InvestorAdvent Capital Management /de/
Insider ProfileADVENT CAPITAL MANAGEMENT /DE/
Portfolio Value $ 4,752,747,000
Current Positions105
Opened Positions5
Closed Positions52


Latest Holdings, Performance, AUM (from 13F, 13D)

Advent Capital Management /de/ has disclosed 105 total holdings in their latest SEC filings. Most recent portfolio value is calculated to be $ 4,752,747,000 USD. Actual Assets Under Management (AUM) is this value plus cash (which is not disclosed). Advent Capital Management /de/'s top holdings are Yahoo! Inc. (NASDAQ:YHOO) , Wells Fargo & Co., 7.50% Non-Cumul Perp Conv Cl A Preferred Stock, Series L (NYSE:WFC.PRL) , Ctrip.com International, Ltd. Bond 1.000% 7/0 (22943FAF7) , Intel Corp. 3.25% Bond Due 8/1/2039 (458140AF7) , and Becton Dickinson & Co. 6.125% Preferred Series A (NYSE:BDXA) . Advent Capital Management /de/'s new positions include Ctrip.com International, Ltd. Bond 1.000% 7/0 (22943FAF7) , Intel Corp. 3.25% Bond Due 8/1/2039 (458140AF7) , Twitter, Inc. Bond (90184LAD4) , Citrix Systems, Inc. 0.5% Convertible Bond due 2019-04-15 (177376AD2) , and Ionis Pharmaceuticals, Inc. 1.00% Convertible Bond (464337AJ3) .

All Advent Capital Management /de/ holdings are listed in the following tables. Data is sourced from 13D/13G, 13F, and N-Q filings. Green rows indicate new positions. Red rows indicate closed positions.

This form was filed on August 14, 2018. Click the link icon to see the full transaction history.

Reporting
Period
Form Security Opt Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
($1000)
Current Value
($1000)
Change
(Percent)
2018-06-30 13F-HR CBS / CBS Corp. 56.19 0 15,020 0 844
2018-06-30 13F-HR 50187TAB2 / LGI Homes, Inc. Bond 984 3,217 226.93
2018-06-30 13F-HR 007903BD8 / Advanced Micro Devices, Inc. Bond 2.125%, 9/1/2026 17,869 19,207 7.49
2018-06-30 13F-HR 743424AD5 / Proofpoint, Inc. 0.75% Convertible Bond due 2020-06-15 16,632 12,774 -23.20
2018-06-30 13F-HR 81762PAB8 / ServiceNow, Inc. Bond 41,444 886 -97.86
2018-06-30 13F-HR 63934EAS7 / Navistar International Corp. Bond 4.75% Due 4/15/2019 46,533 33,552 -27.90
2018-06-30 13F-HR 67020YAF7 / Nuance Communications, Inc. 2.75% Bond Due 11/1/2031 404 408 0.99
2018-06-30 13F-HR ARBOR REALTY TRUST INC / CONV (038923AB4) 8,666
2018-06-30 13F-HR ARES CAPITAL CORP / CONV (04010LAT0) 57,814
2018-06-30 13F-HR BLACKSTONE MORTGAGE TR / CONV (09257WAC4) 19,202
2018-06-30 13F-HR CAESARS ENTERTAIN CORP / CONV (127686AA1) 27,178
2018-06-30 13F-HR CEMEX SAB DE CV / CONV (151290BT9) 4,020
2018-06-30 13F-HR CHESAPEAKE ENERGY CORP / CONV (165167CY1) 58,467
2018-06-30 13F-HR CLEVELAND-CLIFFS INC / CONV (185899AA9) 7,774
2018-06-30 13F-HR ENSCO JERSEY FINANCE LTD / CONV (29359WAB1) 5,282
2018-06-30 13F-HR EVERBRIDGE INC / CONV (29978AAA2) 6,448
2018-06-30 13F-HR EVOLENT HEALTH INC / CONV (30050BAB7) 12,989
2018-06-30 13F-HR EXACT SCIENCES CORP / CONV (30063PAA3) 73,693
2018-06-30 13F-HR FINISAR CORP / CONV (31787AAP6) 29,112
2018-06-30 13F-HR GOLAR LNG LTD / CONV (38046YAB7) 17,511
2018-06-30 13F-HR GOLDMAN SACHS BDC INC / CONV (38147UAB3) 13,638
2018-06-30 13F-HR GREENBRIER COS INC / CONV (393657AK7) 29,343
2018-06-30 13F-HR GUIDEWIRE SOFTWARE INC / CONV (40171VAA8) 16,249
2018-06-30 13F-HR HELIX ENERGY SOLUTIONS / CONV (42330PAJ6) 10,863
2018-06-30 13F-HR HERCULES CAPITAL INC / CONV (427096AF9) 29,162
2018-06-30 13F-HR IH MERGER SUB LLC / CONV (19625XAB8) 50,437
