InvestorAdvisor Group, Inc.
Portfolio Value $ 19,709,269,000
Current Positions5,011
Opened Positions5
Closed Positions204


Latest Holdings, Performance, AUM (from 13F, 13D)

Advisor Group, Inc. has disclosed 5,011 total holdings in their latest SEC filings. Most recent portfolio value is calculated to be $ 19,709,269,000 USD. Actual Assets Under Management (AUM) is this value plus cash (which is not disclosed).

Top Holdings

Advisor Group, Inc.'s top holdings are iShares Core S&P 500 ETF (NYSE:IVV) , Vanguard S&P 500 ETF (NYSE:VOO) , Apple, Inc. (NASDAQ:AAPL) , Vanguard FTSE Developed Markets ETF (NYSE:VEA) , and SPDR S&P 500 ETF Trust (NYSE:SPY) . Advisor Group, Inc.'s new positions include Corporate Capital Trust, Inc. (NYSE:CCT) , IQVIA Holdings Inc. (NYSE:IQV) , Deutsche X-trackers FTSE Developed ex US Enhanced Beta ETF (NYSE:DEEF) , JPMorgan Ultra-Short Income ETF (BATS:JPST) , and Avenue Income Credit Strategies (XACPX) .

All Advisor Group, Inc. holdings are listed in the following tables. Data is sourced from 13D/13G, 13F, and N-Q filings. Green rows indicate new positions. Red rows indicate closed positions.

This form was filed on February 14, 2018. Click the link icon to see the full transaction history.

Reporting PeriodFormSecurity Imputed
Share Price
Prev SharesCurrent SharesChange
(Percent)
Prev Value ($K)Current Value ($K)Change
(Percent)
2017-12-31 13F-HR RIOT / Riot Blockchain Inc 27.97 715 20
2017-12-31 13F-HR ISMD / Inspire SmallMid Cap Impact ETF 26.09 230 6
2017-12-31 13F-HR NUVEEN ALL CAP ENE MLP OPPO / (67075E108) 8.56 5,258 45
2017-12-31 13F-HR NUVEEN ARIZONA QLTY MUN INC / (67061W104) 14.15 62,127 879
2017-12-31 13F-HR NUVEEN BUILD AMER BD OPPTNY / (67074Q102) 23.00 4,000 92
2017-12-31 13F-HR NUVEEN CA QUALTY MUN INCOME / (67066Y105) 14.31 33,405 478
2017-12-31 13F-HR MFS GOVT MKTS INCOME TR / SH BEN INT (552939100) 4.84 5,165 25
2017-12-31 13F-HR MFS HIGH INCOME MUN TR / SH BEN INT (59318D104) 5.00 1,000 5
2017-12-31 13F-HR MFS HIGH YIELD MUN TR / SH BEN INT (59318E102) 4.94 3,646 18
2017-12-31 13F-HR MFS INTERMEDIATE HIGH INC FD / SH BEN INT (59318T109) 2.78 2,158 6
2017-12-31 13F-HR MFM / MFS Municipal Income Trust 6.89 19,300 133
2017-12-31 13F-HR MU / Micron Technology, Inc. Call 0.00 5 0
2017-12-31 13F-HR MITL / Mitel Networks Corp 8.40 2,975 25
2017-12-31 13F-HR NUVEEN TEXAS QLTY MUN INCME / (670983105) 14.32 9,706 139
2017-12-31 13F-HR FSC / Fifth Street Finance Corp. 4.91 27,063 133
2017-12-31 13F-HR OCSI / Oaktree Strategic Income Corporation 8.33 3,000 25
2017-12-31 13F-HR OMP / Oasis Midstream Partners LP 15.00 200 3
2017-12-31 13F-HR NUVEEN DOW 30 DYN OVERWRITE / SHS (67075F105) 18.87 14,624 276
2017-12-31 13F-HR NUVEEN EMERGING MKTS DEBT 20 / (67077P101) 9.00 1,000 9
2017-12-31 13F-HR NID / Nuveen Intermediate Duration Municipal Term Fund 12.93 7,966 103
2017-12-31 13F-HR NUVEEN MICHIGAN QLT MUN INC / (670979103) 13.25 4,000 53
2017-12-31 13F-HR NUVEEN MUNICIPAL CREDIT INC / COM SH BEN INT (67070X101) 15.24 94,839 1,445
2017-12-31 13F-HR NUVEEN NASDAQ 100 DYNAMIC OV / COM SHS (670699107) 24.23 20,513 497
2017-12-31 13F-HR NUVEEN NEW YORK QLT MUN INC / (67066X107) 13.71 3,063 42
2017-12-31 13F-HR NUVEEN NORTH CAROLINA QLTY M / (67060P100) 12.88 10,635 137
2017-12-31 13F-HR NUVEEN PA MUN VALUE FD / (67074K105) 15.00 2,200 33
2017-12-31 13F-HR NUVEEN SELECT MAT MUN FD / SH BEN INT (67061T101) 9.96 15,665 156
2017-12-31 13F-HR NUVEEN SELECT TAX FREE INCM / SH BEN INT (67062F100) 14.22 1,125 16
2017-12-31 13F-HR NUVEEN SELECT TAX FREE INCM / SH BEN INT (67063X100) 15.16 10,356 157
2017-12-31 13F-HR OKTA / Okta, Inc. 23.95 167 4
2017-12-31 13F-HR OTIV / On Track Innovations Ltd. 0.00 100 0
2017-12-31 13F-HR ONCS / OncoSec Medical Incorporated 1.68 7,125 12
2017-12-31 13F-HR REEM / Oppenheimer Emerging Markets Revenue ETF 29.41 170 5
2017-12-31 13F-HR REFA / Oppenheimer International Revenue ETF 29.41 170 5
2017-12-31 13F-HR PACB / Pacific Biosciences of California, Inc. 2.54 3,932 10
2017-12-31 13F-HR PEBK / Peoples Bancorp of North Carolina, Inc. 29.09 275 8
2017-12-31 13F-HR PIMCO CA MUNICIPAL INCOME FD / (72200N106) 17.28 28,359 490
2017-12-31 13F-HR PIMCO CALIF MUN INCOME FD II / (72200M108) 9.58 731 7
2017-12-31 13F-HR PZC / PIMCO California Municipal Income Fund III 10.42 7,200 75
2017-12-31 13F-HR MFEM / PIMCO RAFI Dynamic Multi-Factor 26.16 54,654 1,430
2017-12-31 13F-HR MFUS / PIMCO RAFI Dynamic Multi-Factor 27.90 1,147 32
2017-12-31 13F-HR MFDX / PIMCO RAFI Multi-Factor Internat 26.79 8,399 225
2017-12-31 13F-HR PIMCO GLOBAL STOCKSPLS INCM / (722011103) 15.36 4,754 73
2017-12-31 13F-HR XHNWX / Pioneer Diversified High Income 16.06 436 7
2017-12-31 13F-HR PIONEER MUN HIGH INCOME TR / COM SHS (723763108) 11.84 17,139 203
2017-12-31 13F-HR POLARITYTE INC / (731094108) 23.20 49,180 1,141
2017-12-31 13F-HR IDHD / PowerShares S&P International Developed High Dividend Low Volatility Portfolio 30.00 200 6
2017-12-31 13F-HR GENY / PRINCIPAL EXCHANGE-TRADED FDS 34.09 88 3
2017-12-31 13F-HR PUMP / Propetro Holding Corp 20.34 295 6
2017-12-31 13F-HR ALTS / ProShares Morningstar Alternatives Solution ETF 38.00 1,500 57
2017-12-31 13F-HR QD / Qudian Inc. 0.00 31 0
2017-12-31 13F-HR ACHI / Accretive Health, Inc. 7.25 138 1
2017-12-31 13F-HR RADA / Rada Electronic Industries, Ltd. 3.00 1,000 3
2017-12-31 13F-HR SVXY / ProShares Short VIX Short-Term Futures ETF 137.25 51 7
2017-12-31 13F-HR ROKU / Roku Inc 51.75 13,624 705
2017-12-31 13F-HR RPXC / RPX Corporation 17.86 112 2
2017-12-31 13F-HR RCD / Guggenheim S&P 500 Equal Weight Consumer Discretionary ETF 100.65 775 78
2017-12-31 13F-HR SAFE / Safety, Income & Growth Inc. 17.42 1,550 27
2017-12-31 13F-HR SAILPOINT TECHNLGIES HLDGS I / (78781P105) 14.81 675 10
2017-12-31 13F-HR SALIENT MIDSTREAM & MLP FD / SH BEN INT (79471V105) 10.99 3,640 40
2017-12-31 13F-HR SANDRIDGE MISSISSIPPIAN TR I / SH BEN INT (80007V106) 0.88 12,435 11
2017-12-31 13F-HR RICK / RCI Hospitality Holdings, Inc. 28.57 140 4
2017-12-31 13F-HR 758075AC9 / Redwood Tr Inc Bond 21
2017-12-31 13F-HR REMARK HLDGS INC / (75955K102) 10.19 785 8
2017-12-31 13F-HR HAIR / Restoration Robotics, Inc. 4.60 8,048 37
2017-12-31 13F-HR RVLT / Revolution Lighting Technologies, Inc. 3.29 118,392 389
2017-12-31 13F-HR RBBN / Ribbon Communications Inc. 0.00 20 0
2017-12-31 13F-HR SENS / Senseonics Holdings, Inc. 3.00 1,000 3
2017-12-31 13F-HR SSC / Stewart & Stevenson LLC 4.08 735 3
2017-12-31 13F-HR G81075AF3 / Ship Finance International Limited Bond 4
2017-12-31 13F-HR SIFY / Sify Technologies Ltd. 0.00 111 0
2017-12-31 13F-HR SCSC / ScanSource, Inc. 35.71 56 2
2017-12-31 13F-HR SMIT / Schmitt Industries, Inc. 3.56 281 1
2017-12-31 13F-HR FNDX / Schwab Fundamental U.S. Large Company Index ETF 40.00 75 3
2017-12-31 13F-HR SEB / Seaboard Corp. 4,500.00 4 18
2017-12-31 13F-HR SEAC / SeaChange International, Inc. 6.25 160 1
2017-12-31 13F-HR SYG / SSGA Active ETF Trust 79.42 14,039 1,115
2017-12-31 13F-HR SYV / SSGA Active ETF Trust 66.25 9,555 633
2017-12-31 13F-HR STAA / Staar Surgical Co. 15.76 1,650 26
2017-12-31 13F-HR SBDKP / Stanley Black & Decker, Inc. Put 0.00 2 0
2017-12-31 13F-HR STBZ / State Bank Financial Corp. 28.82 347 10
2017-12-31 13F-HR BANX / StoneCastle Financial Corporation 20.55 1,119 23
2017-12-31 13F-HR STRM / Streamline Health Solutions, Inc. 2.00 1,000 2
2017-12-31 13F-HR SWEDISH EXPT CR CORP / MLCX GRN ETN23 (870297215) 4.00 250 1
2017-12-31 13F-HR SWEDISH EXPT CR CORP / ROG AGRI ETN22 (870297603) 5.83 1,200 7
2017-12-31 13F-HR SWEDISH EXPT CR CORP / ROG TTL ETN 22 (870297801) 8.33 120 1
2017-12-31 13F-HR TLND / Talend S.A. 39.55 177 7
2017-12-31 13F-HR TANDEM DIABETES CARE INC / (875372203) 0.00 100 0
2017-12-31 13F-HR COH / Coach, Inc. 44.26 33,278 1,473
2017-12-31 13F-HR TELL / Tellurian Inc. 8.00 250 2
2017-12-31 13F-HR TERADYNE INC / NOTE 1.250%12/1 (880770AG7) 5
2017-12-31 13F-HR THRX / Theravance, Inc. 44
2017-12-31 13F-HR TIDEWATER INC NEW / *W EXP 07/31/202 (88642R117) 0.00 108 0
2017-12-31 13F-HR TIDEWATER INC NEW / *W EXP 07/31/202 (88642R125) 0.00 119 0
2017-12-31 13F-HR TOCA / Tocagen Inc. 10.59 944 10
2017-12-31 13F-HR TRTX / TPG RE Finance Trust, Inc. 19.35 310 6
2017-12-31 13F-HR TTAC / TrimTabs Float Shrink ETF 33.57 2,443 82
2017-12-31 13F-HR TSC / TriState Capital Holdings, Inc. 25.32 79 2
2017-12-31 13F-HR TBK / Triumph Bancorp, Inc. 30.00 200 6
2017-12-31 13F-HR TRUP / Trupanion, Inc. 29.32 6,208 182
2017-12-31 13F-HR GROW / U.S. Global Investors, Inc. 3.91 47,607 186
2017-12-31 13F-HR UBS AG LONDON BRH / 2XLEV US HG DV (90270L727) 22.22 45 1
2017-12-31 13F-HR UBS AG LONDON BRH / VELOCITYSHS LONG (90274D176) 30.67 3,423 105
2017-12-31 13F-HR SOGO / Sogou Inc. 12.50 400 5
2017-12-31 13F-HR SOI / Solaris Oilfield Infrastructure 20.49 244 5
2017-12-31 13F-HR SPAR / Spartan Motors, Inc. 16.53 363 6
2017-12-31 13F-HR QEFA / SPDR MSCI EAFE Quality Mix ETF 66.67 150 10
2017-12-31 13F-HR SPDR S&P 500 ETF TR CALL / TR UNIT Call (78462F903) 2,500.00 8 20
2017-12-31 13F-HR SPDR S&P 500 ETF TR PUT / TR UNIT Put (78462F953) 286.82 129 37
2017-12-31 13F-HR ONEO / SPDR Russell 1000 Momentum Focus ETF 75.00 200 15
