 -100.00 102 0 -100.00
2018-03-31 13F-HR HD / Home Depot, Inc. (The) 14,779 0 -100.00 2,801 0 -100.00
2018-03-31 13F-HR AMZN / Amazon.com, Inc. 351 0 -100.00 410 0 -100.00
2018-03-31 13F-HR HOS / Hornbeck Offshore Services, Inc. 24,918 0 -100.00 77 0 -100.00
2018-03-31 13F-HR WFC / Wells Fargo & Co. 3,882 0 -100.00 236 0 -100.00
2018-03-31 13F-HR DOW / Dow Chemical Co. (The) 15,806 0 -100.00 1,126 0 -100.00
2018-03-31 13F-HR FOXA / Twenty-First Century Fox, Inc. 101,121 0 -100.00 3,450 0 -100.00
2018-03-31 13F-HR EWC / iShares MSCI Canada ETF 86,219 0 -100.00 2,556 0 -100.00
2018-03-31 13F-HR VVR / Van Kampen Senior Income Trust 65,915 0 -100.00 289 0 -100.00
2018-03-31 13F-HR XISDX / Prudential Short Duration High 45,377 0 -100.00 670 0 -100.00
2018-03-31 13F-HR BRK.B / Berkshire Hathaway, Inc. 1,686 0 -100.00 334 0 -100.00
2018-03-31 13F-HR AVGO / Broadcom Limited 1,066 0 -100.00 274 0 -100.00
2018-03-31 13F-HR GNW / Genworth Financial, Inc. 100,000 0 -100.00 311 0 -100.00
2018-03-31 13F-HR T / AT & T, Inc. 5,379 0 -100.00 209 0 -100.00
2018-03-31 13F-HR LVNTA / Liberty Interactive Ventures Corp Series A 93,784 0 -100.00 5,087 0 -100.00
2018-03-31 13F-HR UNH / UnitedHealth Group Inc. 14,605 0 -100.00 3,220 0 -100.00
2018-03-31 13F-HR CSCO / Cisco Systems, Inc. 18,086 0 -100.00 693 0 -100.00
2018-03-31 13F-HR NEW YORK REIT INC / (64976L208) 21.51 230,838 4,965
2018-03-31 13F-HR JLL / Jones Lang LaSalle Inc. 174.70 1,162 203
2018-03-31 13F-HR OEF / iShares S&P 100 ETF 115.84 2,046 237
2018-03-31 13F-HR GRUB / GrubHub Inc. 101.48 8,051 817
2018-03-31 13F-HR KEYS / Keysight Technologies Inc. 52.39 8,208 430
2018-03-31 13F-HR TER / Teradyne, Inc. 45.68 8,669 396
2018-03-31 13F-HR RGLS / Regulus Therapeutics Inc. 0.68 10,223 7
2018-03-31 13F-HR ARQL / ArQule, Inc. 2.90 10,343 30
2018-03-31 13F-HR DERM / Dermira, Inc. 8.00 12,500 100
2018-03-31 13F-HR CSRA / CSRA Inc. 41.20 15,000 618
2018-03-31 13F-HR GDDY / GoDaddy Inc. 61.45 15,850 974
2018-03-31 13F-HR NKTR / Nektar Therapeutics 106.28 17,887 1,901
2018-03-31 13F-HR PIRS / Pieris Pharmaceuticals, Inc. 6.80 20,000 136
2018-03-31 13F-HR XPO / XPO Logistics, Inc. 101.82 21,706 2,210
2018-03-31 13F-HR DUFF AND PHELPS UTIL CORP BD T / (26432K108) 8.59 22,805 196
2018-03-31 13F-HR ARES / Ares Management, L.P. 21.40 25,000 535
2018-03-31 13F-HR KKR / KKR & CO. L.P. 20.30 28,667 582
2018-03-31 13F-HR AIMT / Aimmune Therapeutics, Inc. 31.82 32,500 1,034
2018-03-31 13F-HR IQ / iQIYI, Inc. 15.55 31,000 482
2018-03-31 13F-HR KSA / iShares MSCI Saudi Arabia Capped ETF 29.30 36,176 1,060
2018-03-31 13F-HR BX / Blackstone Group L.P. (The) 31.96 44,655 1,427
2018-03-31 13F-HR NSH / NuStar GP Holdings, LLC 11.56 47,147 545
2018-03-31 13F-HR MSCC / Microsemi Corp. 64.72 47,500 3,074
2018-03-31 13F-HR GLIBA / GCI Liberty, Inc. Class A 52.86 66,688 3,525
2018-03-31 13F-HR TNH / Terra Nitrogen Co., L.P. 83.95 67,430 5,661
2018-03-31 13F-HR CJES / C&J Energy Services Ltd. 25.82 70,360 1,817
2018-03-31 13F-HR BLINK CHARGING CO / *W EXP 01/31/202 (09354A118) 0.35 101,636 36
2018-03-31 13F-HR AHGP / Alliance Holdings GP, L.P 25.01 265,000 6,628
2018-03-31 13F-HR STB / Student Transportation, Inc. 7.49 302,900 2,269
2018-03-31 13F-HR KLDX / Klondex Mines Ltd. 2.35 312,500 734
2018-03-31 13F-HR SXE / Southcross Energy Partners, L.P. 1.63 490,000 799
2018-03-31 13F-HR SPROTT PHYSICAL GOLD AND SILVE / TR UNIT (85208R101) 13.22 1,322,296 17,481