2018-06-30 13F-HR INPHI CORP / CONV (45772FAC1) 31,978
2018-06-30 13F-HR INSMED INC / CONV (457669AA7) 29,825
2018-06-30 13F-HR INSULET CORPORATION / CONV (45784PAF8) 312
2018-06-30 13F-HR LUMENTUM HOLDINGS INC / CONV (55024UAB5) 30,613
2018-06-30 13F-HR MICROCHIP TECHNOLOGY INC / CONV (595017AF1) 71,062
2018-06-30 13F-HR OSI SYSTEMS INC / CONV (671044AD7) 33,769
2018-06-30 13F-HR PACIRA PHARMACEUTICALS / CONV (695127AD2) 25,577
2018-06-30 13F-HR PRETIUM RESOURCES INC / CONV (74139CAB8) 8,826
2018-06-30 13F-HR TERADYNE INC / CONV (880770AG7) 32,007
2018-06-30 13F-HR TPG SPECIALTY LENDING IN / CONV (87265KAD4) 24,099
2018-06-30 13F-HR VIAVI SOLUTIONS INC / CONV (925550AB1) 47,209
2018-06-30 13F-HR ASSURANT INC / CONV PFD (04621X207) 112.21 79,496 8,920
2018-06-30 13F-HR SEMPRA ENERGY / CONV PFD (816851406) 103.80 63,730 6,615
2018-06-30 13F-HR ALTABA INC / OPT (021346901) Call 50.00 100 5
2018-06-30 13F-HR ISHARES IBOXX HIGH YIELD CORPO / OPT (464288953) Put 44.00 250 11
2018-06-30 13F-HR ISHARES MSCI EMERGING MARKETS / OPT (464287954) Put 47.73 2,200 105
2018-06-30 13F-HR ISHARES RUSSELL 2000 ETF / OPT (464287955) Put 63.33 300 19
2018-06-30 13F-HR SPDR S&P 500 ETF TRUST / OPT (78462F953) Put 116.96 2,300 269
2018-06-30 13F-HR 19624RAB2 / Colony Capital, Inc. Bond 34,882 19,724 -43.46
2018-06-30 13F-HR CHTR / Charter Communications, Inc. 293.27 0 3,137 0 920
2018-06-30 13F-HR CBS / CBS Corp. Call 100.00 0 100 0 10
2018-06-30 13F-HR NAV / Navistar International Corp. 40.73 15,000 15,000 0.00 525 611 16.38
2018-06-30 13F-HR NAV / Navistar International Corp. Call 78.00 0 500 0 39
2018-06-30 13F-HR DTE / DTE Energy Co. 51.56 0 36,150 0 1,864
2018-06-30 13F-HR CIEN / Ciena Corp. 26.50 50,000 20,000 -60.00 1,295 530 -59.07
2018-06-30 13F-HR CIEN / Ciena Corp. Call 20.00 300 200 -33.33 14 4 -71.43
2018-06-30 13F-HR 741503AX4 / The Priceline Group Inc. Bond 74,618 65,259 -12.54
2018-06-30 13F-HR 82922RAD5 / Sina Corp. Bond 754 891 18.17
2018-06-30 13F-HR KMI / Kinder Morgan, Inc. 17.67 0 30,000 0 530
2018-06-30 13F-HR TPGH / TPG Pace Holdings Corp. 11.74 300,000 300,000 0.00 3,198 3,522 10.13
2018-06-30 13F-HR 64157FAA1 / Nevro Corp. Bond 29,179 27,613 -5.37
2018-06-30 13F-HR 67020YAG5 / Nuance Communications, Inc. 1.50% Bond Due 11/1/2035 8,382 753 -91.02
2018-06-30 13F-HR 92343XAA8 / Verint Systems, Inc. 1.5% Bond Due 6/1/2021 62,159 65,071 4.68
2018-06-30 13F-HR VZ / Verizon Communications, Inc. 50.31 105,000 100,000 -4.76 5,021 5,031 0.20
2018-06-30 13F-HR 493723AA8 / KEYW Holdings Corp 2.5% Bond due 2019-07-15 4,874 85 -98.26
2018-06-30 13F-HR YHOO / Yahoo! Inc. 2,550 189 106,184 56,082.01
2018-06-30 13F-HR HES / Hess Corp. 75.18 285,908 244,743 -14.40 17,083 18,401 7.72
2018-06-30 13F-HR 44052TAB7 / Horizon Pharma plc 2.5% Bond due 2022-03-15 25,169 16,100 -36.03
2018-06-30 13F-HR DISH / DISH Network Corp. 33.62 0 55,000 0 1,849
2018-06-30 13F-HR 55608BAA3 / Macquarie Infrastructure Company LLC 2.875% Bond Due 7/15/2019 21,225 8,753 -58.76
2018-06-30 13F-HR CHK / Chesapeake Energy Corp. Call 21.17 0 6,000 0 127
2018-06-30 13F-HR 85571BAB1 / Starwood Property Trust Inc Bond 25,262 18,225 -27.86
2018-06-30 13F-HR 584688AG0 / Medicines Company Bond 10,974 11,888 8.33
2018-06-30 13F-HR 682189AK1 / ON Semiconductor Corporation 1% Bond due 2020-12-01 6,678 2,174 -67.45
2018-06-30 13F-HR 452327AH2 / Illumina, Inc. Bond 71,050 49,682 -30.07