2017-12-31 13F-HR SPYB / SPDR S&P 500 Buyback ETF 61.33 375 23
2017-12-31 13F-HR SPDR SER TR / SPDR BLOOMBERG (78468R663) 91.45 4,407 403
2017-12-31 13F-HR CBND / SPDR Issuer Scored Corp Bond ETF 32.33 3,000 97
2017-12-31 13F-HR USM / United States Cellular Corp. 41.32 121 5
2017-12-31 13F-HR VANECK VECTORS ETF TR CALL / RUSSIA ETF Call (92189F903) 600.00 10 6
2017-12-31 13F-HR VBTX / Veritex Holdings, Inc. 27.93 537 15
2017-12-31 13F-HR CEY / Victory Portfolios II VictoryShares Emerging Market High Div Volatility Wtd ETF 26.40 1,250 33
2017-12-31 13F-HR VNOM / Viper Energy Partners LP 22.73 1,100 25
2017-12-31 13F-HR VIRTUS GLOBAL DIVID INCOME F / (92835W107) 13.37 10,845 145
2017-12-31 13F-HR VOYA ASIA PAC DIVID EQUITY I / (92912J102) 10.48 25,280 265
2017-12-31 13F-HR VOYA EMERGING MKTS HIGH DIVI / (92912P108) 10.64 188 2
2017-12-31 13F-HR VOYA GLBL ADV & PREM OPP FD / (92912R104) 11.41 30,949 353
2017-12-31 13F-HR VOYA GLBL EQTY DIV & PREM OP / (92912T100) 7.75 121,505 942
2017-12-31 13F-HR VOYA INFRASTRUCTURE INDLS & / (92912X101) 16.68 4,736 79
2017-12-31 13F-HR VOYA INTL HIGH DIVID EQTY IN / (92912Y109) 7.50 2,000 15
2017-12-31 13F-HR VOYA PRIME RATE TR / SH BEN INT (92913A100) 5.08 38,353 195
2017-12-31 13F-HR WARRIOR MET COAL INC / (93627C101) 20.00 50 1
2017-12-31 13F-HR WESTERN ASSET EMRG MKT DEBT / (95766A101) 15.59 9,430 147
2017-12-31 13F-HR EHI / Western Asset Global High Income Fund Inc. 10.18 15,026 153
2017-12-31 13F-HR WESTERN ASSET GLOBAL CP DEFI / (95790C107) 18.03 8,543 154
2017-12-31 13F-HR WESTERN ASSET HIGH INCM OPP / (95766K109) 5.07 105,317 534
2017-12-31 13F-HR WESTERN ASSET INVT GRADE DEF / (95790A101) 23.58 212 5
2017-12-31 13F-HR WESTERN ASSET MUN DEF OPP TR / (95768A109) 21.08 5,028 106
2017-12-31 13F-HR WESTERN ASSET VAR RT STRG FD / (957667108) 17.50 800 14
2017-12-31 13F-HR WESTMORELAND RESOURCE PARTNE / COM UNIT RP LP (96108P103) 0.00 71 0
2017-12-31 13F-HR WHG / Westwood Holdings Group, Inc. 65.57 427 28
2017-12-31 13F-HR WHITING PETE CORP NEW / (966387409) 26.50 23,621 626
2017-12-31 13F-HR YOUNGEVITY INTL INC / (987537206) 4.80 625 3
2017-12-31 13F-HR ZGNX / Zogenix, Inc. 40.00 100 4
2017-12-31 13F-HR ZYME / Zymeworks Inc 6.67 300 2
2017-12-31 13F-HR RAD / Rite Aid Corp. 1.97 49,265 66,934 35.87 96 132 37.50
2017-12-31 13F-HR LNTH / Lantheus Holdings, Inc. 22.22 233 225 -3.43 4 5 25.00
2017-12-31 13F-HR PFMT / Performant Financial Corp 1.12 1,359 895 -34.14 2 1 -50.00
2017-12-31 13F-HR DBEU / db X-Trackers MSCI Europe Hedged Equity Fund 28.27 2,460 2,052 -16.59 70 58 -17.14
2017-12-31 13F-HR ICHGF / InterContinental Hotels Group Plc 63.75 2,507 2,698 7.62 133 172 29.32
2017-12-31 13F-HR UGA / United States Gasoline Fund LP 30.23 397 397 0.00 11 12 9.09
2017-12-31 13F-HR DRQ / Dril-Quip, Inc. 47.43 1,015 1,244 22.56 44 59 34.09
2017-12-31 13F-HR AME / Ametek, Inc. 72.49 4,590 8,181 78.24 303 593 95.71
2017-12-31 13F-HR HURC / Hurco Companies, Inc. 40.00 100 100 0.00 4 4 0.00
2017-12-31 13F-HR ALCO / Alico, Inc. 202 0 -100.00 7 0 -100.00
2017-12-31 13F-HR CNX / CONSOL Energy, Inc. 7,712 0 -100.00 130 0 -100.00
2017-12-31 13F-HR NLS / Nautilus Group, Inc. (The) 34 0 -100.00 1 0 -100.00
2017-12-31 13F-HR ALR / Alere Inc. 30 0 -100.00 2 0 -100.00
2017-12-31 13F-HR CIVB / Civista Bancshares, Inc. 4,390 0 -100.00 98 0 -100.00
2017-12-31 13F-HR CAF / Morgan Stanley China A Share Fund, Inc. 200 0 -100.00 5 0 -100.00
2017-12-31 13F-HR AQXP / Aquinox Pharmaceuticals, Inc. 200 0 -100.00 3 0 -100.00
2017-12-31 13F-HR VBLT / Vascular Biogenics Ltd. 750 0 -100.00 5 0 -100.00
2017-12-31 13F-HR GFF / Griffon Corp. 59 0 -100.00 1 0 -100.00
2017-12-31 13F-HR QCRH / QCR Holdings, Inc. 1,537 0 -100.00 70 0 -100.00
2017-12-31 13F-HR HMHC / Houghton Mifflin Harcourt Company 142 0 -100.00 2 0 -100.00
2017-12-31 13F-HR NANO / Nanometrics, Inc. 41 0 -100.00 1 0 -100.00
2017-12-31 13F-HR OIBR.C / Oi S.A. 3 0 -100.00 0 0
2017-12-31 13F-HR EBRBY / Centrais Electricas Brazil 44 0 -100.00 0 0
2017-12-31 13F-HR BONT / Bon-Ton Stores, Inc. (THE) 11,800 0 -100.00 5 0 -100.00
2017-12-31 13F-HR ALT / Altimmune, Inc. 350 0 -100.00 1 0 -100.00
2017-12-31 13F-HR TINY / Harris & Harris Group, Inc. 1.92 1,560 3
2017-12-31 13F-HR VNET / 21Vianet Group, Inc. 0.00 32 0
2017-12-31 13F-HR GHYG / iShares Global High Yield Corporate Bond ETF 50.48 22,662 22,246 -1.84 1,167 1,123 -3.77
2017-12-31 13F-HR HTLD / Heartland Express, Inc. 23.92 451 669 48.34 12 16 33.33
2017-12-31 13F-HR VCO / Vina Concha Y Toro S.A. 29.85 66 67 1.52 2 2 0.00
2017-12-31 13F-HR EVR / Evercore Partners, Inc. 89.50 1,774 2,447 37.94 142 219 54.23
2017-12-31 13F-HR ALLY / Ally Financial Inc. 29.13 7,640 9,199 20.41 186 268 44.09
2017-12-31 13F-HR ALLY / Ally Financial Inc. Put 0.00 4 4 0.00 0 0
2017-12-31 13F-HR FAB / First Trust Multi Capital Value AlphaDEX Fund 56.98 29,015 29,939 3.18 1,557 1,706 9.57
2017-12-31 13F-HR VKTX / Viking Therapeutics, Inc. 500 0 -100.00 1 0 -100.00
2017-12-31 13F-HR ABT / Abbott Laboratories Put 0.00 5 0
2017-12-31 13F-HR XACPX / Avenue Income Credit Strategies 14.03 108,760 1,526
2017-12-31 13F-HR ADMS / Adamas Pharmaceuticals, Inc. 35.00 400 14
2017-12-31 13F-HR IOTS / Adesto Technologies Corporation 5.00 200 1
2017-12-31 13F-HR ADSW / Advanced Disposal Services, Inc. 19.42 103 2
2017-12-31 13F-HR ADVISORSHARES TR / VICE ETF (00768Y545) 26.00 500 13
2017-12-31 13F-HR AEROJET ROCKETDYNE HLDGS INC / NOTE 2.250%12/1 (007800AB1) 5
2017-12-31 13F-HR AFSD / AFLAC, Inc. Put 0.00 2 0
2017-12-31 13F-HR ALRN / Aileron Therapeutics Inc. 13.33 150 2
2017-12-31 13F-HR AXU / Alexco Resource Corp. 1.50 4,000 6
2017-12-31 13F-HR AMERICA FIRST MULTIFAMILY IN / BEN UNIT CTF (02364V107) 6.02 9,136 55
2017-12-31 13F-HR AMNB / American National Bankshares Inc. 32.26 62 2
2017-12-31 13F-HR ANGI HOMESERVICES INC / COM CL A (00183L102) 10.40 2,595 27
2017-12-31 13F-HR ALLIANCEBERNSTEIN NATL MUNI / (01864U106) 13.37 9,650 129
2017-12-31 13F-HR XNCVX / AllianzGI Convertible & Income 8.89 900 8
2017-12-31 13F-HR ALLIANZGI DIVERS INC & CNV F / (01883J108) 21.61 2,730 59
2017-12-31 13F-HR ATUS / Altice USA, Inc. 21.05 475 10
2017-12-31 13F-HR APPN / Appian Corp. 29.41 136 4
2017-12-31 13F-HR APTV / Aptiv PLC 84.73 8,344 707
2017-12-31 13F-HR ATTO / Atento S.A. 6.99 143 1
2017-12-31 13F-HR 049164BJ4 / Atlasairworldwide1.875 01jun24 Bond 7
2017-12-31 13F-HR ATTU / Attunity Ltd. 7.69 650 5
2017-12-31 13F-HR AVXS / AveXis, Inc. 121.95 41 5
2017-12-31 13F-HR AVID / Avid Technology, Inc. 6.00 500 3
2017-12-31 13F-HR AVGR / Avinger, Inc. 0.00 160 0
2017-12-31 13F-HR AXTI / AXT, Inc. 10.00 200 2
2017-12-31 13F-HR AYTU BIOSCIENCE INC / COM PAR (054754403) 0.00 22 0
2017-12-31 13F-HR AZUL / Azul SA 26.67 75 2
2017-12-31 13F-HR BANF / BancFirst Corp. 51.79 502 26
2017-12-31 13F-HR BARCLAYS BK PLC / ETN+ SEL MLP (06742C723) 20.79 433 9
2017-12-31 13F-HR BARCLAYS BK PLC / IPATH S&P500 VIX (06746L422) 27.96 6,616 185
2017-12-31 13F-HR BARCLAYS BK PLC / IPTH PURE COCA (06740P130) 28.57 140 4
2017-12-31 13F-HR BARCLAYS BK PLC CALL / IPATH S&P500 VIX Call (06746L902) 0.00 5 0
2017-12-31 13F-HR BARINGS CORPORATE INVS / (06759X107) 15.28 10,602 162
2017-12-31 13F-HR BARINGS GLOBAL SHORT DURATIO / (06760L100) 19.40 16,343 317
2017-12-31 13F-HR BBX / BBX Capital Corporation 8.03 1,245 10
2017-12-31 13F-HR BLPH / Bellerophon Therapeutics, Inc. 3.61 277 1
2017-12-31 13F-HR BKFS / Black Knight Financial Services, Inc. 44.17 9,327 412
2017-12-31 13F-HR PRNT / The 3D Printing ETF 24.14 1,243 30
2017-12-31 13F-HR BLACKROCK VA MUNICIPAL BOND / (092481100) 17.10 2,514 43
2017-12-31 13F-HR BPMP / BP Midstream Partners LP 20.35 344 7
2017-12-31 13F-HR BEDU / Bright Scholar Education Holdngs Ltd 0.00 4 0
2017-12-31 13F-HR 09238EAB0 / Blackhawk Network Holdings, Inc. Bond 1.500% 1/1 38
2017-12-31 13F-HR BL / BlackLine, Inc. 32.85 274 9
2017-12-31 13F-HR BLACKROCK CALIF MUN INCOME T / SH BEN INT (09248E102) 13.91 2,372 33
2017-12-31 13F-HR BLACKROCK ENH CAP & INC FD I / (09256A109) 16.37 68,365 1,119
2017-12-31 13F-HR BZM / BlackRock Maryland Municipal Bond Trust 13.91 1,654 23
2017-12-31 13F-HR BLACKROCK MUN 2020 TERM TR / COM SHS (09249X109) 14.95 10,365 155
2017-12-31 13F-HR BLACKROCK MUN 2030 TAR TERM / COM SHS BEN IN (09257P105) 22.33 45,901 1,025
2017-12-31 13F-HR BPK / BlackRock Municipal 2018 Term Trust 14.75 15,050 222
2017-12-31 13F-HR BLACKROCK MUNI INCOME TR II / (09249N101) 14.00 1,000 14
2017-12-31 13F-HR BLACKROCK MUNIC INCM INVST T / SH BEN INT (09248H105) 14.23 984 14
2017-12-31 13F-HR BBK / BlackRock Municipal Bond Investment Trust 15.00 1,000 15
2017-12-31 13F-HR BLACKROCK MUNIHLDGS NJ QLTY / (09254X101) 14.33 3,000 43
2017-12-31 13F-HR 09255C106 / Blackrock Muniholdings Ny Insd Fd Inc Bond 13.50 2,000 27
2017-12-31 13F-HR MVF / BlackRock MuniVest Fund, Inc. 9.61 2,393 23
2017-12-31 13F-HR BLACKROCK MUNIYIELD ARIZ FD / (09254K109) 16.19 45,533 737
2017-12-31 13F-HR BLACKROCK MUNIYIELD CALI QLT / (09254N103) 14.70 10,205 150
2017-12-31 13F-HR BLACKROCK MUNIYIELD CALIF FD / (09254M105) 14.76 3,793 56
2017-12-31 13F-HR MYJ / BlackRock MuniYield New Jersey Fund, Inc. 0.00 21 0
