SecuritySIEB / Siebert Financial Corp. (826176109)
Form 4 Count25
Form 8-K Count24
Form 10-Q Count20
Form 10-K Count7

SEC Filings - 10K, 8K, Annual Reports

All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis. These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Siebert Financial Corp.


1
SIEB / Siebert Financial Corp. FORM 10-Q (Quarterly Report)

2018-08-13 sec.gov - 1
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549
SIEB

 
SIEB / Siebert Financial Corp. FORM 8-K (Current Report)

2018-07-16 sec.gov
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
SIEB

7
SIEB / Siebert Financial Corp. FORM 8-K (Current Report)

2018-06-15 sec.gov - 3
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
SIEB

6
SIEB / Siebert Financial Corp. FORM 144

2018-05-18 sec.gov - 2
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933 ATTENTION: Transmit for filing 3 copies of this form concurrently with either placing an order with a broker to execute sale or executing a sale directly with a market maker. ========================================================================
SIEB

5
SIEB / Siebert Financial Corp. FORM 144

2018-05-18 sec.gov - 1
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933 ATTENTION: Transmit for filing 3 copies of this form concurrently with either placing an order with a broker to execute sale or executing a sale directly with a market maker. ========================================================================
SIEB

4
SIEB / Siebert Financial Corp. FORM 10-Q (Quarterly Report)

2018-05-15 sec.gov
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549
SIEB

8
SIEB / Siebert Financial Corp. DEFA14A

2018-04-30 sec.gov - 4
UNITED STATES <
SIEB

8
SIEB / Siebert Financial Corp. FORM 10-K/A (Annual Report)

2018-04-30 sec.gov - 4
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549
SIEB

8
SIEB / Siebert Financial Corp. FORM 10-K (Annual Report)

2018-04-13 sec.gov - 4
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549
SIEB

4
SIEB / Siebert Financial Corp. FORM 8-K/A (Current Report)

2018-03-19 sec.gov
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
SIEB

4
SIEB / Siebert Financial Corp. / Kennedy Cabot Acquisition, LLC - SC 13D/A (Activist Investment)

2018-02-26 sec.gov
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 3) Siebert Financial Corp. (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 826176 10 9 (CUSIP Number) Gloria E. Gebbia Managing Member Kennedy Cabot Acquisition, LLC 24005 Ventura Blvd. Suite 200 Calabasas CA 91302 (212) 514-8369 (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communic

4
SIEB / Siebert Financial Corp. / Overstock.com, Inc - SC 13G (Passive Investment)

2018-02-26 sec.gov
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 Siebert Financial Corp. (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 826176109 (CUSIP Number) February 16, 2018 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: o Rule 13d-1(b) x Rule 13d-1(c) o Rule 13d-1(d) *The remainder of this c

4
SIEB / Siebert Financial Corp. / Overstock.com, Inc - SC 13G (Passive Investment)

2018-02-26 sec.gov
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 Siebert Financial Corp. (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 826176109 (CUSIP Number) February 16, 2018 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: o Rule 13d-1(b) x Rule 13d-1(c) o Rule 13d-1(d) *The remainder of this c

4
SIEB / Siebert Financial Corp. / Kennedy Cabot Acquisition, LLC - SC 13D/A (Activist Investment)

2018-02-26 sec.gov
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549

 
SIEB / Siebert Financial Corp. / Kennedy Cabot Acquisition, LLC - SC 13D/A (Activist Investment)

2018-01-26 sec.gov
  UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 2) Siebert Financial Corp.   (Name of Issuer) Common Stock, par value $0.01 per share   (Title of Class of Securities) 826176 10 9   (CUSIP Number) Gloria E. Gebbia Managing Member Kennedy Cabot Acquisition, LLC 24005 Ventura Blvd. Suite 200 Calabasas, CA 91302 (212) 514-8369   (Name, Address and Telephone Number of Person Authorized to Receive Notices a

 
SIEB / Siebert Financial Corp. / Kennedy Cabot Acquisition, LLC - SC 13D/A (Activist Investment)

2018-01-26 sec.gov
  UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 2) Siebert Financial Corp.   (Name of Issuer) Common Stock, par value $0.01 per share   (Title of Class of Securities) 826176 10 9   (CUSIP Number) Gloria E. Gebbia Managing Member Kennedy Cabot Acquisition, LLC 24005 Ventura Blvd. Suite 200 Calabasas, CA 91302 (212) 514-8369   (Name, Address and Telephone Number of Person Authorized to Receive Notices a