2018-06-30 13F-HR HZO / MarineMax, Inc. 19.00 25,000 8,000 -68.00 486 152 -68.72
2018-06-30 13F-HR 85571WAB5 / Colony Starwood Homes Bond 3.000% 7/0 17,096 15,289 -10.57
2018-06-30 13F-HR 00971TAG6 / Akamai Technologies, Inc. Bond 28,243 25,178 -10.85
2018-06-30 13F-HR 88160RAC5 / Tesla Motors, Inc. Bond 1.25% Due 3/1/2021 20,332 27,138 33.47
2018-06-30 13F-HR 531229AB8 / Liberty Media Corporation Bond 42,708 43,858 2.69
2018-06-30 13F-HR WMT / Walmart, Inc. 85.66 65,000 90,000 38.46 5,783 7,709 33.30
2018-06-30 13F-HR WMT / Walmart, Inc. Call 12.00 250 1,000 300.00 12 12 0.00
2018-06-30 13F-HR 674215AJ7 / Oasis Petroleum Inc. Bond 17,446 26,017 49.13
2018-06-30 13F-HR 45256BAE1 / Impax Laboratories, Inc. 2% Bond due 2022-06-15 139 139 0.00
2018-06-30 13F-HR 55608BAB1 / Macquarie Infrastructure Company LLC 2.0% Bond Due 10/1/2023 28,930 28,089 -2.91
2018-06-30 13F-HR 001546AP5 / AK Steel Holding Corp. 1.5% Bond due 2019-11-15 12,766 12,735 -0.24
2018-06-30 13F-HR 25470MAB5 / DISH Network Corp. 3.375% Bond 46,952 56,391 20.10
2018-06-30 13F-HR 345550AP2 / Forest City Enterprises Inc Bond 35,214 36,372 3.29
2018-06-30 13F-HR 452327AF6 / Illumina, Inc. Bond 42,397 41,941 -1.08
2018-06-30 13F-HR 235851AF9 / Danaher Corp. Bond 7,398 9,344 26.30
2018-06-30 13F-HR 758075AC9 / Redwood Tr Inc Bond 225 208 -7.56
2018-06-30 13F-HR CAT / Caterpillar, Inc. 135.67 60,400 52,400 -13.25 8,902 7,109 -20.14
2018-06-30 13F-HR 049164BH8 / Atlas Air Worldwide Holdings, Inc. 2.25% Convertible Bond Due 6/1/2022 27,996 20,644 -26.26
2018-06-30 13F-HR 87265KAB8 / TPG Specialty Lending, Inc. Bond 513 508 -0.97
2018-06-30 13F-HR 947075AH0 / Weatherford International plc Bond 52,128 48,460 -7.04
2018-06-30 13F-HR WPXP / WPX Energy, 6.25% Series A Mandatory Convertible Cumulative Preferred Stock 75.07 201,044 102,111 -49.21 12,739 7,665 -39.83
2018-06-30 13F-HR 09061GAE1 / BioMarin Pharmaceutical Inc. Bond 0.75% 10/15/2018 60,714 43,996 -27.54
2018-06-30 13F-HR 90184LAB8 / Twitter, Inc. Bond 0.250% 9/1 26,443 19,928 -24.64
2018-06-30 13F-HR 63633DAE4 / National Health Investors, Inc. Bond 14,514 16,187 11.53
2018-06-30 13F-HR T / AT & T, Inc. 32.11 0 125,000 0 4,014
2018-06-30 13F-HR 345550AR8 / Fce 3.625 08/20 Bond 158 158 0.00
2018-06-30 13F-HR 09257WAB6 / Blackstone 4.375 05may22 Bond 34,591 30,492 -11.85
2018-06-30 13F-HR USB / U.S. Bancorp 50.02 120,000 110,000 -8.33 6,060 5,502 -9.21
2018-06-30 13F-HR 31620RAE5 / Fidelity National Financial, Inc. Bond 22,094 11,560 -47.68
2018-06-30 13F-HR 471109AM0 / Jarden Corporation Bond 9 9 0.00
2018-06-30 13F-HR 45845PAA6 / Intercept Pharmaceuticals, Inc. Bond 17,230 21,948 27.38
2018-06-30 13F-HR YHOO / Yahoo! Inc. 0 -100.00 106,184 0 -100.00
2018-06-30 13F-HR FB / Facebook, Inc. 6,000 0 -100.00 959 0 -100.00
2018-06-30 13F-HR AL / Air Lease Corporation 11,000 0 -100.00 469 0 -100.00
2018-06-30 13F-HR BMY / Bristol-Myers Squibb Co. 16,000 0 -100.00 1,012 0 -100.00
2018-06-30 13F-HR AAL / American Airlines Group Inc. 7,000 0 -100.00 364 0 -100.00
2018-06-30 13F-HR CMA / Comerica, Inc. 24,800 0 -100.00 2,379 0 -100.00
2018-06-30 13F-HR INCY / Incyte Corp. 5,000 0 -100.00 417 0 -100.00
2018-06-30 13F-HR BAC / Bank of America Corp. 85,000 0 -100.00 2,549 0 -100.00
2018-06-30 13F-HR TWX / Time Warner, Inc. 9,670 0 -100.00 915 0 -100.00
2018-06-30 13F-HR CMA.WS / Comerica, Inc. Put 200 0 -100.00 26 0 -100.00