2017-12-31 13F-HR BLACKROCK MUNIYIELD NY QLTY / (09255E102) 0.00 6 0
2017-12-31 13F-HR BLACKROCK MUNIYIELD PA QLTY / (09255G107) 14.28 9,311 133
2017-12-31 13F-HR BLACKROCK MUNIYLD MICH QLTY / (09254V105) 14.06 4,766 67
2017-12-31 13F-HR BLACKROCK N J MUN INCOME TR / SH BEN INT (09248J101) 15.00 4,000 60
2017-12-31 13F-HR BLACKROCK N Y MUN INCOME TR / SH BEN INT (09248L106) 14.31 5,520 79
2017-12-31 13F-HR BLACKROCK NY MUNICIPAL BOND / (09249P106) 15.00 200 3
2017-12-31 13F-HR BLACKROCK TAX MUNICPAL BD TR / SHS (09248X100) 23.20 10,303 239
2017-12-31 13F-HR CADE / Cadence Bancorporation 27.24 2,533 69
2017-12-31 13F-HR CAESARS ENTMT CORP / NOTE 5.000%10/0 (127686AA1) 30
2017-12-31 13F-HR FYLD / Cambria Foreign Shareholder Yield ETF 28.57 175 5
2017-12-31 13F-HR CNNE / Cannae Holdings, Inc. 16.98 6,949 118
2017-12-31 13F-HR CDNA / CareDx, Inc. 0.00 43 0
2017-12-31 13F-HR CAROLINA TR BANCSHARES INC / (14422P105) 10.00 1,000 10
2017-12-31 13F-HR ROX / Castle Brands, Inc. 1.33 1,500 2
2017-12-31 13F-HR CEL SCI CORP / COM PAR NEW (150837607) 1.89 28,584 54
2017-12-31 13F-HR CELC / Celcuity Inc. 18.89 1,006 19
2017-12-31 13F-HR CPAC / Cementos Pacasmayo SAA 0.00 7 0
2017-12-31 13F-HR CERC / Cerecor Inc. 3.00 1,000 3
2017-12-31 13F-HR CHANTICLEER HLDGS INC / COM PAR (15930P800) 2.60 8,450 22
2017-12-31 13F-HR CMCM / Cheetah Mobile, Inc. 21.74 46 1
2017-12-31 13F-HR CHF SOLUTIONS INC / (12542Q508) 5.00 200 1
2017-12-31 13F-HR CHINA BIOLOGIC PRODS HLDGS I / (G21515104) 80.65 124 10
2017-12-31 13F-HR BORN / China New Borun Corp 0.00 130 0
2017-12-31 13F-HR XRF / China Rapid Finance Limited 5.79 8,464 49
2017-12-31 13F-HR CHIPMOS TECHNOLOGIES INC / SPONSORED ADR (16965P103) 18.76 693 13
2017-12-31 13F-HR BROOKFIELD GLOBL LISTED INFR / COM SHS (11273Q109) 12.91 8,905 115
2017-12-31 13F-HR BROOKFIELD REAL ASSETS INCOM / SHS BEN INT (112830104) 23.29 12,840 299
2017-12-31 13F-HR BRT / BRT Realty Trust 10.00 200 2
2017-12-31 13F-HR BY / Byline Bancorp, Inc. 20.00 50 1
2017-12-31 13F-HR CJES / C&J Energy Services Ltd. 42.55 47 2
2017-12-31 13F-HR CLNT / Cleantech Solutions International, Inc. 10.53 95 1
2017-12-31 13F-HR CLEVELAND CLIFFS INC / (185899101) 7.21 31,211 225
2017-12-31 13F-HR CLDR / Cloudera, Inc. 20.00 100 2
2017-12-31 13F-HR CNX.WI / CNX Resources Corporation 14.53 6,812 99
2017-12-31 13F-HR CDXS / Codexis, Inc. 8.00 500 4
2017-12-31 13F-HR COGT / Cogint, Inc. 4.62 650 3
2017-12-31 13F-HR CGNX / Cognex Corp. Call 0.00 4 0
2017-12-31 13F-HR COLL / Collegium Pharmaceutical, Inc. 0.00 10 0
2017-12-31 13F-HR COLUMBIA SELIGM PREM TECH GR / (19842X109) 22.19 6,671 148
2017-12-31 13F-HR CONSOL ENERGY INC NEW / (20854L108) 39.52 911 36
2017-12-31 13F-HR CCT / Corporate Capital Trust, Inc. 15.98 659,874 10,545
2017-12-31 13F-HR CPI CARD GROUP INC / (12634H200) 0.00 23 0
2017-12-31 13F-HR CREDIT SUISSE AG NASSAU BRH / X LNKS MLT ASST (22539T399) 28.81 590 17
2017-12-31 13F-HR CREDIT SUISSE NASSAU BRH / VELOCITY SHS SHR (22542D357) 6.00 500 3
2017-12-31 13F-HR CURRENCYSHARES SWISS FRANC T / SWISS FRANC SH (23129V109) 97.29 442 43
2017-12-31 13F-HR CUSHING ENERGY INCOME / COM SH BEN INT (23162T102) 10.93 183 2
2017-12-31 13F-HR CBAY / Cymabay Therapeutics Inc. 10.00 300 3
2017-12-31 13F-HR CYTRX CORP / COM PAR (232828608) 0.00 232 0
2017-12-31 13F-HR DEMG / Deutsche X-trackers FTSE Emerging Comprehensive Factor ETF 28.78 5,420 156
2017-12-31 13F-HR DEEF / Deutsche X-trackers FTSE Developed ex US Enhanced Beta ETF 30.02 63,031 1,892
2017-12-31 13F-HR CN / db X-trackers Harvest MSCI All China Equity Fund 37.33 27,778 1,037
2017-12-31 13F-HR DESC / Deutsche X-trackers Russell 2000 Comprehensive Factor ETF 34.02 16,786 571
2017-12-31 13F-HR HYLB / Xtrackers USD High Yield Corpora 50.49 7,625 385
2017-12-31 13F-HR DELAWARE INV CO MUN INC FD I / (246101109) 15.29 1,700 26
2017-12-31 13F-HR VMM / Delaware Investments Minnesota Municipal Income Fund II, Inc. 14.44 277 4
2017-12-31 13F-HR DELAWARE INVT NAT MUNI INC F / SH BEN INT (24610T108) 13.25 6,039 80
2017-12-31 13F-HR DELPHI TECHNOLOGIES PLC / SHS (G2709G107) 51.41 1,556 80
2017-12-31 13F-HR DSGX / Descartes Systems Group, Inc. (THE) 27.52 436 12
2017-12-31 13F-HR DESP / Despegar.com, Corp. 0.00 14 0
2017-12-31 13F-HR DEUTSCHE MULTI-MKT INCOME TR / SHS (25160E102) 8.89 12,830 114
2017-12-31 13F-HR EVO / Eaton Vance Ohio Municipal Income Trust 12.86 700 9
2017-12-31 13F-HR DRNA / Dicerna Pharmaceuticals, Inc. 10.00 500 5
2017-12-31 13F-HR DIFFUSION PHARMACEUTICALS IN / (253748206) 1.20 2,500 3
2017-12-31 13F-HR DPW / Digital Power Corp. 3.20 25,660 82
2017-12-31 13F-HR DIS / The Walt Disney Co. Call 500.00 4 2
2017-12-31 13F-HR DMC GLOBAL INC / (23291C103) 0.00 14 0
2017-12-31 13F-HR DOUBLELINE OPPORTUNISTIC CR / (258623107) 22.20 33,516 744
2017-12-31 13F-HR DOVA / Dova Pharmaceuticals, Inc. 30.00 100 3
2017-12-31 13F-HR DUFF & PHELPS UTIL CORP BD T / (26432K108) 8.00 500 4
2017-12-31 13F-HR EAGLE CAP GROWTH FD INC / (269451100) 7.97 17,315 138
2017-12-31 13F-HR EAGLE GRWTH & INCOME OPPTY F / COM SHS BEN IN (26958J105) 0.00 2 0
2017-12-31 13F-HR EATON VANCE FLTNG RATE 2022 / (27831H100) 9.00 1,000 9
2017-12-31 13F-HR MIW / Eaton Vance Michigan Municipal Bond Fund 13.00 1,000 13
2017-12-31 13F-HR NYH / Eaton Vance New York Municipal Bond Fund II 11.56 1,125 13
2017-12-31 13F-HR EOCC / Empresa Nacional de Electricidad S.A. 0.00 9 0
2017-12-31 13F-HR ENSCO JERSEY FIN LTD / NOTE 3.000% 1/3 (29359WAB1) 6
2017-12-31 13F-HR ETM / Entercom Communications Corp. 11.12 1,798 20
2017-12-31 13F-HR AIEQ / AI Powered Equity ETF 25.83 2,400 62
2017-12-31 13F-HR GAMR / FactorShares Trust PureFunds Video Game Tech ETF 48.10 395 19
2017-12-31 13F-HR ECR / Eclipse Resources Corp. 2.40 374,700 899
2017-12-31 13F-HR FIRST TR ABERDEEN GLBL OPP F / COM SHS (337319107) 11.64 40,189 468
2017-12-31 13F-HR FIRST TR DYNAMIC EUROPE EQT / COM SHS (33740D107) 18.79 12,880 242
2017-12-31 13F-HR FEMB / First Trust Exchange-Traded Fund III 66.67 15 1
2017-12-31 13F-HR FMN / Federated Premier Municipal Income Fund 14.21 1,900 27
2017-12-31 13F-HR FCOR / Fidelity Corporate Bond ETF 50.72 1,656 84
2017-12-31 13F-HR FTXR / First Trust High Income ETF 26.32 190 5
2017-12-31 13F-HR FAAR / First Trust Alternative Absolute Return Strategy ETF 30.77 260 8
2017-12-31 13F-HR SDVY / First Trust Exchange-Traded Fund VI First Trust SMID Cap Rising Dividend Achievers ETF 17.24 58 1
2017-12-31 13F-HR FSCT / ForeScout Technologies, Inc. 32.00 500 16
2017-12-31 13F-HR FTAI / Fortress Transportation and Infrastructure Investors LLC 19.70 203 4
2017-12-31 13F-HR FIRST TR/ABERDEEN EMERG OPT / (33731K102) 16.39 7,200 118
2017-12-31 13F-HR FIRST TRUST MORTGAGE INCM FD / COM SHS (33734E103) 14.39 2,015 29
2017-12-31 13F-HR FIRST TRUST SPECIALTY FINANC / COM BEN INTR (33733G109) 6.13 29,343 180
2017-12-31 13F-HR CHIX / Global X Funds 35.71 28 1
2017-12-31 13F-HR PAVE / Global X U.S. Infrastructure Development ETF 21.98 91 2
2017-12-31 13F-HR PFFD / Global X U.S. Preferred ETF 24.75 1,980 49
2017-12-31 13F-HR GEM / Goldman Sachs ActiveBeta Emerging Markets Equity ETF 36.06 2,052 74
2017-12-31 13F-HR GSIE / Goldman Sachs ActiveBeta International Equity ETF 30.77 390 12
2017-12-31 13F-HR GRAMERCY PPTY TR / (385002308) 26.70 28,843 770
2017-12-31 13F-HR GRAM / Grana y Montero S.A.A. 0.00 8 0
2017-12-31 13F-HR GPMT / Granite Point Mortgage Trust Inc 17.49 5,376 94
2017-12-31 13F-HR GRANITESHARES ETF TR / HIPS US HIGH INC (38747R306) 17.64 2,834 50
2017-12-31 13F-HR GRVY / GRAVITY Co., Ltd. 94.55 2,200 208
2017-12-31 13F-HR GREAT ELM CAP CORP / (390320109) 10.64 188 2
2017-12-31 13F-HR GULFMARK OFFSHORE INC / *W EXP 11/14/202 (402629117) 0.00 52 0
2017-12-31 13F-HR FTSD / Franklin ETF Trust 97.74 133 13
2017-12-31 13F-HR HNRG / Hallador Energy Co. 6.35 315 2
2017-12-31 13F-HR HBB / Hamilton Beach Brands Holding Co 20.00 50 1
2017-12-31 13F-HR FRANKLIN UNVL TR / SH BEN INT (355145103) 7.17 28,606 205
2017-12-31 13F-HR FSBW / FS Bancorp, Inc. 54.41 3,253 177
2017-12-31 13F-HR GABELLI HLTHCARE & WELLNESS / SHS (36246K103) 10.31 12,896 133
2017-12-31 13F-HR GABELLI MULTIMEDIA TR INC / (36239Q109) 9.20 25,761 237
2017-12-31 13F-HR GDS / GDS Holdings Limited ADS 26.79 112 3
2017-12-31 13F-HR GEE GROUP INC / (36165A102) 0.00 12 0
2017-12-31 13F-HR FFTY / Academy Funds Trust 33.24 8,605 286
2017-12-31 13F-HR IHT / Innsuites Hospitality Trust 3.26 307 1
2017-12-31 13F-HR INPHI CORP / NOTE 0.750% 9/0 (45772FAC1) 49
2017-12-31 13F-HR INSULET CORP / NOTE 1.250% 9/1 (45784PAF8) 16
2017-12-31 13F-HR INTEGER HLDGS CORP / (45826H109) 45.26 4,154 188
2017-12-31 13F-HR INTERNAP CORP / COM PAR (45885A409) 11.24 178 2
2017-12-31 13F-HR INTT / inTEST Corp. 8.60 9,300 80
2017-12-31 13F-HR IIN / Intricon Corp. 20.00 100 2
2017-12-31 13F-HR VPV / Van Kampen Pennsylvania Value Municipal Income Trust 12.15 28,488 346
2017-12-31 13F-HR INVESCO TR INVT GRADE NY MUN / (46131T101) 13.63 7,633 104
2017-12-31 13F-HR IPAS / iPass, Inc. 0.50 20,000 10
2017-12-31 13F-HR IQV / IQVIA Holdings Inc. 97.89 23,679 2,318
2017-12-31 13F-HR IRCP / IRSA Propiedades Comerciales S.A. 0.00 3 0