 
SIEB / Siebert Financial Corp. / Kennedy Cabot Acquisition, LLC - SC 13D/A (Activist Investment)

2018-01-11 sec.gov
  UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 1) Siebert Financial Corp.   (Name of Issuer) Common Stock, par value $0.01 per share   (Title of Class of Securities) 826176 10 9   (CUSIP Number) Gloria E. Gebbia Managing Member Kennedy Cabot Acquisition, LLC 24005 Ventura Blvd. Suite 200 Calabasas, CA 91302 (212) 514-8369   (Name, Address and Telephone Number of Person Authorized to Receive Notices a

 
SIEB / Siebert Financial Corp. / Kennedy Cabot Acquisition, LLC - SC 13D/A (Activist Investment)

2018-01-11 sec.gov
  UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 1) Siebert Financial Corp.   (Name of Issuer) Common Stock, par value $0.01 per share   (Title of Class of Securities) 826176 10 9   (CUSIP Number) Gloria E. Gebbia Managing Member Kennedy Cabot Acquisition, LLC 24005 Ventura Blvd. Suite 200 Calabasas, CA 91302 (212) 514-8369   (Name, Address and Telephone Number of Person Authorized to Receive Notices a

 
SIEB / Siebert Financial Corp. / Gebbia Richard - SC 13G (Passive Investment)

2018-01-11 sec.gov
  UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 Siebert Financial Corp.   (Name of Issuer) Common Stock, par value $.01   (Title of Class of Securities) 826176 10 9   (CUSIP Number) Richard Gebbia c/o StockCross Financial Services, Inc. 9464 Wilshire Blvd. Beverly Hills, CA 90212 800-225-6196   (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) December 29, 2017   (Date o

 
SIEB / Siebert Financial Corp. / Gebbia Richard - SC 13G (Passive Investment)

2018-01-11 sec.gov
  UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 Siebert Financial Corp.   (Name of Issuer) Common Stock, par value $.01   (Title of Class of Securities) 826176 10 9   (CUSIP Number) Richard Gebbia c/o StockCross Financial Services, Inc. 9464 Wilshire Blvd. Beverly Hills, CA 90212 800-225-6196   (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) December 29, 2017   (Date o

 
SIEB / Siebert Financial Corp. / Gebbia John M. - SC 13G (Passive Investment)

2018-01-11 sec.gov
  UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 Siebert Financial Corp.   (Name of Issuer) Common Stock, par value $.01   (Title of Class of Securities) 826176 10 9   (CUSIP Number) John M. Gebbia c/o StockCross Financial Services, Inc. 9464 Wilshire Blvd. Beverly Hills, CA 90212 800-225-6196   (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) December 29, 2017   (Date o

 
SIEB / Siebert Financial Corp. / Gebbia John M. - SC 13G (Passive Investment)

2018-01-11 sec.gov
  UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 Siebert Financial Corp.   (Name of Issuer) Common Stock, par value $.01   (Title of Class of Securities) 826176 10 9   (CUSIP Number) John M. Gebbia c/o StockCross Financial Services, Inc. 9464 Wilshire Blvd. Beverly Hills, CA 90212 800-225-6196   (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) December 29, 2017   (Date o

 
SIEB / Siebert Financial Corp. FORM 8-K (Current Report)

2018-01-05 sec.gov
  UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549   FORM 8-K   CURRENT REPORT   Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934   Date of Report (Date of earliest event reported): December 29, 2017   SIEBERT FINANCIAL CORP. (Exact name of registrant as specified in its charter)   New York 0-5703 11-1796714 (State or other jurisdiction of incorporation)     (Commission File Number) (IRS Employer Identification Number)       120 Wall Street, New York,

 
SIEB / Siebert Financial Corp. DEF 14C

2017-11-29 sec.gov
  UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549   SCHEDULE 14C INFORMATION   Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934   Check the appropriate box:   o  Preliminary Information Statement   o  Confidential, for use of the Commission only (as permitted by Rule 14c-5(d)(2))   x  Definitive Information Statement   SIEBERT FINANCIAL CORP.