2018-06-30 13F-HR AMGN / Amgen Inc. 30,798 0 -100.00 5,250 0 -100.00
2018-06-30 13F-HR DISH / DISH Network Corp. Put 100 0 -100.00 28 0 -100.00
2018-06-30 13F-HR DEPO / DepoMed, Inc. Put 1,000 0 -100.00 33 0 -100.00
2018-06-30 13F-HR RCL / Royal Caribbean Cruises Ltd. 58,000 0 -100.00 6,829 0 -100.00
2018-06-30 13F-HR ABBV / AbbVie Inc. 6,000 0 -100.00 568 0 -100.00
2018-06-30 13F-HR PFE / Pfizer, Inc. 5,000 0 -100.00 177 0 -100.00
2018-06-30 13F-HR LYB / LyondellBasell Industries NV 10,000 0 -100.00 1,057 0 -100.00
2018-06-30 13F-HR FLXN / Flexion Therapeutics, Inc. 10,000 0 -100.00 224 0 -100.00
2018-06-30 13F-HR KLAC / KLA-Tencor Corp. 47,984 0 -100.00 5,231 0 -100.00
2018-06-30 13F-HR AEUA / Anadarko Petroleum Corp., 7.50% Tangible Equity Units due 6/7/2018 184,484 0 -100.00 5,499 0 -100.00
2018-06-30 13F-HR C / Citigroup, Inc. 11,000 0 -100.00 743 0 -100.00
2018-06-30 13F-HR FEYE / FireEye, Inc. Call 750 0 -100.00 13 0 -100.00
2018-06-30 13F-HR OXY / Occidental Petroleum Corp. 63,000 0 -100.00 4,092 0 -100.00
2018-06-30 13F-HR MS / Morgan Stanley 10,000 0 -100.00 540 0 -100.00
2018-06-30 13F-HR ANTX / Anthem, Inc., 5.25% Equity Units due 5/1/2018 469,826 0 -100.00 25,252 0 -100.00
2018-06-30 13F-HR SJM / Smucker (J.M.) Co. Call 100 0 -100.00 22 0 -100.00
2018-06-30 13F-HR CSCO / Cisco Systems, Inc. 53,000 0 -100.00 2,273 0 -100.00
2018-06-30 13F-HR HAIN / Hain Celestial Group, Inc. (The) 9,500 0 -100.00 305 0 -100.00
2018-06-30 13F-HR INTC / Intel Corp. 14,000 0 -100.00 729 0 -100.00
2018-06-30 13F-HR TREE / LendingTree, Inc. 11,060 0 -100.00 3,629 0 -100.00
2018-06-30 13F-HR TREE / LendingTree, Inc. Call 100 0 -100.00 30 0 -100.00
2018-06-30 13F-HR WLH / Lyon William Homes 40,000 0 -100.00 1,100 0 -100.00
2018-06-30 13F-HR FNF / Fidelity National Financial, Inc. 55,000 0 -100.00 2,201 0 -100.00
2018-06-30 13F-HR CMI / Cummins, Inc. 39,000 0 -100.00 6,322 0 -100.00
2018-06-30 13F-HR PODD / Insulet Corp. Put 300 0 -100.00 31 0 -100.00
2018-06-30 13F-HR BDX / Becton Dickinson & Co. 4,000 0 -100.00 867 0 -100.00
2018-06-30 13F-HR INSM / Insmed, Inc. 50 0 -100.00 1 0 -100.00
2018-06-30 13F-HR CNC / Centene Corp. 12,900 0 -100.00 1,379 0 -100.00
2018-06-30 13F-HR FDX / FedEx Corp. 9,000 0 -100.00 2,161 0 -100.00
2018-06-30 13F-HR NVRO / Nevro Corp. 14,000 0 -100.00 1,213 0 -100.00
2018-06-30 13F-HR VRNT / Verint Systems, Inc. 20,000 0 -100.00 852 0 -100.00
2018-06-30 13F-HR BABA / Alibaba Group Holding Limited Put 150 0 -100.00 64 0 -100.00
2018-06-30 13F-HR BGEPF / Bunge Ltd., 4.875% Cumulative Convertible Perpetual Preference Put 510 0 -100.00 39 0 -100.00
2018-06-30 13F-HR ETSY / Etsy, Inc. Put 200 0 -100.00 6 0 -100.00
2018-06-30 13F-HR FAF / First American Financial Corp. (The) Call 325 0 -100.00 41 0 -100.00
2018-06-30 13F-HR HD / Home Depot, Inc. (The) Call 200 0 -100.00 8 0 -100.00
2018-06-30 13F-HR SPDR S&P REGIONAL BANKING ETF / OPT (78464A958) Put 1,000 0 -100.00 69 0
2018-06-30 13F-HR MTB / M & T Bank Corp. Put 100 0 -100.00 17 0 -100.00
2018-06-30 13F-HR NAV / Navistar International Corp. Put 600 0 -100.00 62 0 -100.00
2018-06-30 13F-HR NCLH / Norwegian Cruise Line Holdings Ltd Put 150 0 -100.00 17 0 -100.00
2018-06-30 13F-HR NTNX / Nutanix, Inc. Put 200 0 -100.00 22 0 -100.00
2018-06-30 13F-HR USB.PRN / US Bancorp Del Call 500 0 -100.00 13 0 -100.00
2018-06-30 13F-HR 94733AAA2 / Web.com Group, Inc. Bond 714 714 0.00