2017-12-31 13F-HR HANCOCK JOHN INV TRUST / TAX ADV GLB SH (41013P749) 8.80 10,800 95
2017-12-31 13F-HR XJHIX / John Hancock Investors Trust 17.39 3,048 53
2017-12-31 13F-HR HANCOCK JOHN PREMUIM DIV FD / COM SH BEN INT (41013T105) 17.14 29,753 510
2017-12-31 13F-HR HLX / Helix Energy Solutions Group, Inc. 7.54 6,500 49
2017-12-31 13F-HR EEMA / iShares MSCI Emerging Markets Asia Index Fund 73.33 450 33
2017-12-31 13F-HR ESGE / iShares, Inc. iShares MSCI EM ESG Optimized ETF 74.43 927 69
2017-12-31 13F-HR HIGHLAND FLOATNG RATE OPPRT / SHS BEN INT (43010E404) 15.50 252,470 3,914
2017-12-31 13F-HR HCM / Hutchison China MediTech Limited 39.65 454 18
2017-12-31 13F-HR RXDX / Ignyta, Inc. 26.09 230 6
2017-12-31 13F-HR MEAR / iShares Short Maturity Municipal Bond ETF 49.66 725 36
2017-12-31 13F-HR ISCF / iShares FactorSelect MSCI International Small-Cap ETF 32.51 3,445 112
2017-12-31 13F-HR EWGS / iShares MSCI Germany Small-Cap ETF 57.14 35 2
2017-12-31 13F-HR LONGFIN CORP / COM CLASS A (54304F106) 50.00 20 1
2017-12-31 13F-HR LOOP INDS INC / (543518104) 14.49 69 1
2017-12-31 13F-HR MADISON CVRED CALL & EQ STR / (557437100) 7.72 353,655 2,731
2017-12-31 13F-HR MX / MagnaChip Semiconductor Corp 10.00 300 3
2017-12-31 13F-HR MAMS / MAM Software Group, Inc. 7.41 675 5
2017-12-31 13F-HR MARATHON PATENT GROUP INC / COM PAR (56585W302) 4.00 750 3
2017-12-31 13F-HR MAXR / Maxar Technologies Ltd. 69.77 86 6
2017-12-31 13F-HR MEET GROUP INC / (58513U101) 2.97 3,700 11
2017-12-31 13F-HR CEMP / Cempra, Inc. 15.00 200 3
2017-12-31 13F-HR MER TELEMANAGEMENT SOLUTIONS / SHS (M69676209) 2.10 951 2
2017-12-31 13F-HR JHX / James Hardie Industries plc 17.18 291 5
2017-12-31 13F-HR JHMD / John Hancock Multifactor Develop 30.13 3,020 91
2017-12-31 13F-HR JOHN HANCOCK HDG EQ & INC FD / (47804L102) 17.37 11,915 207
2017-12-31 13F-HR JPSE / JPMorgan Diversified Return US S 29.70 27,140 806
2017-12-31 13F-HR JPHF / J.P. Morgan Exchange-Traded Fund 26.05 499 13
2017-12-31 13F-HR JPST / JPMorgan Ultra-Short Income ETF 50.07 37,331 1,869
2017-12-31 13F-HR KALA / Kala Pharmaceuticals, Inc. 20.00 100 2
2017-12-31 13F-HR KNIGHT SWIFT TRANSN HLDGS IN / CL A (499049104) 43.48 3,933 171
2017-12-31 13F-HR MOV / Movado Group, Inc. 32.26 868 28
2017-12-31 13F-HR MTGE INVT CORP / (55378A105) 18.48 6,928 128
2017-12-31 13F-HR NH / NantHealth, Inc. 3.05 147,704 450
2017-12-31 13F-HR NK / NantKwest, Inc. 3.91 256 1
2017-12-31 13F-HR NEUBERGER BERMAN NY INT MUN / (64124K102) 12.16 9,948 121
2017-12-31 13F-HR IRL / New Ireland Fund, Inc. (The) 12.53 8,936 112
2017-12-31 13F-HR NEW YORK MTG TR INC / PFD-C CONV (649604808) 24.00 500 12
2017-12-31 13F-HR NXEO / Nexeo Solutions, Inc. 8.74 801 7
2017-12-31 13F-HR NORDIC AMERN OFFSHORE LTD / SHS (G65772108) 1.19 10,076 12
2017-12-31 13F-HR IBD / Inspire Corporate Bond Impact ET 24.49 245 6
2017-12-31 13F-HR 697435AB1 / Palo Alto Networks, Inc. Bond 7 11 57.14
2017-12-31 13F-HR 81762PAB8 / ServiceNow, Inc. Bond 11 5 -54.55
2017-12-31 13F-HR 25470MAB5 / DISH Network Corp. 3.375% Bond 26 14 -46.15
2017-12-31 13F-HR AAAP / Advanced Accelerator Applications S.A 82.80 1,528 157 -89.73 103 13 -87.38
2017-12-31 13F-HR VAC / Marriott Vacations Worldwide Corp 135.34 1,892 2,261 19.50 236 306 29.66
2017-12-31 13F-HR OESX / Orion Energy Systems, Inc. 0.00 550 550 0.00 1 0 -100.00
2017-12-31 13F-HR XRT / SPDR S&P Retail ETF 45.20 15,610 12,057 -22.76 652 545 -16.41
2017-12-31 13F-HR FULT / Fulton Financial Corp. 17.82 7,613 7,518 -1.25 142 134 -5.63
2017-12-31 13F-HR KTF / Deutsche Municipal Income Trust 11.90 73,669 67,136 -8.87 936 799 -14.64
2017-12-31 13F-HR PAH / Platform Specialty Products Corp. 6.62 547 151 -72.39 6 1 -83.33
2017-12-31 13F-HR EV / Eaton Vance Corp. 56.61 45,302 6,448 -85.77 540 365 -32.41
2017-12-31 13F-HR EV / Eaton Vance Corp. 11.92 65,431 45,302 -30.76 1,006 540 -46.32
2017-12-31 13F-HR EV / Eaton Vance Corp. 15.37 5,057 65,431 1,193.87 249 1,006 304.02
2017-12-31 13F-HR DAN / Dana Holding Corp. 31.81 1,880 2,515 33.78 52 80 53.85
2017-12-31 13F-HR CHKR / Chesapeake Granite Wash Trust 1.85 48,120 39,359 -18.21 101 73 -27.72
2017-12-31 13F-HR TPC / Tutor Perini Corp. 25.76 2,242 1,320 -41.12 65 34 -47.69
2017-12-31 13F-HR CRL / Charles River Laboratories International, Inc. 109.24 1,538 2,023 31.53 165 221 33.94
2017-12-31 13F-HR VOD / Vodafone Group Plc 31.90 135,181 140,135 3.66 3,846 4,471 16.25
2017-12-31 13F-HR NCQ / NovaCopper Inc. 1.19 839 839 0.00 1 1 0.00
2017-12-31 13F-HR CECO / Career Education Corp. 12.12 165 165 0.00 2 2 0.00
2017-12-31 13F-HR SOIL / Global X Fertilizers/Potash ETF 10.00 100 100 0.00 1 1 0.00
2017-12-31 13F-HR TICC / TICC Capital Corp. 5.72 3,887 6,290 61.82 27 36 33.33
2017-12-31 13F-HR QUAD / Quad/Graphics, Inc. 22.70 0 8,193 0 186
2017-12-31 13F-HR BGSF / BG Staffing Inc 15.57 835 835 0.00 14 13 -7.14
2017-12-31 13F-HR HPT / Hospitality Properties Trust 29.85 5,362 5,729 6.84 152 171 12.50
2017-12-31 13F-HR SPR / Spirit Aerosystems Holdings, Inc. 87.44 1,254 1,338 6.70 98 117 19.39
2017-12-31 13F-HR FET / Forum Energy Technologies, Inc. 16.57 649 362 -44.22 10 6 -40.00
2017-12-31 13F-HR NVEE / NV5 Global, Inc. 54.27 50 3,446 6,792.00 3 187 6,133.33
2017-12-31 13F-HR IDOG / ALPS International Sector Dividend Dogs ETF 28.66 11,701 11,480 -1.89 326 329 0.92
2017-12-31 13F-HR ERGF / iShares Edge MSCI Multifactor Energy ETF 28.36 5,070 5,360 5.72 129 152 17.83
2017-12-31 13F-HR COLB / Columbia Banking System, Inc. 43.26 1,823 2,774 52.17 77 120 55.84
2017-12-31 13F-HR CFFN / Capitol Federal Financial, Inc. 13.13 2,504 2,284 -8.79 37 30 -18.92
2017-12-31 13F-HR CTT / CatchMark Timber Trust, Inc. 13.14 18,063 16,063 -11.07 227 211 -7.05
2017-12-31 13F-HR SNN / Smith & Nephew PLC 35.02 18,586 21,559 16.00 675 755 11.85
2017-12-31 13F-HR GUNR / FlexShares Global Upstream Natural Resources Index Fund 33.21 1,686 1,686 0.00 52 56 7.69
2017-12-31 13F-HR CHUBK / Commercehub Inc 20.62 456 97 -78.73 9 2 -77.78
2017-12-31 13F-HR EUFX / ProShares Short Euro ETF 100 0 -100.00 4 0 -100.00
2017-12-31 13F-HR CHUBK / Commercehub Inc 19.74 54 456 744.44 1 9 800.00
2017-12-31 13F-HR WLDN / Willdan Group, Inc. 23.93 26,233 30,302 15.51 852 725 -14.91
2017-12-31 13F-HR MCHI / iShares MSCI China ETF 66.75 3,185 2,367 -25.68 200 158 -21.00
2017-12-31 13F-HR PBPB / Potbelly Corp 12.27 0 1,141 0 14
2017-12-31 13F-HR SVU / Supervalu, Inc. 21.70 961 1,014 5.52 20 22 10.00
2017-12-31 13F-HR EMDV / ProShares MSCI Emerging Markets Dividend Growers ETF 57.50 0 400 0 23
2017-12-31 13F-HR CHEK / Check-Cap Ltd. 1.00 2,000 2,000 0.00 4 2 -50.00
2017-12-31 13F-HR HBHC / Hancock Holding Co. 49.44 8,050 7,889 -2.00 390 390 0.00
2017-12-31 13F-HR QYLD / Recon Capital Series Trust 24.51 42,769 48,471 13.33 1,022 1,188 16.24
2017-12-31 13F-HR SATS / EchoStar Corp. 59.97 1,081 1,184 9.53 62 71 14.52
2017-12-31 13F-HR FDM / First Trust Exchange-Traded Fund 47.44 3,509 4,321 23.14 163 205 25.77
2017-12-31 13F-HR FEYE / FireEye, Inc. 14.25 30,177 11,232 -62.78 506 160 -68.38
2017-12-31 13F-HR LAUR / LAUREATE EDUCATION, INC. 13.33 789 1,050 33.08 12 14 16.67
2017-12-31 13F-HR IXUS / iShares Core MSCI Total International Stock ETF 63.09 74,489 92,862 24.67 4,543 5,859 28.97
2017-12-31 13F-HR MFNC / Mackinac Financial Corp. 16.08 1,430 1,430 0.00 22 23 4.55
2017-12-31 13F-HR AEE / Ameren Corp. 59.01 25,223 23,081 -8.49 1,458 1,362 -6.58
2017-12-31 13F-HR RLI / RLI Corp. 60.38 1,000 944 -5.60 57 57 0.00
2017-12-31 13F-HR LULU / lululemon athletica inc. 78.60 11,676 9,797 -16.09 726 770 6.06
2017-12-31 13F-HR MMI / Marcus & Millichap, Inc. 32.66 1,700 3,368 98.12 46 110 139.13
2017-12-31 13F-HR JHMC / John Hancock Multifactor Consumer Discretionary ETF 30.00 300 300 0.00 8 9 12.50
2017-12-31 13F-HR KOLD / ProShares UltraShort DJ-UBS Natural Gas ETF 13 0 -100.00 0 0
2017-12-31 13F-HR TBF / ProShares Short 20+ Yr Treasury 21.99 4 773 19,225.00 0 17
2017-12-31 13F-HR HOS / Hornbeck Offshore Services, Inc. 3.15 634 634 0.00 2 2 0.00
2017-12-31 13F-HR ABEO / Abeona Therapeutics Inc. 16.00 500 500 0.00 9 8 -11.11
2017-12-31 13F-HR BW / Babcock & Wilcox Enterprises Inc. 6.12 390 490 25.64 1 3 200.00
2017-12-31 13F-HR FUTY / Fidelity MSCI Utilities Index ETF 34.58 6,625 6,998 5.63 228 242 6.14
2017-12-31 13F-HR CIE / Cobalt International Energy, Inc. 67 0 -100.00 0 0
2017-12-31 13F-HR MSBF / MSB Financial Corp. 3,864 0 -100.00 69 0 -100.00
2017-12-31 13F-HR BOTA / Biota Pharmaceuticals, Inc. 5,000 0 -100.00 3 0 -100.00
2017-12-31 13F-HR BKI / Black Knight, Inc. 2,243 0 -100.00 96 0 -100.00
2017-12-31 13F-HR TPR / Tapestry, Inc. 34,802 0 -100.00 1,402 0 -100.00
2017-12-31 13F-HR OCSL / Oaktree Specialty Lending Corporation 25,300 0 -100.00 138 0 -100.00
2017-12-31 13F-HR MIFI / Novatel Wireless, Inc. 30,000 0 -100.00 45 0 -100.00
2017-12-31 13F-HR EDOW / First Trust Dow 30 Equal Weight 100 0 -100.00 2 0 -100.00
2017-12-31 13F-HR MOM / QuantShares U.S. Market Neutral Momentum Fund 98 0 -100.00 2 0 -100.00
2017-12-31 13F-HR TOK / iShares MSCI Kokusai Index Fund 158 0 -100.00 10 0 -100.00
2017-12-31 13F-HR EMCB / WisdomTree Trust WisdomTree Emerging Markets Corporate Bond Fund 416 0 -100.00 30 0 -100.00
2017-12-31 13F-HR DRRX / Durect Corp. 900 0 -100.00 2 0 -100.00
2017-12-31 13F-HR NKE / Nike, Inc. Put 10 0 -100.00 1 0 -100.00
2017-12-31 13F-HR JMM / Nuveen Multi-Market Income Fund 500 0 -100.00 4 0 -100.00
2017-12-31 13F-HR OPNT / Opiant Pharmaceuticals, Inc. 300 0 -100.00 11 0 -100.00
2017-12-31 13F-HR PCBK / Pacific Continental Corp. 341 0 -100.00 9 0 -100.00
2017-12-31 13F-HR BIS / ProShares Trust ProShares UltraShort Nasdaq Biotechnology 500 0 -100.00 10 0 -100.00
2017-12-31 13F-HR AMFW / Amec Foster Wheeler Plc 253 0 -100.00 1 0 -100.00
2017-12-31 13F-HR GIGA / Giga-tronics Inc. 1,400 0 -100.00 1 0 -100.00
2017-12-31 13F-HR IVAC / Intevac, Inc. 7,950 0 -100.00 67 0 -100.00
2017-12-31 13F-HR GEC / Great Elm Capital Group, Inc. 1 0 -100.00 0 0
2017-12-31 13F-HR BPAQF / BP Plc Call 23 0 -100.00 10 0 -100.00
2017-12-31 13F-HR QDYN / FlexShares Quality Dividend Dynamic Index Fund 10 0 -100.00 0 0
2017-12-31 13F-HR CYTR / CytRx Corp. 2,841 0 -100.00 1 0 -100.00
2017-12-31 13F-HR FRBA / First Bank (Williamstown NJ) 3,200 0 -100.00 43 0 -100.00
2017-12-31 13F-HR MLNT / Melinta Therapeutics, Inc. 2,000 0 -100.00 6 0 -100.00
2017-12-31 13F-HR HAP / VanEck Vectors ETF TR 200 0 -100.00 7 0 -100.00
2017-12-31 13F-HR PKY / Parkway Properties, Inc. 2 0 -100.00 0 0
2017-12-31 13F-HR NTL / Nortel Inversora S.A. ADR 65 0 -100.00 3 0 -100.00
2017-12-31 13F-HR ARNC.PRB / Arconic Inc., 5.375% Dep Shares Class B Mand Convertible Preferred Stock Series 1 6,300 0 -100.00 246 0 -100.00
2017-12-31 13F-HR BRCD / Brocade Communications Systems, Inc. 4,843 0 -100.00 57 0 -100.00
2017-12-31 13F-HR VWR / VWR Corporation 1,732 0 -100.00 57 0 -100.00
2017-12-31 13F-HR KITE / Kite Pharma, Inc. 272 0 -100.00 49 0 -100.00
2017-12-31 13F-HR BCR / Bard (C.R.), Inc. 8,053 0 -100.00 2,581 0 -100.00
2017-12-31 13F-HR MORL / ETRACS Monthly Pay 2xLeveraged Mortgage REIT ETN 206 0 -100.00 4 0 -100.00
2017-12-31 13F-HR PLUS / ePlus inc. 153 0 -100.00 14 0 -100.00
2017-12-31 13F-HR CGIX / Cancer Genetics, Inc. 2,000 0 -100.00 5 0 -100.00
2017-12-31 13F-HR COE / China Online Education Group 400 0 -100.00 6 0 -100.00
2017-12-31 13F-HR FOSL / Fossil Group, Inc. 2,649 0 -100.00 24 0 -100.00
2017-12-31 13F-HR ALN / American Lorain Corp. 500 0 -100.00 0 0
2017-12-31 13F-HR GBF / iShares Government/Credit Bond ETF 82 0 -100.00 9 0 -100.00
2017-12-31 13F-HR WSTC / West Corp. 567 0 -100.00 13 0 -100.00
2017-12-31 13F-HR LRN / K12 Inc. 3,075 0 -100.00 55 0 -100.00
2017-12-31 13F-HR ACRS / Aclaris Therapeutics, Inc. 174 0 -100.00 4 0 -100.00
2017-12-31 13F-HR AMCN / AirMedia Group, Inc. 30 0 -100.00 0 0
2017-12-31 13F-HR NVLN / NOVELION THERAPEUTICS INC. 594 0 -100.00 4 0 -100.00
2017-12-31 13F-HR MZF / Managed Duration Investment Grade Municipal Fund 2,000 0 -100.00 28 0 -100.00
2017-12-31 13F-HR RELY / Real Industry, Inc. 1,525 0 -100.00 3 0 -100.00
2017-12-31 13F-HR CMLS / Cumulus Media, Inc. 51 0 -100.00 0 0
2017-12-31 13F-HR OSB / Norbord Inc. 2,922 0 -100.00 111 0 -100.00
2017-12-31 13F-HR AMRN / Amarin Corp. Plc 3.97 17,617 17,617 0.00 61 70 14.75
2017-12-31 13F-HR VMW / VMWare, Inc. 125.33 7,271 7,269 -0.03 795 911 14.59
2017-12-31 13F-HR CUB / Cubic Corp. 58.90 212 2,292 981.13 11 135 1,127.27
2017-12-31 13F-HR LNT / Alliant Energy Corp. 42.64 21,533 26,875 24.81 897 1,146 27.76
2017-12-31 13F-HR IDV / iShares International Select Dividend ETF 33.80 103,842 131,693 26.82 3,506 4,451 26.95
2017-12-31 13F-HR TG / Tredegar Corp. 19.72 520 355 -31.73 10 7 -30.00
2017-12-31 13F-HR LRAD / LRAD Corp 2.52 4,760 4,760 0.00 10 12 20.00
2017-12-31 13F-HR IIF / Morgan Stanley India Investment Fund, Inc. 33.12 9,712 8,877 -8.60 333 294 -11.71
2017-12-31 13F-HR Y / Alleghany Corp. 599.12 138 227 64.49 76 136 78.95
2017-12-31 13F-HR LHCG / LHC Group, Inc. 61.33 375 375 0.00 27 23 -14.81
2017-12-31 13F-HR KIM / Kimco Realty Corporation 18.15 70,309 103,470 47.16 1,374 1,878 36.68
2017-12-31 13F-HR DEO / Diageo plc 146.06 19,015 22,512 18.39 2,514 3,288 30.79
2017-12-31 13F-HR CASS / Cass Information Systems, Inc. 58.03 970 517 -46.70 62 30 -51.61
2017-12-31 13F-HR WIN / Windstream Holdings, Inc. 1.53 5,775 3,914 -32.23 10 6 -40.00
2017-12-31 13F-HR WDIV / SPDR S&P Global Dividend ETF 71.11 2,358 2,264 -3.99 161 161 0.00
2017-12-31 13F-HR CIG / Cemig-Companhia Energetica 2.19 3,414 4,562 33.63 8 10 25.00
2017-12-31 13F-HR 19624RAB2 / Colony Capital, Inc. Bond 69 69 0.00
2017-12-31 13F-HR PSTI / Pluristem Therapeutics, Inc. 1.39 20,000 18,000 -10.00 30 25 -16.67
2017-12-31 13F-HR OGS / ONE Gas, Inc. 73.50 3,383 3,483 2.96 249 256 2.81
2017-12-31 13F-HR ATLC / Atlanticus Holdings Corp. 4.17 240 240 0.00 1 1 0.00
2017-12-31 13F-HR CABO / Cable One Inc. 700.00 23 30 30.43 16 21 31.25
2017-12-31 13F-HR GOOGL / Alphabet Inc. 1,053.39 25,110 28,020 11.59 24,451 29,516 20.71
2017-12-31 13F-HR HTH / Hilltop Holdings, Inc. 25.67 644 857 33.07 17 22 29.41
2017-12-31 13F-HR ALL / Allstate Corp. (The) 104.71 31,857 32,737 2.76 2,927 3,428 17.12
2017-12-31 13F-HR VALE / Vale S.A. 12.18 44,402 37,843 -14.77 448 461 2.90
2017-12-31 13F-HR RESI / Altisource Residential Corp 11.79 5,200 5,600 7.69 58 66 13.79
2017-12-31 13F-HR SOR / Source Capital, Inc. 50.00 60 60 0.00 3 3 0.00
2017-12-31 13F-HR TAN / Guggenheim Solar ETF 25.08 561 2,950 425.85 11 74 572.73
2017-12-31 13F-HR AMH / American Homes 4 Rent 21.89 3,765 4,569 21.35 82 100 21.95
2017-12-31 13F-HR MDY / SPDR S&P Midcap 400 ETF 345.48 42,805 42,029 -1.81 13,973 14,520 3.91
2017-12-31 13F-HR PKOH / Park-Ohio Holdings Corp. 45.45 309 308 -0.32 14 14 0.00
2017-12-31 13F-HR MNK / Maillinckrodt plc. 23.04 943 738 -21.74 37 17 -54.05
2017-12-31 13F-HR VRTU / Virtusa Corp. 41.88 445 382 -14.16 17 16 -5.88
2017-12-31 13F-HR IT / Gartner, Inc. 122.83 3,258 2,825 -13.29 406 347 -14.53
2017-12-31 13F-HR MIDU / Direxion Daily Mid Cap Bull 3X Shares 46.67 1,482 1,457 -1.69 60 68 13.33
2017-12-31 13F-HR NGVT.WI / Ingevity Corporation 70.83 712 720 1.12 45 51 13.33
2017-12-31 13F-HR KRE / SPDR S&P Regional Banking ETF 58.85 74,345 91,934 23.66 4,219 5,410 28.23
2017-12-31 13F-HR IPAC / iShares Core MSCI Pacific ETF 59.61 48,371 54,374 12.41 2,733 3,241 18.59
2017-12-31 13F-HR VGI / Virtus Global Multi-Sector Income Fund 17.53 13,585 13,977 2.89 246 245 -0.41
2017-12-31 13F-HR FE / FirstEnergy Corp. 30.63 105,444 104,635 -0.77 3,252 3,205 -1.45
2017-12-31 13F-HR CBS / CBS Corp. 59.01 17,807 26,063 46.36 1,033 1,538 48.89
2017-12-31 13F-HR NVRO / Nevro Corp. 68.60 570 379 -33.51 52 26 -50.00
2017-12-31 13F-HR AEZS / AEterna Zentaris Inc. 0.00 23 23 0.00 0 0
2017-12-31 13F-HR MRVL / Marvell Technology Group Ltd. 21.46 779 4,800 516.17 14 103 635.71
2017-12-31 13F-HR BETR / Amplify Snack Brands, Inc. 9.80 255 204 -20.00 1 2 100.00
2017-12-31 13F-HR TFI / SPDR Nuveen Bloomberg Barclays Municipal Bond ETF 48.97 21,672 22,829 5.34 1,060 1,118 5.47
2017-12-31 13F-HR BRKS / Brooks Automation, Inc. 0.00 5,018 8 -99.84 152 0 -100.00
2017-12-31 13F-HR DVAX / Dynavax Technologies Corp. 18.41 2,173 2,173 0.00 46 40 -13.04
2017-12-31 13F-HR TRV / Travelers Companies, Inc. (The) 135.68 33,226 25,213 -24.12 4,073 3,421 -16.01
2017-12-31 13F-HR KFRC / Kforce, Inc. 25.32 2,437 4,660 91.22 50 118 136.00
2017-12-31 13F-HR FBP / First BanCorp 5.58 547 896 63.80 3 5 66.67
2017-12-31 13F-HR MMM / 3M Co. 235.49 40,608 55,374 36.36 8,527 13,040 52.93
2017-12-31 13F-HR WCG / Wellcare Health Plans, Inc. 200.95 2,493 2,314 -7.18 429 465 8.39
2017-12-31 13F-HR RL / Ralph Lauren Corp. 103.82 1,564 8,197 424.10 139 851 512.23
2017-12-31 13F-HR KMI / Kinder Morgan, Inc. 37.96 184,758 34,852 -81.14 3,340 1,323 -60.39
2017-12-31 13F-HR KMI / Kinder Morgan, Inc. 18.08 43,194 184,758 327.74 1,837 3,340 81.82
2017-12-31 13F-HR PTMC / Pacer Trendpilot 450 ETF 31.11 287,436 239,568 -16.65 8,502 7,453 -12.34
2017-12-31 13F-HR OKSWF / Osisko Gold Royalties Ltd. 11.55 0 20,944 0 242
2017-12-31 13F-HR CSII / Cardiovascular Systems, Inc. 26.43 1,327 227 -82.89 38 6 -84.21
2017-12-31 13F-HR RYN / Rayonier, Inc. (REIT) 31.73 3,825 6,618 73.02 110 210 90.91
2017-12-31 13F-HR MUE / BlackRock MuniHoldings Quality Fund II, Inc. 13.95 7,249 8,386 15.68 101 117 15.84
2017-12-31 13F-HR USEG / U.S. Energy Corp. 0.00 83 83 0.00 0 0
2017-12-31 13F-HR TRNO / Terreno Realty Corp 35.03 2,563 5,424 111.63 92 190 106.52
2017-12-31 13F-HR KBE / SPDR S&P Bank ETF 47.32 7,639 20,117 163.35 345 952 175.94
2017-12-31 13F-HR SM / SM Energy Co 22.15 814 2,167 166.22 14 48 242.86
2017-12-31 13F-HR BXMT / Blackstone Mortgage Trust, Inc. 32.20 15,168 23,946 57.87 471 771 63.69
2017-12-31 13F-HR SSP / Scripps Company 14.93 67 67 0.00 1 1 0.00
2017-12-31 13F-HR KEX / Kirby Corp. 71.43 10 126 1,160.00 1 9 800.00
2017-12-31 13F-HR HIFR / InfraREIT, Inc. 18.61 2,799 2,740 -2.11 63 51 -19.05
2017-12-31 13F-HR UMPQ / Umpqua Holdings Corp. 20.77 18,975 21,859 15.20 371 454 22.37
2017-12-31 13F-HR RYF / Guggenheim S&P 500 Equal Weight Financials ETF 44.14 5,948 8,948 50.44 245 395 61.22
2017-12-31 13F-HR EMR / Emerson Electric Co. 69.71 113,175 134,959 19.25 7,114 9,408 32.25
2017-12-31 13F-HR AFGE / American Financial Group, Inc. (Holding Co.) 108.67 592 819 38.34 62 89 43.55