2018-06-30 13F-HR BDXA / Becton Dickinson & Co. 6.125% Preferred Series A 68.03 767,587 1,124,706 46.52 44,638 76,509 71.40
2018-06-30 13F-HR 292554AH5 / Encore Capital Group, Inc. Bond 3,809 3,577 -6.09
2018-06-30 13F-HR 177376AD2 / Citrix Systems, Inc. 0.5% Convertible Bond due 2019-04-15 94,063 70,149 -25.42
2018-06-30 13F-HR 298736AH2 / Euronet Worldwide, Inc. Bond 29,113 45,094 54.89
2018-06-30 13F-HR LGIH / LGI Homes, Inc. 57.70 4,100 6,100 48.78 289 352 21.80
2018-06-30 13F-HR 34385PAA6 / Fluidigm Corp. Bond 144 144 0.00
2018-06-30 13F-HR 02261WAB5 / Alza Corp Bond 4,911 4,649 -5.33
2018-06-30 13F-HR 19624RAA4 / Colony Capital, Inc. Bond 15,398 15,212 -1.21
2018-06-30 13F-HR PFE / Pfizer, Inc. Call 29.00 0 2,000 0 58
2018-06-30 13F-HR 69327RAD3 / PDC Energy, Inc. Bond 36,344 39,037 7.41
2018-06-30 13F-HR 232806AM1 / Cypress Semiconductor Corp. Bond 22,642 21,282 -6.01
2018-06-30 13F-HR 043353AH4 / Meritor, Inc. 4% Bond Due 2/15/2027 577 577 0.00
2018-06-30 13F-HR 110122AN8 / Bristol-Myers Squibb Co. Bond 2,767 2,433 -12.07
2018-06-30 13F-HR 43739QAB6 / HomeAway, Inc. Bond 165 165 0.00
2018-06-30 13F-HR 31816QAB7 / FireEye, Inc. Bond 21,478 96 -99.55
2018-06-30 13F-HR 458118AC0 / Integrated Device Technology, Inc. Bond 56,373 42,157 -25.22
2018-06-30 13F-HR 45772FAB3 / Inphi Corp. Bond 13,767 16,917 22.88
2018-06-30 13F-HR HD / Home Depot, Inc. (The) 195.00 0 2,000 0 390
2018-06-30 13F-HR 74838JAA9 / QUIDEL Corp. 3.25% Bond Due 12/15/2020 978 1,009 3.17
2018-06-30 13F-HR 171779AJ0 / Ciena Corp. Bond 5,550
2018-06-30 13F-HR CLOVIS ONCOLOGY INC / CONV (189464AC4) 21,215
2018-06-30 13F-HR 252131AF4 / Dexcom Inc Bond 19,615
2018-06-30 13F-HR FLEXION THERAPEUTICS INC / CONV (33938JAB2) 14,665
2018-06-30 13F-HR HUBSPOT INC / CONV (443573AB6) 6,290
2018-06-30 13F-HR LENDINGTREE INC / CONV (52603BAA5) 4,599
2018-06-30 13F-HR NABORS INDUSTRIES INC / CONV (62957HAB1) 13,490
2018-06-30 13F-HR NEUROCRINE BIOSCIENCES / CONV (64125CAD1) 16,612
2018-06-30 13F-HR ON SEMICONDUCTOR CORP / CONV (682189AP0) 14,020
2018-06-30 13F-HR PRA GROUP INC / CONV (69354NAB2) 23,546
2018-06-30 13F-HR QIAGEN NV / CONV (EK1258772) 8,466
2018-06-30 13F-HR SYNAPTICS INC / CONV (87157DAD1) 78,320
2018-06-30 13F-HR 83416TAC4 / SolarCity Corp 1.625% Bond due 2019-11-01 3,736
2018-06-30 13F-HR 88339KAA0 / Theravance Biopharma, Inc. Bond 3,959
2018-06-30 13F-HR NABORS INDUSTRIES LTD / CONV PFD (G6359F129) 45.64 525,252 23,972
2018-06-30 13F-HR SOUTH JERSEY INDUSTRIES / CONV PFD (838518116) 54.61 200,745 10,962
2018-06-30 13F-HR MDRX / Allscripts Healthcare Solutions Inc. 12.00 10,000 120
2018-06-30 13F-HR ANTM / Anthem, Inc. 238.07 8,300 1,976
2018-06-30 13F-HR CRC / California Resources Corp. 45.45 20,000 909
2018-06-30 13F-HR FMBI / First Midwest Bancorp, Inc. 25.48 23,000 586
2018-06-30 13F-HR GME / GameStop Corp. 14.57 30,000 437
2018-06-30 13F-HR KBH / KB Home 27.25 20,000 545
2018-06-30 13F-HR OMF / OneMain Holdings, Inc. 33.30 20,000 666
2018-06-30 13F-HR OVAS / Ovascience Inc. 103.60 57,000 5,905
2018-06-30 13F-HR TBPH / Theravance Biopharma, Inc. 22.70 20,000 454
2018-06-30 13F-HR RIG / Transocean, Inc. 13.44 80,000 1,075
2018-06-30 13F-HR WDAY / Workday, Inc. 121.15 12,200 1,478
2018-06-30 13F-HR MDRX / Allscripts Healthcare Solutions Inc. Call 20.00 1,000 20
2018-06-30 13F-HR BBBY / Bed Bath & Beyond Inc. Call 35.00 200 7
2018-06-30 13F-HR CZR / Caesars Entertainment Corporation Put 15.00 1,000 15