2017-12-31 13F-HR AOM / iShares Core Moderate Allocation ETF 38.04 23,110 66,875 189.38 877 2,544 190.08
2017-12-31 13F-HR NR / Newpark Resources, Inc. 7.04 284 284 0.00 3 2 -33.33
2017-12-31 13F-HR SWHC / Smith & Wesson Holding Corp. 12.80 34,136 33,743 -1.15 521 432 -17.08
2017-12-31 13F-HR HCN / Welltower Inc. 63.77 54,822 95,035 73.35 3,854 6,060 57.24
2017-12-31 13F-HR GOOG / Alphabet Inc. Class C 1,046.51 17,659 20,232 14.57 16,939 21,173 25.00
2017-12-31 13F-HR GSBD / Goldman Sachs BDC, Inc. 21.89 1,293 2,193 69.61 29 48 65.52
2017-12-31 13F-HR ED / Consolidated Edison, Inc. 85.04 41,280 42,803 3.69 3,334 3,640 9.18
2017-12-31 13F-HR AIG.WS / American International Group, Inc. Warrants 18.19 5,417 5,498 1.50 108 100 -7.41
2017-12-31 13F-HR CBL / CBL & Associates Properties, Inc. 5.71 3,461 2,976 -14.01 29 17 -41.38
2017-12-31 13F-HR CAG / ConAgra Foods, Inc. 37.68 20,268 30,705 51.49 685 1,157 68.91
2017-12-31 13F-HR MIK / Michaels Companies Inc. (The) 24.19 3,835 3,928 2.43 83 95 14.46
2017-12-31 13F-HR VNDA / Vanda Pharmaceuticals, Inc. 15.38 1,755 1,755 0.00 31 27 -12.90
2017-12-31 13F-HR CFO / Victory Portfolios II 48.80 10,114 8,832 -12.68 462 431 -6.71
2017-12-31 13F-HR XRIFX / RMR Real Estate Income Fund 18.52 810 810 0.00 16 15 -6.25
2017-12-31 13F-HR IMMU / Immunomedics, Inc. 16.15 3,435 5,200 51.38 48 84 75.00
2017-12-31 13F-HR IYLD / iShares Morningstar Multi-Asset Income ETF 25.85 11,281 13,654 21.04 291 353 21.31
2017-12-31 13F-HR CIA / Citizens, Inc. 0.00 29 29 0.00 0 0
2017-12-31 13F-HR MD / Mednax, Inc. 53.43 8,361 12,727 52.22 359 680 89.42
2017-12-31 13F-HR AMGP / Antero Midstream GP LP 20.17 328 1,190 262.80 7 24 242.86
2017-12-31 13F-HR HNP / Huaneng Power International, Inc. 25.15 1,463 1,710 16.88 36 43 19.44
2017-12-31 13F-HR TDC / Teradata Corp. 38.54 2,169 2,361 8.85 74 91 22.97
2017-12-31 13F-HR HURN / Huron Consulting Group, Inc. 42.74 109 117 7.34 4 5 25.00
2017-12-31 13F-HR PEGA / Pegasystems, Inc. 47.10 5,134 6,051 17.86 296 285 -3.72
2017-12-31 13F-HR ECOM / ChannelAdvisor Corporation 11.76 280 170 -39.29 3 2 -33.33
2017-12-31 13F-HR CRTO / Criteo S.A 25.19 2,407 1,707 -29.08 101 43 -57.43
2017-12-31 13F-HR HASI / Hannon Armstrong Sustainable Infrastructure Capital, Inc. 24.03 5,106 10,320 102.12 125 248 98.40
2017-12-31 13F-HR WBIL / WBI Large Cap Tactical Select Shares 27.43 96,021 93,341 -2.79 2,433 2,560 5.22
2017-12-31 13F-HR BGS / B&G Foods, Inc. 35.15 9,922 21,535 117.04 317 757 138.80
2017-12-31 13F-HR ARCP / 31 17 -45.16
2017-12-31 13F-HR TOT / Total S.A. 55.29 56,775 63,085 11.11 3,039 3,488 14.77
2017-12-31 13F-HR IIIN / Insteel Industries, Inc. 28.89 442 450 1.81 12 13 8.33
2017-12-31 13F-HR FLWS / 1-800-Flowers.com, Inc. 10.79 556 556 0.00 5 6 20.00
2017-12-31 13F-HR TGNA / TEGNA Inc. 13.80 2,335 2,898 24.11 31 40 29.03
2017-12-31 13F-HR LXRX / Lexicon Pharmaceuticals, Inc. 10.15 685 197 -71.24 8 2 -75.00
2017-12-31 13F-HR THO / Thor Industries, Inc. 150.73 4,665 7,099 52.18 587 1,070 82.28
2017-12-31 13F-HR SBDKP / Stanley Black & Decker, Inc. 122.45 259 147 -43.24 30 18 -40.00
2017-12-31 13F-HR JNK / SPDR Barclays High Yield Bond ETF 36.72 1,575,341 1,693,958 7.53 58,791 62,200 5.80
2017-12-31 13F-HR CLH / Clean Harbors, Inc. 54.45 1,589 1,359 -14.47 90 74 -17.78
2017-12-31 13F-HR PBP / Powershares Global Exchange Traded Fund Trust 3 21.55 1,983 3,295 66.16 44 71 61.36
2017-12-31 13F-HR CBZ / CBIZ, Inc. 16.57 19 181 852.63 0 3
2017-12-31 13F-HR APH / Amphenol Corp. 87.81 24,221 22,480 -7.19 2,050 1,974 -3.71
2017-12-31 13F-HR IPCC / Infinity Property & Casualty Corp. 105.08 0 295 0 31
2017-12-31 13F-HR HR / Healthcare Realty Trust, Inc. 32.37 1,480 1,483 0.20 48 48 0.00
2017-12-31 13F-HR CHFC / Chemical Financial Corp. 53.74 3,854 3,331 -13.57 202 179 -11.39
2017-12-31 13F-HR CSJ / iShares 1-3 Year Credit Bond ETF 104.55 46,848 41,979 -10.39 4,936 4,389 -11.08
2017-12-31 13F-HR TNC / Tennant Co. 66.67 15 15 0.00 1 1 0.00
2017-12-31 13F-HR K / Kellogg Co. 67.97 9,010 31,131 245.52 562 2,116 276.51
2017-12-31 13F-HR RXL / ProShares Ultra Health Care 88.28 21,476 10,116 -52.90 1,836 893 -51.36
2017-12-31 13F-HR WFT / Weatherford International plc 4.17 123,230 121,328 -1.54 566 506 -10.60
2017-12-31 13F-HR 896522AF6 / Trinity Industries, Inc. Bond 19 27 42.11
2017-12-31 13F-HR PVH / PVH Corp. 137.23 12,142 8,715 -28.22 1,531 1,196 -21.88
2017-12-31 13F-HR SYY / SYSCO Corp. 60.72 76,107 82,176 7.97 4,107 4,990 21.50
2017-12-31 13F-HR KBWD / PowerShares KBW High Dividend Yield Financial Portfolio 23.62 7,276 8,848 21.61 175 209 19.43
2017-12-31 13F-HR HAIN / Hain Celestial Group, Inc. (The) 42.45 6,750 6,526 -3.32 278 277 -0.36
2017-12-31 13F-HR SNY / Sanofi 0.40 56,803 5,027 -91.15 2,443 2 -99.92
2017-12-31 13F-HR SNY / Sanofi 43.01 4,963 56,803 1,044.53 2 2,443 122,050.00
2017-12-31 13F-HR JPC / Nuveen Preferred Income Opportunities Fund 10.34 71,720 74,186 3.44 758 767 1.19
2017-12-31 13F-HR WTR / Aqua America, Inc. 39.26 22,550 28,146 24.82 749 1,105 47.53
2017-12-31 13F-HR ASB / Associated Banc-Corp. 25.40 2,412 2,441 1.20 59 62 5.08
2017-12-31 13F-HR TPIV / TapImmune, Inc. 3.58 279 279 0.00 1 1 0.00
2017-12-31 13F-HR 530715AL5 / Liberty Media, Bond 3.75%, Due 2/15/2030 5 5 0.00
2017-12-31 13F-HR VCYT / Veracyte Inc. 6.15 650 650 0.00 6 4 -33.33
2017-12-31 13F-HR BIV / Vanguard Intermediate-Term Bond ETF 83.86 382,625 481,476 25.83 32,397 40,378 24.63
2017-12-31 13F-HR JBT / John Bean Technologies Corp. 111.00 1,703 2,027 19.03 172 225 30.81
2017-12-31 13F-HR PDM / Piedmont Office Realty Trust, Inc. 19.62 113,290 108,014 -4.66 2,284 2,119 -7.22
2017-12-31 13F-HR PXLW / Pixelworks, Inc. 7.50 400 400 0.00 2 3 50.00
2017-12-31 13F-HR DTE / DTE Energy Co. 109.55 14,052 16,659 18.55 1,509 1,825 20.94
2017-12-31 13F-HR DBEZ / Deutsche X-Trackers MSCI EMU Hedged Equity ETF 30.24 1,389 1,389 0.00 42 42 0.00
2017-12-31 13F-HR UTHR / United Therapeutics Corp. 147.13 749 836 11.62 88 123 39.77
2017-12-31 13F-HR HII / Huntington Ingalls Industries, Inc. 236.49 3,380 1,776 -47.46 765 420 -45.10
2017-12-31 13F-HR BWX / SPDR Barclays International Treasury Bond ETF 28.42 199,948 243,736 21.90 5,617 6,928 23.34
2017-12-31 13F-HR ZTS / Zoetis Inc. 72.04 26,809 29,940 11.68 1,710 2,157 26.14
2017-12-31 13F-HR SBLK / Star Bulk Carriers Corp. 11.19 2,180 1,340 -38.53 21 15 -28.57
2017-12-31 13F-HR SCON / Superconductor Technologies, Inc. 0.00 42 42 0.00 0 0
2017-12-31 13F-HR IAU / iShares Gold Trust 12.51 379,694 281,380 -25.89 4,673 3,519 -24.70
2017-12-31 13F-HR GOEX / Global X Funds 23.43 2,758 4,054 46.99 64 95 48.44
2017-12-31 13F-HR ENOR / iShares MSCI Norway Capped ETF 25.77 11,368 11,253 -1.01 296 290 -2.03
2017-12-31 13F-HR STWD / Starwood Property Trust Inc. 21.35 37,839 42,063 11.16 822 898 9.25
2017-12-31 13F-HR EURN / Euronav NV 9.17 300 2,400 700.00 2 22 1,000.00
2017-12-31 13F-HR IEZ / iShares U.S. Oil Equipment & Services ETF 35.76 1,254 1,454 15.95 44 52 18.18
2017-12-31 13F-HR AUO / AU Optronics Corp. 4.11 3,923 14,609 272.39 16 60 275.00
2017-12-31 13F-HR HBM / HudBay Minerals Inc. 0.00 945 510 -46.03 8 0 -100.00
2017-12-31 13F-HR HBM / HudBay Minerals Inc. 8.47 510 945 85.29 0 8
2017-12-31 13F-HR WPRT / Westport Innovations Inc. 3.76 11,550 9,850 -14.72 38 37 -2.63
2017-12-31 13F-HR RXI / iShares S&P Global Consumer Discretionary Sector Index Fund 109.44 1,128 1,133 0.44 115 124 7.83
2017-12-31 13F-HR VIOV / Vanguard S&P Small-Cap 600 Value ETF 132.36 10,839 11,250 3.79 1,387 1,489 7.35
2017-12-31 13F-HR GDEN / Golden Entertainment, Inc. 55.56 18 18 0.00 0 1
2017-12-31 13F-HR DECK / Deckers Outdoor Corp. 80.21 1,409 1,334 -5.32 96 107 11.46
2017-12-31 13F-HR INTC / Intel Corp. 46.17 446,122 467,547 4.80 16,991 21,585 27.04
2017-12-31 13F-HR VKI / Van Kampen Advantage Municipal Income Trust II, Inc. 11.00 1,000 1,000 0.00 12 11 -8.33
2017-12-31 13F-HR UTF / Cohen & Steers Infrastructure Fund, Inc. 24.01 54,004 55,727 3.19 1,243 1,338 7.64
2017-12-31 13F-HR CNA / CNA Financial Corp. 52.38 210 210 0.00 11 11 0.00
2017-12-31 13F-HR AVAV / AeroVironment, Inc. 56.63 1,085 830 -23.50 59 47 -20.34
2017-12-31 13F-HR EDD / Morgan Stanley Emerging Markets Domestic Debt Fund, Inc. 7.71 31,736 26,597 -16.19 255 205 -19.61
2017-12-31 13F-HR BXMX / Nuveen S&P 500 Buy-Write Income Fund 14.25 59,048 62,096 5.16 826 885 7.14
2017-12-31 13F-HR ASML / ASML Holding N.V. (ADR) 173.68 3,692 6,460 74.97 631 1,122 77.81
2017-12-31 13F-HR HPP / Hudson Pacific Properties, Inc. 33.99 980 971 -0.92 33 33 0.00
2017-12-31 13F-HR ACHC / Acadia Healthcare Company, Inc. 32.01 1,911 1,937 1.36 91 62 -31.87
2017-12-31 13F-HR BST / BlackRock Science and Technology Trust 26.71 25,811 25,721 -0.35 631 687 8.87
2017-12-31 13F-HR GIGM / Gigamedia Ltd. 0.00 20 20 0.00 0 0
2017-12-31 13F-HR SBI / Western Asset Intermediate Muni Fund, Inc. 9.38 5,491 6,500 18.38 53 61 15.09
2017-12-31 13F-HR CHIQ / Global X China Consumer ETF 20.00 351 250 -28.77 3 5 66.67
2017-12-31 13F-HR SCHP / Schwab U.S. TIPS ETF 55.39 13,586 15,220 12.03 751 843 12.25
2017-12-31 13F-HR SD / Sandridge Energy Inc. 20.51 442 585 32.35 9 12 33.33
2017-12-31 13F-HR VIPS / Vipshop Holdings, Inc. 10.89 60,966 918 -98.49 536 10 -98.13
2017-12-31 13F-HR FCEL / FuelCell Energy, Inc. 1.76 554 5,679 925.09 1 10 900.00
2017-12-31 13F-HR INDA / iShares MSCI India ETF 36.07 23,111 28,862 24.88 760 1,041 36.97
2017-12-31 13F-HR CID / Victory Portfolios II 36.20 26,887 40,363 50.12 960 1,461 52.19
2017-12-31 13F-HR CAFD / 8point3 Energy Partners LP 14.74 882 882 0.00 13 13 0.00
2017-12-31 13F-HR OSIS / OSI Systems, Inc. 65.27 1,558 1,578 1.28 142 103 -27.46
2017-12-31 13F-HR CCE / Coca-Cola European Partners Plc. 39.93 6,681 9,215 37.93 277 368 32.85
2017-12-31 13F-HR NFBK / Northfield Bancorp, Inc. 17.12 1,748 1,752 0.23 30 30 0.00
2017-12-31 13F-HR CALVF / Caledonia Mng Corp PLC 0.00 60 40 -33.33 0 0
2017-12-31 13F-HR AKAM / Akamai Technologies, Inc. 65.01 18,800 17,227 -8.37 916 1,120 22.27
2017-12-31 13F-HR MNP / Western Asset Municipal Partners Fund, Inc. 14.74 407 407 0.00 6 6 0.00
2017-12-31 13F-HR MANT / ManTech International Corp. 50.29 2,060 2,903 40.92 91 146 60.44
2017-12-31 13F-HR CREE / Cree, Inc. 37.01 8,455 12,863 52.13 239 476 99.16
2017-12-31 13F-HR MRO / Marathon Oil Corp. 16.93 84,000 75,017 -10.69 1,140 1,270 11.40
2017-12-31 13F-HR HI / Hillenbrand, Inc. 42.48 8 306 3,725.00 0 13
2017-12-31 13F-HR AAP / Advance Auto Parts, Inc. 99.76 7,690 9,312 21.09 762 929 21.92
2017-12-31 13F-HR TNET / TriNet Group, Inc. 44.52 2,262 2,291 1.28 76 102 34.21
2017-12-31 13F-HR FSD / First Trust High Income Long/Short Fund 16.59 9,798 11,213 14.44 167 186 11.38
2017-12-31 13F-HR HYI / Western Asset High Yield Defined Opportunity Fund Inc. 15.15 4,050 4,093 1.06 63 62 -1.59
2017-12-31 13F-HR AXTA / Axalta Coating Systems Ltd. 32.25 6,114 8,001 30.86 176 258 46.59
2017-12-31 13F-HR ERIE / Erie Indemnity Co. 126.32 8,056 95 -98.82 971 12 -98.76
2017-12-31 13F-HR FLIR / FLIR Systems, Inc. 46.60 10,742 12,918 20.26 417 602 44.36
2017-12-31 13F-HR TIF / Tiffany & Co. 103.93 10,385 6,591 -36.53 954 685 -28.20
2017-12-31 13F-HR BXP / Boston Properties, Inc. 129.99 4,423 4,585 3.66 544 596 9.56
2017-12-31 13F-HR EWBC / East West Bancorp, Inc. 60.98 4,507 7,838 73.91 269 478 77.70
2017-12-31 13F-HR RJD / Raymond James Financial, Inc. 89.23 4,274 7,957 86.17 361 710 96.68
2017-12-31 13F-HR SUPV / Grupo Supervielle S.A. 28.70 849 662 -22.03 21 19 -9.52
2017-12-31 13F-HR TILE / Interface, Inc. 25.26 3,623 3,681 1.60 80 93 16.25
2017-12-31 13F-HR DSE / Duff & Phelps Select Energy MLP Fund Inc. 5.72 1,500 3,844 156.27 10 22 120.00
2017-12-31 13F-HR EFNL / iShares MSCI Finland Capped ETF 58.82 17 17 0.00 1 1 0.00
2017-12-31 13F-HR UVXY / ProShrs Ult VIX Shrt-Trm Fut ETF 10.12 1,680 1,680 0.00 35 17 -51.43
2017-12-31 13F-HR PTN / Palatin Technologies, Inc. 0.57 1,765 1,765 0.00 1 1 0.00
2017-12-31 13F-HR EEP / Enbridge Energy Partners, L.P. 13.82 8,564 7,741 -9.61 137 107 -21.90
2017-12-31 13F-HR HEB / Hemispherx BioPharma, Inc. 0.00 250 250 0.00 0 0
2017-12-31 13F-HR HTGC / Hercules Capital, Inc. 13.11 128,619 121,723 -5.36 1,659 1,596 -3.80
2017-12-31 13F-HR MLNK / ModusLink Global Solutions, Inc. 0.00 100 100 0.00 0 0
2017-12-31 13F-HR SGYP / Synergy Pharmaceuticals, Inc. 2.23 43,650 43,114 -1.23 127 96 -24.41
2017-12-31 13F-HR LBTYA / Liberty Global plc (Class A) 33.85 26,413 24,312 -7.95 864 823 -4.75
2017-12-31 13F-HR AWP / Alpine Global Premier Properties Fund 6.74 171,332 164,065 -4.24 1,136 1,106 -2.64
2017-12-31 13F-HR GTS / Triple-S Management Corp. 24.39 0 410 0 10
2017-12-31 13F-HR PTLC / Pacer Trendpilot 750 ETF 28.63 169,865 193,570 13.96 4,606 5,541 20.30
2017-12-31 13F-HR FMB / First Trust Managed Municipal ETF 53.55 8,528 22,875 168.23 455 1,225 169.23
2017-12-31 13F-HR HXL / Hexcel Corp. 61.88 5,586 5,365 -3.96 321 332 3.43
2017-12-31 13F-HR BBT / BB&T Corp. 49.72 43,538 47,886 9.99 2,045 2,381 16.43
2017-12-31 13F-HR 649604AD7 / New York Mortgage Trust Bond 48 49 2.08
2017-12-31 13F-HR TEVA / Teva Pharmaceutical Industries Ltd. 18.91 32,721 25,601 -21.76 576 484 -15.97
2017-12-31 13F-HR SXT / Sensient Technologies Corp. 72.66 1,227 2,326 89.57 94 169 79.79
2017-12-31 13F-HR CTRV / Contravir Pharmaceuticals Inc 0.00 283 283 0.00 0 0
2017-12-31 13F-HR AET / Aetna, Inc. 180.49 15,225 21,287 39.82 2,423 3,842 58.56
2017-12-31 13F-HR OXM / Oxford Industries, Inc. 74.40 340 336 -1.18 22 25 13.64
2017-12-31 13F-HR CVE / Cenovus Energy Inc. 9.41 118,630 1,275 -98.93 1,188 12 -98.99
2017-12-31 13F-HR JO / iPath Bloomberg Coffee Subindex Total Return ETN due 6/24/2038 16.24 1,311 1,416 8.01 22 23 4.55
2017-12-31 13F-HR MBFI / MB Financial, Inc. 44.56 1,520 2,940 93.42 68 131 92.65
2017-12-31 13F-HR IBMJ / iShares Trust iShares iBonds Dec 2021 AMT-Free Muni Bond ETF 25.83 1,200 1,200 0.00 31 31 0.00
2017-12-31 13F-HR RXII / RXI Pharmaceuticals Corporation 0.00 163 196 20.25 0 0
2017-12-31 13F-HR ILTB / iShares Core Long-Term US Bond ETF 64.07 100 874 774.00 6 56 833.33
2017-12-31 13F-HR TSBK / Timberland Bancorp, Inc. 26.49 0 6,719 0 178
2017-12-31 13F-HR SILJ / PureFunds ISE Junior Silver (Small Cap Miners/Explorers) ETF 11.38 2,036 11,600 469.74 24 132 450.00
2017-12-31 13F-HR SPHS / Sophiris Bio, Inc. 2.09 3,077 2,392 -22.26 7 5 -28.57
2017-12-31 13F-HR PTNQ / Pacer Trendpilot 100 ETF 30.23 23,580 22,757 -3.49 667 688 3.15
2017-12-31 13F-HR CPG / Crescent Point Energy Corp. 7.50 400 400 0.00 3 3 0.00
2017-12-31 13F-HR CPRT / Copart, Inc. 43.21 5,445 9,974 83.18 187 431 130.48
2017-12-31 13F-HR SMIN / iShares MSCI India Small-Cap ETF 52.57 2,795 12,365 342.40 128 650 407.81
2017-12-31 13F-HR OXLCO / Oxford Lane Capital Corp. 10.05 157,218 179,913 14.44 1,604 1,808 12.72
2017-12-31 13F-HR FLXS / Flexsteel Industries, Inc. 46.79 4,023 3,804 -5.44 204 178 -12.75
2017-12-31 13F-HR USNA / USANA Health Sciences, Inc. 72.16 0 97 0 7
2017-12-31 13F-HR LTXB / LegacyTexas Financial Group Inc. 36.36 110 110 0.00 4 4 0.00
2017-12-31 13F-HR IUSB / iShares Core Total USD Bond Market ETF 50.95 2,491 3,160 26.86 127 161 26.77
2017-12-31 13F-HR LII / Lennox International, Inc. 207.99 1,880 2,755 46.54 336 573 70.54
2017-12-31 13F-HR UVE / Universal Insurance Holdings, Inc. 27.34 4,394 7,717 75.63 101 211 108.91
2017-12-31 13F-HR XSW / SPDR S&P Software & Services ETF 69.50 518 518 0.00 34 36 5.88
2017-12-31 13F-HR VIVO / Meridian Bioscience, Inc. 13.98 8,514 13,446 57.93 121 188 55.37
2017-12-31 13F-HR SEDG / SolarEdge Technologies, Inc. 37.44 0 1,095 0 41
2017-12-31 13F-HR LXP / Lexington Corporate Properties Trust 9.57 1,084 3,971 266.33 12 38 216.67
2017-12-31 13F-HR AMT / American Tower Corp. (REIT) 142.69 32,581 35,089 7.70 4,455 5,007 12.39
2017-12-31 13F-HR GM.WS.B / General Motors Company - Warrants 07/10/2019 23.23 2,800 2,970 6.07 63 69 9.52
2017-12-31 13F-HR WF / Woori Bank 44.97 349 467 33.81 17 21 23.53
2017-12-31 13F-HR FCSC / Fibrocell Science Inc. 0.00 266 266 0.00 1 0 -100.00
2017-12-31 13F-HR SGG / iPath Bloomberg Sugar Subindex Total Return ETN due on 6/24/38 33.33 60 60 0.00 2 2 0.00
2017-12-31 13F-HR RWM / ProShares Short Russell2000 42.03 2,646 1,713 -35.26 115 72 -37.39
2017-12-31 13F-HR IQI / Invesco Quality Municipal Income Trust 12.58 9,712 9,377 -3.45 124 118 -4.84
2017-12-31 13F-HR STZ / Constellation Brands, Inc. 228.61 16,499 17,882 8.38 3,292 4,088 24.18
2017-12-31 13F-HR PTY / PIMCO Corporate & Income Opportunity Fund 16.47 51,768 86,146 66.41 869 1,419 63.29
2017-12-31 13F-HR ITW / Illinois Tool Works, Inc. 166.83 19,334 24,216 25.25 2,860 4,040 41.26
2017-12-31 13F-HR VOYA / Voya Financial, Inc. 49.39 1,685 4,576 171.57 68 226 232.35
2017-12-31 13F-HR XWEB / SPDR S&P Internet ETF 67.88 825 825 0.00 60 56 -6.67
2017-12-31 13F-HR NFG / National Fuel Gas Co. 54.90 36,032 36,627 1.65 2,039 2,011 -1.37
2017-12-31 13F-HR HACK / PureFunds ISE Cyber Security ETF 31.64 48,962 51,586 5.36 1,473 1,632 10.79
2017-12-31 13F-HR SLY / SPDR S&P 600 Small Cap ETF 133.26 2,496 4,315 72.88 326 575 76.38
2017-12-31 13F-HR PFG / Principal Financial Group, Inc. 70.58 44,738 45,893 2.58 2,879 3,239 12.50
2017-12-31 13F-HR THM / International Tower Hill Mines Ltd. 0.00 10 10 0.00 0 0
2017-12-31 13F-HR SHLD / Sears Holdings Corp. 4.14 374 724 93.58 2 3 50.00
2017-12-31 13F-HR ATHN / athenahealth, Inc. 133.03 2,111 2,413 14.31 263 321 22.05
2017-12-31 13F-HR XETWX / Eaton Vance Tax-Managed Global 9.41 59,441 58,569 -1.47 556 551 -0.90
2017-12-31 13F-HR LL / Lumber Liquidators Holdings, Inc. 31.33 12,858 12,608 -1.94 501 395 -21.16
2017-12-31 13F-HR FEUZ / First Trust Exchange Traded Alphadex FD II 43.82 2,373 2,396 0.97 100 105 5.00
2017-12-31 13F-HR BAX / Baxter International, Inc. 64.66 60,922 69,399 13.91 3,823 4,487 17.37
2017-12-31 13F-HR EXD / Eaton Vance Tax Advantaged Bond & Option Strategies Fund 10.24 2,000 12,991 549.55 23 133 478.26
2017-12-31 13F-HR EXPD / Expeditors International of Washington, Inc. 64.68 24,707 10,745 -56.51 1,480 695 -53.04
2017-12-31 13F-HR EWY / iShares MSCI South Korea Capped ETF 74.92 33,152 36,441 9.92 2,290 2,730 19.21
2017-12-31 13F-HR USMV / iShares Edge MSCI Min Vol USA ETF 52.79 1,522,999 1,637,254 7.50 76,672 86,424 12.72
2017-12-31 13F-HR 38141GMG6 / Goldman Sachs Group, Inc. (The) Bond 57 64 12.28