2018-06-30 13F-HR CHTR / Charter Communications, Inc. Call 1,380.00 50 69
2018-06-30 13F-HR CMCSK / Comcast Corporation Call 69.50 2,000 139
2018-06-30 13F-HR ETSY / Etsy, Inc. Call 445.00 200 89
2018-06-30 13F-HR GME / GameStop Corp. Put 136.67 300 41
2018-06-30 13F-HR GS / Goldman Sachs Group, Inc. (The) Call 340.00 50 17
2018-06-30 13F-HR GWRE / Guidewire Software, Inc. Put 90.00 100 9
2018-06-30 13F-HR INVESCO QQQ TRUST SERIES 1 / OPT (46090E953) Put 97.50 400 39
2018-06-30 13F-HR ISHARES MSCI ITALY ETF / OPT (46434G950) Put 65.00 1,000 65
2018-06-30 13F-HR MRK / Merck & Co., Inc. Call 50.00 100 5
2018-06-30 13F-HR NVRO / Nevro Corp. Call 170.00 200 34
2018-06-30 13F-HR NORWEGIAN CRUISE LINE HOLDINGS / OPT (088030958) Put 120.00 150 18
2018-06-30 13F-HR ODP / Office Depot, Inc. Call 15.00 1,000 15
2018-06-30 13F-HR OKTA / Okta, Inc. Put 108.57 350 38
2018-06-30 13F-HR TDOC / Teladoc, Inc. Call 20.00 100 2
2018-06-30 13F-HR TDOC / Teladoc, Inc. Put 140.00 150 21
2018-06-30 13F-HR TRANSOCEAN LTD / OPT (050546903) Call 68.00 500 34
2018-06-30 13F-HR VRNT / Verint Systems, Inc. Call 43.69 206 9
2018-06-30 13F-HR WEATHERFORD INTERNATIONAL PLC / OPT (107986908) Call 2.67 3,000 8
2018-06-30 13F-HR ZEN / Zendesk, Inc. Put 53.33 150 8
2018-06-30 13F-HR NCLH / Norwegian Cruise Line Holdings Ltd 47.26 15,000 13,500 -10.00 795 638 -19.75
2018-06-30 13F-HR F / Ford Motor Co. 11.07 710,000 440,000 -38.03 7,867 4,871 -38.08
2018-06-30 13F-HR XLF / SPDR Financial Select Sector ETF 26.60 25,000 15,000 -40.00 689 399 -42.09
2018-06-30 13F-HR MTB / M & T Bank Corp. 170.12 18,750 12,750 -32.00 3,457 2,169 -37.26
2018-06-30 13F-HR 538034AJ8 / Live Nation Entertainment, Inc. 2.5% Due 5/15/2019 435 435 0.00
2018-06-30 13F-HR 31787AAM3 / Finisar Corporation Bond 0.5% Due 12/15/2033 Bond 14,969 1,472 -90.17
2018-06-30 13F-HR 189464AB6 / Clovis Oncology, Inc. 2.5% 9/15/2021 10,824 9,826 -9.22
2018-06-30 13F-HR 88160RAB7 / Tesla Motors, Inc. Convertible Bond 0.250% Due 3/1/2019 22,641 24,391 7.73
2018-06-30 13F-HR 286082AC6 / Electronics For Imaging, Inc. Bond 19,141 20,092 4.97
2018-06-30 13F-HR AMD / Advanced Micro Devices, Inc. Call 21.33 0 1,500 0 32
2018-06-30 13F-HR 458140AF7 / Intel Corp. 3.25% Bond Due 8/1/2039 90,188 83,700 -7.19
2018-06-30 13F-HR 62952QAB6 / NXP Semiconductors N.V. Bond 32,828 30,668 -6.58
2018-06-30 13F-HR 87238QAD5 / Tcp Capital Corp 4.625 1mar22 Bond 23,335 21,747 -6.81
2018-06-30 13F-HR WMGIZ / Wright Medical Group N.V. 83,614 11,829 -85.85
2018-06-30 13F-HR 84860WAB8 / Spirit Realty Capital, Inc. Bond 13,658 12,406 -9.17
2018-06-30 13F-HR 04010LAM5 / Ares Capital Corp. 4.375% Bond Due 1/15/2019 55,348 38,593 -30.27
2018-06-30 13F-HR 25470MAD1 / Dish Network Corp Bond 25,392 40,786 60.63
2018-06-30 13F-HR CSCO / Cisco Systems, Inc. Call 0.00 0 150 0 0
2018-06-30 13F-HR ARCP / 5,573 5,565 -0.14
2018-06-30 13F-HR CZR / Caesars Entertainment Corporation 10.70 41,831 101,831 143.43 471 1,090 131.42
2018-06-30 13F-HR 80004CAF8 / SanDisk Corporation Bond 839 839 0.00
2018-06-30 13F-HR CCI / Crown Castle International Corp. 1,072.27 33,373 36,047 8.01 37,223 38,652 3.84
2018-06-30 13F-HR SYF / Synchrony Financial 33.38 103,810 58,810 -43.35 3,481 1,963 -43.61
2018-06-30 13F-HR 09061GAF8 / BioMarin Pharmaceutical Inc. Bond 1.5% 10/15/2020 28,571 29,619 3.67
2018-06-30 13F-HR 267475AB7 / Dycom Industries, Inc. Bond 51,585 46,553 -9.75