2017-12-31 13F-HR YUMC / Yum China Holdings, Inc. 40.01 21,389 23,670 10.66 855 947 10.76
2017-12-31 13F-HR GLNG / Golar LNG Ltd. 29.96 3,200 2,770 -13.44 72 83 15.28
2017-12-31 13F-HR ADM / Archer-Daniels-Midland Co. 40.09 48,744 52,428 7.56 2,073 2,102 1.40
2017-12-31 13F-HR MGK / Vanguard Mega Cap 300 Growth ETF 111.42 15,022 15,877 5.69 1,572 1,769 12.53
2017-12-31 13F-HR BMI / Badger Meter, Inc. 47.80 1,409 1,548 9.87 69 74 7.25
2017-12-31 13F-HR STMP / Stamps.com, Inc. 187.59 616 2,015 227.11 125 378 202.40
2017-12-31 13F-HR NIB / iPath Bloomberg Cocoa Subindex Total Return ETN due 6/24/2038 22.50 400 400 0.00 10 9 -10.00
2017-12-31 13F-HR VTWG / Vanguard Russell 2000 Growth ETF 134.43 289 305 5.54 38 41 7.89
2017-12-31 13F-HR GSM / Ferroglobe PLC 16.48 521 1,092 109.60 7 18 157.14
2017-12-31 13F-HR COT / Cott Corp. 16.40 1,703 1,707 0.23 26 28 7.69
2017-12-31 13F-HR BSCN / Guggenheim BulletShares 2023 Corporate Bond ETF 20.83 12,333 12,385 0.42 260 258 -0.77
2017-12-31 13F-HR VECO / Veeco Instruments, Inc. 14.13 525 566 7.81 11 8 -27.27
2017-12-31 13F-HR DHF / Dreyfus High Yield Strategies Fund 3.33 8,500 10,200 20.00 30 34 13.33
2017-12-31 13F-HR BWLD / Buffalo Wild Wings, Inc. 157.08 1,184 643 -45.69 125 101 -19.20
2017-12-31 13F-HR DOOR / Masonite International Corp 73.58 276 299 8.33 19 22 15.79
2017-12-31 13F-HR LNG / Cheniere Energy, Inc. 53.86 19,471 14,167 -27.24 876 763 -12.90
2017-12-31 13F-HR LNG / Cheniere Energy, Inc. Put 0.00 4 4 0.00 0 0
2017-12-31 13F-HR EEMS / iShares MSCI Emerging Markets Small Cap Index Fund 53.05 1,075 12,685 1,080.00 53 673 1,169.81
2017-12-31 13F-HR CNS / Cohen & Steers Inc. 46.94 13,846 1,470 -89.38 294 69 -76.53
2017-12-31 13F-HR CNS / Cohen & Steers Inc. 21.23 15,208 13,846 -8.96 156 294 88.46
2017-12-31 13F-HR CNS / Cohen & Steers Inc. 10.26 21,671 15,208 -29.82 611 156 -74.47
2017-12-31 13F-HR CNS / Cohen & Steers Inc. 28.19 77,546 21,671 -72.05 981 611 -37.72
2017-12-31 13F-HR CNS / Cohen & Steers Inc. 12.65 893 77,546 8,583.76 35 981 2,702.86
2017-12-31 13F-HR GEL / Genesis Energy, L.P. 22.32 5,634 4,570 -18.89 148 102 -31.08
2017-12-31 13F-HR TCRX / THL Credit, Inc. 9.14 363 8,532 2,250.41 3 78 2,500.00
2017-12-31 13F-HR LFC / China Life Insurance Company Limited 15.82 2,571 2,845 10.66 38 45 18.42
2017-12-31 13F-HR RPAI / Retail Properties of America, Inc. 13.44 85,413 84,678 -0.86 1,121 1,138 1.52
2017-12-31 13F-HR ISCA / International Speedway Corp. 39.22 180 867 381.67 7 34 385.71
2017-12-31 13F-HR CB / Chubb Ltd 146.20 24,975 28,933 15.85 3,562 4,230 18.75
2017-12-31 13F-HR FRAN / Francesca's Holdings Corporation 0.00 296 67 -77.36 2 0 -100.00
2017-12-31 13F-HR BSFT / BroadSoft, Inc. 58.82 1,925 51 -97.35 96 3 -96.87
2017-12-31 13F-HR FOR / Forestar Group Inc 16.67 1,583 60 -96.21 106 1 -99.06
2017-12-31 13F-HR FOR / Forestar Group Inc 66.96 1,602 1,583 -1.19 101 106 4.95
2017-12-31 13F-HR FMC / FMC Corp. 94.55 3,743 4,770 27.44 334 451 35.03
2017-12-31 13F-HR MLN / VanEck Vectors ETF TR 20.31 69,609 64,690 -7.07 1,391 1,314 -5.54
2017-12-31 13F-HR BSCK / Guggenheim BulletShares 2020 Corporate Bond ETF 21.28 13,551 17,530 29.36 292 373 27.74
2017-12-31 13F-HR GTT / GTT Communications, Inc. 48.08 2,278 208 -90.87 72 10 -86.11
2017-12-31 13F-HR JCE / Nuveen Core Equity Alpha Fund 14.60 31,790 33,912 6.68 494 495 0.20
2017-12-31 13F-HR ATSG / Air Transport Services Group, Inc. 23.12 4,037 4,326 7.16 98 100 2.04
2017-12-31 13F-HR VEA / Vanguard FTSE Developed Markets ETF 44.86 2,455,630 3,022,244 23.07 106,603 135,590 27.19
2017-12-31 13F-HR EXPR / Express, Inc. 9.17 0 109 0 1
2017-12-31 13F-HR PSA / Public Storage 209.01 16,045 10,569 -34.13 3,433 2,209 -35.65
2017-12-31 13F-HR BG / Bunge Ltd. 67.13 1,499 1,579 5.34 104 106 1.92
2017-12-31 13F-HR ASNA / Ascena Retail Group, Inc. 0.00 124 124 0.00 0 0
2017-12-31 13F-HR SEM / Select Medical Holdings Corp. 17.44 295 344 16.61 6 6 0.00
2017-12-31 13F-HR IOO / iShares Global 100 ETF 92.69 11,657 11,415 -2.08 1,028 1,058 2.92
2017-12-31 13F-HR ANGL / Market Vectors Fallen Angel High Yield Bond ETF 29.92 26,565 23,365 -12.05 805 699 -13.17
2017-12-31 13F-HR PXMV / PowerShares Fundamental Pure Mid Value Portfolio 31.31 17,706 20,374 15.07 541 638 17.93
2017-12-31 13F-HR BSRR / Sierra Bancorp 26.67 1,800 1,800 0.00 49 48 -2.04
2017-12-31 13F-HR XLK / SPDR Technology Select Sector ETF 63.95 281,437 227,350 -19.22 16,635 14,540 -12.59
2017-12-31 13F-HR GAM / General American Investors Co., Inc. 34.14 3,219 3,046 -5.37 115 104 -9.57
2017-12-31 13F-HR IEFA / iShares Core MSCI EAFE ETF 66.12 427,603 443,434 3.70 27,440 29,318 6.84
2017-12-31 13F-HR FNDB / Schwab Fundamental U.S. Broad Market Index ETF 37.30 7,159 8,418 17.59 251 314 25.10
2017-12-31 13F-HR THW / Tekla World Healthcare Fund 13.61 30,943 29,015 -6.23 451 395 -12.42
2017-12-31 13F-HR SPTN / SpartanNash Company 26.67 300 300 0.00 8 8 0.00
2017-12-31 13F-HR PBCT / People's United Financial, Inc. 18.70 148,241 173,050 16.74 2,688 3,236 20.39
2017-12-31 13F-HR BMRN / BioMarin Pharmaceutical, Inc. 89.39 2,547 2,450 -3.81 237 219 -7.59
2017-12-31 13F-HR LADR / Ladder Capital Corp 13.70 4,494 6,497 44.57 62 89 43.55
2017-12-31 13F-HR RFI / Cohen & Steers Total Return Realty Fund, Inc. 12.77 142,303 156,374 9.89 1,772 1,997 12.70
2017-12-31 13F-HR TK / Teekay Corp. 9.36 653 1,602 145.33 6 15 150.00
2017-12-31 13F-HR GPP / Green Plains Partners LP 18.25 274 274 0.00 6 5 -16.67
2017-12-31 13F-HR CYBR / CyberArk Software Ltd. 41.45 3,392 1,520 -55.19 139 63 -54.68
2017-12-31 13F-HR VEC / Vectrus, Inc. 31.25 13 32 146.15 0 1
2017-12-31 13F-HR UTX / United Technologies Corp. 127.61 83,130 92,133 10.83 9,651 11,757 21.82
2017-12-31 13F-HR NXST / Nexstar Broadcasting Group, Inc. 78.51 1,250 2,331 86.48 78 183 134.62
2017-12-31 13F-HR TRU / TransUnion 54.21 1,535 1,365 -11.07 73 74 1.37
2017-12-31 13F-HR 70932AAB9 / Pennymac Corp Bond 53 53 0.00
2017-12-31 13F-HR JRVR / James River Group Holdings, Ltd. 39.66 4,169 4,463 7.05 174 177 1.72
2017-12-31 13F-HR LTRPB / Liberty TripAdvisor Holdings, Inc. 10.53 397 190 -52.14 3 2 -33.33
2017-12-31 13F-HR LTRPB / Liberty TripAdvisor Holdings, Inc. 7.56 20 397 1,885.00 0 3
2017-12-31 13F-HR TILT / FlexShares Morningstar US Market Factor Tilt Index Fund 111.87 14,235 14,508 1.92 1,504 1,623 7.91
2017-12-31 13F-HR XLE / SPDR Energy Select Sector ETF 72.27 146,269 148,191 1.31 10,018 10,710 6.91
2017-12-31 13F-HR OIA / Invesco Municipal Income Opportunities Trust 8.10 4,444 4,444 0.00 35 36 2.86
2017-12-31 13F-HR UFS / Domator Corp. 49.28 893 1,806 102.24 39 89 128.21
2017-12-31 13F-HR HIW / Highwoods Properties, Inc. 50.99 780 4,452 470.77 39 227 482.05
2017-12-31 13F-HR ISRG / Intuitive Surgical, Inc. 364.92 1,618 9,076 460.94 1,692 3,312 95.74
2017-12-31 13F-HR DSM / Dreyfus Strategic Municipal Bond Fund, Inc. 8.47 1,180 1,180 0.00 10 10 0.00
2017-12-31 13F-HR IUSG / iShares Core Russell U.S. Growth 53.77 285,749 290,677 1.72 14,425 15,631 8.36
2017-12-31 13F-HR FTRPR / Frontier Communications Corp. 11.22 25,834 2,050 -92.06 175 23 -86.86
2017-12-31 13F-HR FTRPR / Frontier Communications Corp. 6.77 50 25,834 51,568.00 1 175 17,400.00
2017-12-31 13F-HR CASH / Meta Financial Group, Inc. 92.63 4,295 5,560 29.45 337 515 52.82
2017-12-31 13F-HR BLW / BlackRock Limited Duration Income Trust (The) 15.91 32,807 28,150 -14.20 529 448 -15.31
2017-12-31 13F-HR NXPI / NXP Semiconductors N.V. 117.13 7,955 9,844 23.75 900 1,153 28.11
2017-12-31 13F-HR ARDM / Aradigm Corp. 6.67 1,100 1,500 36.36 5 10 100.00
2017-12-31 13F-HR VRP / PowerShares Variable Rate Preferred Portfolio 25.66 111,123 131,313 18.17 2,895 3,370 16.41
2017-12-31 13F-HR BGY / BlackRock International Growth and Income Trust 6.51 29,148 22,889 -21.47 191 149 -21.99
2017-12-31 13F-HR SQM / Sociedad Quimica y Minera de Chile S.A. 59.33 12,127 12,607 3.96 674 748 10.98
2017-12-31 13F-HR PNQI / PowerShares Exchange-Trade Fund Trust 115.82 7,922 5,776 -27.09 872 669 -23.28
2017-12-31 13F-HR MCS / Marcus Corporation (THE) 26.97 5,277 2,447 -53.63 146 66 -54.79
2017-12-31 13F-HR DDF / Delaware Investments Dividend & Income Fund Inc. 10.62 2,355 2,355 0.00 25 25 0.00
2017-12-31 13F-HR MMT / MFS Multimarket Income Trust 6.07 177,333 196,790 10.97 1,107 1,194 7.86
2017-12-31 13F-HR GERN / Geron Corp. 1.82 5,200 2,750 -47.12 12 5 -58.33
2017-12-31 13F-HR REXX / Rex Energy Corp. 2.69 778 372 -52.19 2 1 -50.00
2017-12-31 13F-HR DPLO / Diplomat Pharmacy, Inc. 20.13 3,945 4,621 17.14 81 93 14.81
2017-12-31 13F-HR DOX / Amdocs Ltd. 65.54 13,577 13,931 2.61 872 913 4.70
2017-12-31 13F-HR HABT / The Habit Restaurants, Inc. 9.78 1,125 1,125 0.00 15 11 -26.67
2017-12-31 13F-HR SHM / SPDR Nuveen Barclays Short Term Municipal Bond ETF 47.92 34,477 40,799 18.34 1,675 1,955 16.72
2017-12-31 13F-HR TMK / Torchmark Corp. 90.84 2,320 2,455 5.82 185 223 20.54
2017-12-31 13F-HR KSM / Deutsche Strategic Municipal Income Trust 11.70 1,252 1,624 29.71 15 19 26.67
2017-12-31 13F-HR EIX / Edison International 63.22 27,182 29,577 8.81 2,099 1,870 -10.91
2017-12-31 13F-HR ABG / Asbury Automotive Group, Inc. 66.67 60 60 0.00 4 4 0.00
2017-12-31 13F-HR