2018-06-30 13F-HR 67020YAN0 / Nuance Communications Inc Bond 14,496 35,181 142.69
2018-06-30 13F-HR 00912XAK0 / Air Lease Corporation Bond 36,176 35,219 -2.65
2018-06-30 13F-HR 88163VAE9 / Teva Pharmaceutical Fin Llc Bond 12,526 25,611 104.46
2018-06-30 13F-HR NEE / NextEra Energy, Inc. 74.05 716,874 107,771 -84.97 40,937 7,980 -80.51
2018-06-30 13F-HR NEE / NextEra Energy, Inc. 57.10 107,771 716,874 565.18 7,849 40,937 421.56
2018-06-30 13F-HR 94973VBG1 / Anthem, Inc. Bond 46,022 62,323 35.42
2018-06-30 13F-HR 78454LAM2 / SM Energy Co Bond 18,486 20,158 9.04
2018-06-30 13F-HR 29266SAA4 / Endologix, Inc. Bond 581 581 0.00
2018-06-30 13F-HR 092533AC2 / Blackrock Capital Investment Bond 22,295 23,969 7.51
2018-06-30 13F-HR 670008AD3 / NOVELLUS SYS INC Bond 935 36,583 3,812.62
2018-06-30 13F-HR CLVS / Clovis Oncology, Inc. Put 410.00 0 300 0 123
2018-06-30 13F-HR 84860WAA0 / Spirit Realty Capital, Inc. Bond 37,702 37,827 0.33
2018-06-30 13F-HR MRK / Merck & Co., Inc. 60.70 111,000 161,000 45.05 6,046 9,773 61.64
2018-06-30 13F-HR TWTR / Twitter, Inc. Call 56.71 0 529 0 30
2018-06-30 13F-HR TWTR / Twitter, Inc. Put 6.00 0 500 0 3
2018-06-30 13F-HR 67020YAK6 / Nuance Communications, Inc. 1.00% Bond Due 12/15/2035 66,546 45,169 -32.12
2018-06-30 13F-HR BG / Bunge Ltd. 69.71 98,800 37,900 -61.64 7,305 2,642 -63.83
2018-06-30 13F-HR GS / Goldman Sachs Group, Inc. (The) 220.55 23,000 14,500 -36.96 5,793 3,198 -44.80
2018-06-30 13F-HR 049164BJ4 / Atlasairworldwide1.875 01jun24 Bond 16,292 3,320 -79.62
2018-06-30 13F-HR 783764AS2 / CalAtlantic Group, Inc. Bond 31,318 691 -97.79
2018-06-30 13F-HR 472145AB7 / Jazz Pharmaceuticals, Inc. Bond 65,506 54,854 -16.26
2018-06-30 13F-HR 670704AG0 / NuVasive, Inc. Bond 44,312 55,320 24.84
2018-06-30 13F-HR 02917TAB0 / VEREIT, Inc. Bond 9,286 9,286 0.00
2018-06-30 13F-HR BAC.PRL / Bank of America Corp. 7.25% Preferred Perpetual Convertible Series L 1,252.68 48,377 53,816 11.24 62,068 67,414 8.61
2018-06-30 13F-HR 22943FAF7 / Ctrip.com International, Ltd. Bond 1.000% 7/0 68,427 84,087 22.89
2018-06-30 13F-HR DIS / The Walt Disney Co. 104.80 0 5,000 0 524
2018-06-30 13F-HR DIS / The Walt Disney Co. Call 40.00 0 50 0 2
2018-06-30 13F-HR 171779AK7 / Ciena Corp. 4% Bond 24,475 31,960 30.58
2018-06-30 13F-HR WDAY / Workday, Inc. Put 315.00 200 200 0.00 51 63 23.53
2018-06-30 13F-HR 31816QAD3 / FireEye, Inc. Bond 65,375 45,425 -30.52
2018-06-30 13F-HR WFC.PRL / Wells Fargo & Co., 7.50% Non-Cumul Perp Conv Cl A Preferred Stock, Series L 1,257.92 61,527 67,734 10.09 78,601 85,204 8.40
2018-06-30 13F-HR GLD / SPDR Gold Shares 118.67 15,000 15,000 0.00 1,887 1,780 -5.67
2018-06-30 13F-HR 73640QAB1 / PRA Group, Inc. - Convertible Bond 3% 34,801 33,186 -4.64
2018-06-30 13F-HR SC / Santander Consumer USA Holdings Inc. 19.08 18,000 36,000 100.00 293 687 134.47
2018-06-30 13F-HR SC / Santander Consumer USA Holdings Inc. Call 13.00 150 1,000 566.67 10 13 30.00
2018-06-30 13F-HR INTC / Intel Corp. Call 2.31 0 1,300 0 3
2018-06-30 13F-HR 595112AY9 / Micron Technology, Inc. Bond 71,503 50,796 -28.96
2018-06-30 13F-HR 90184LAD4 / Twitter, Inc. Bond 78,642 71,221 -9.44
2018-06-30 13F-HR 922417AD2 / Veeco Instruments, Inc. Bond 2.7% Due 1/15/2023 42,571 31,877 -25.12
2018-06-30 13F-HR 14161HAG3 / Cardtronics, Inc. Bond 35,189 32,652 -7.21
2018-06-30 13F-HR JDSU / 851 851 0.00
2018-06-30 13F-HR 464337AJ3 / Ionis Pharmaceuticals, Inc. 1.00% Convertible Bond 48,198 66,181 37.31
2018-06-30 13F-HR 531229AE2 / Liberty Media Corporation Bond 85,339 39,243 -54.02
2018-06-30 13F-HR 530715AN1 / Liberty Media, Bond 3.5%, Due 1/15/2031 34,903 37,476 7.37
2018-06-30 13F-HR 22943FAM2 / Ctrip Com Intl Ltd Bond 33,913 1,402 -95.87
2018-06-30 13F-HR 151290BR3 / Cemex S.A.B de C.V. Bond 15,397 2,885 -81.26
2018-06-30 13F-HR LOW / Lowe's Companies, Inc. 95.58 81,000 45,000 -44.44 7,108 4,301 -39.49
2018-06-30 13F-HR 756577AD4 / Red Hat, Inc. Bond 45,369 35,482 -21.79
2018-06-30 13F-HR 00484MAA4 / Acorda Therapeutics, Inc. Bond 1.750% 6/1 6,741 12,011 78.18
2018-06-30 13F-HR 440543AN6 / Hornbeck Offshore Services, Inc. Bond 74 74 0.00
2018-06-30 13F-HR 11777QAB6 / B2Gold Corp. Bond 24,143 1,147 -95.25
2018-06-30 13F-HR 741503AS5 / The Priceline Group Inc. Bond 70,015 60,713 -13.29
2018-06-30 13F-HR 01988PAD0 / Allscripts Healthcare Solutions Inc. Bond 48,789 47,142 -3.38
2018-06-30 13F-HR 58471AAB1 / Medidata Solutions, Inc. Bond 856 856 0.00
2018-06-30 13F-HR NYCB.PRU / New York Community Capital Trust V BONUSES Units due 11/1/2051 50.18 354,679 336,918 -5.01 17,686 16,905 -4.42
2018-06-30 13F-HR THRX / Theravance, Inc. 8,394 12,550 49.51
2018-06-30 13F-HR 780287AA6 / Royal Gold, Inc. 2.875% Bond Due 2019-06-15 25,463 24,292 -4.60
2018-06-30 13F-HR URI / United Rentals, Inc. 147.63 51,500 43,000 -16.50 8,896 6,348 -28.64
2018-06-30 13F-HR 128126AB5 / CalAmp Corp. Bond 14,950 17,523 17.21
2018-06-30 13F-HR UPS / United Parcel Service, Inc. 106.23 109,980 47,980 -56.37 11,511 5,097 -55.72
2018-06-30 13F-HR GILD / Gilead Sciences, Inc. 70.84 70,000 70,000 0.00 5,277 4,959 -6.03
2018-06-30 13F-HR 126349AF6 / CSG Systems International, Inc. Bond 4.250% 3/1 53,288 50,234 -5.73
2018-06-30 13F-HR 48666KAS8 / KB Home Bond 1,173 1,129 -3.75
2018-06-30 13F-HR 393222AF1 / Green Plains Inc 4.125 01sep22 Bond 9,882 10,595 7.22
2018-06-30 13F-HR 249908AA2 / DepoMed, Inc. 2.5% Bond Due 9/1/2021 17,682 12,787 -27.68
2018-06-30 13F-HR 966387AL6 / Whiting Petroleum Corp. 1.25% Bond due 2020-04-01 44,297 44,173 -0.28
2018-06-30 13F-HR 98138HAC5 / Workday, Inc. Bond 0.750% 7/1 370 370 0.00
2018-06-30 13F-HR LAZ / Lazard Ltd. 48.91 75,000 99,037 32.05 3,942 4,844 22.88
2018-06-30 13F-HR 60855RAD2 / Molina Healthcare, Inc. DBCV 1.625% 8/1 541 541 0.00
2018-06-30 13F-HR SBDKP / Stanley Black & Decker, Inc. 105.55 490,198 502,847 2.58 56,427 53,076 -5.94
2018-06-30 13F-HR 749685AT0 / RPM International, Inc. 2.25% Bond Due 12/15/2020 11,623 12,491 7.47
2018-06-30 13F-HR 85571BAH8 / Starwood Property Trust Inc Bond 30,866 30,822 -0.14
2018-06-30 13F-HR 16115QAC4 / Chart Industries, Inc. 2% Bond Due 8/1/2018 98 98 0.00
2018-06-30 13F-HR GM / General Motors Company 39.40 170,000 75,000 -55.88 6,178 2,955 -52.17
2018-06-30 13F-HR RF / Regions Financial Corp. 17.78 0 85,000 0 1,511
2018-06-30 13F-HR MU / Micron Technology, Inc. Put 90.00 0 300 0 27
2018-06-30 13F-HR 74973WAB3 / Rti Intl Metals Inc Bond 39,216 54,366 38.63
2018-06-30 13F-HR D / Dominion Resources, Inc. 46.12 23,500 597,957 2,444.50 1,585 27,576 1,639.81
2018-06-30 13F-HR 09061GAH4 / BioMarin Pharmaceutical, Inc. Bond 40,793 48,018 17.71
2018-06-30 13F-HR 22943FAD2 / Ctrip.com International, Ltd. Bond 1.250%10/1 193 160 -17.10
2018-06-30 13F-HR TXN / Texas Instruments Inc. 110.25 60,000 40,000 -33.33 6,233 4,410 -29.25
2018-06-30 13F-HR 811904AM3 / SEACOR Holdings, Inc. Bond 179 179 0.00