 
SIEB / Siebert Financial Corp. ER

2017-12-31 sec.gov
Mail Stop 4720 November 28, 2017 Andrew Reich Executive Vice President, Chief Operating Officer and Chief Financial Officer Siebert Financial Corp. 120 Wall Street New York, NY 10005 Re: Siebert Financial Corp. Form PRE14C Filed September 11, 2017 File No. 000-05703 Dear Mr. Reich: We have completed our review of your filing[s]. We remind you that the company and its management are responsible for the accuracy and adequacy of their disclosures, notwithstan

 
SIEB / Siebert Financial Corp. PRER14C

2017-11-17 sec.gov
  UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549   SCHEDULE 14C INFORMATION (Amendment No. 1)   Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934   Check the appropriate box:   x  Preliminary Information Statement   o  Confidential, for use of the Commission only (as permitted by Rule 14c-5(d)(2))   o  Definitive Information Statement   SIEBERT FINANCIAL CORP.

 
SIEB / Siebert Financial Corp. ESP

2017-12-31 sec.gov
      SCOTT H. GOLDSTEIN MARTIN H. KAPLAN LAWRENCE G. NUSBAUM andrew wels Ryan j. whalen   GUSRAE KAPLAN NUSBAUM PLLC ATTORNEYS AT LAW   120 WALL STREET-25TH FLOOR NEW YORK, NEW YORK 10005 —– TEL (212)269-1400 FAX (212)809-4147 —– 81 MAIN STREET-SUITE 215 WHITE PLAINS, NEW YORK 10601 (914)644-8323 —– www.gusraekaplan.com  OF COUNSEL ROBERT L. BLESSEY     October 6, 2017   Via EDGAR Division of Corporate Finance Office of Financial Services U.

4
SIEB / Siebert Financial Corp. FORM 10-Q (Quarterly Report)

2017-11-09 sec.gov
UNITED STATES SECURITIES AND EXCHANGE COMMISSION

 
SIEB / Siebert Financial Corp. ER

2018-01-01 sec.gov
Mail Stop 4720 September 28, 2017 Andrew Reich Executive Vice President, Chief Operating Officer and Chief Financial Officer Siebert Financial Corp. 120 Wall Street New York, NY 10005 Re: Siebert Financial Corp. Form PRE14C Filed September 11, 2017 File No. 000-05703 Dear Mr. Reich: We have limited our review of your proxy statement to those issues we have addressed in our comments.

 
Siebert Financial PRE 14C

2017-09-11 sec.gov
  UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549   SCHEDULE 14C INFORMATION   Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934   Check the appropriate box:   x  Preliminary Information Statement   o  Confidential, for use of the Commission only (as permitted by Rule 14c-5(d)(2))   o  Definitive Information Statement   SIEBERT FINANCIAL CORP.

4
SIEB / Siebert Financial Corp. FORM 10-Q (Quarterly Report)

2017-08-14 sec.gov
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549

 
Siebert Financial FORM 8-K (Current Report/Significant Event)

2017-06-28 sec.gov
  UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549   FORM 8-K   CURRENT REPORT   Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934   Date of Report (Date of earliest event reported): June 26, 2017   SIEBERT FINANCIAL CORP. (Exact name of registrant as specified in its charter)   New York 0-5703 11-1796714 (State or other jurisdiction of incorporation)     (Commission File Number) (IRS Employer Identification Number)       120 Wall Street, New York, New

 
Siebert Financial FORM 8-K (Current Report/Significant Event)

2017-06-23 sec.gov
  UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549   FORM 8-K   CURRENT REPORT   Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934   Date of Report (Date of earliest event reported): June 23, 2017   SIEBERT FINANCIAL CORP. (Exact name of registrant as specified in its charter)   New York 0-5703 11-1796714 (State or other jurisdiction of incorporation) (Commission File Number) (IRS Employer Identification Number)       120 Wall Street, New York, New Yor

 
Siebert Financial DEF 14A

2017-05-23 sec.gov
  UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549   SCHEDULE 14A   Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934   Filed by the Registrant x Filed by a Party other than the Registrant      o Check the appropriate box: o Preliminary Proxy Statement o Confidential, For Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Definitive Proxy Statement o Definitive Additional Materials o Soliciting Material Under Rule 14a-12 Siebert

 
Siebert Financial FORM 10-Q/A (Quarterly Report)

2017-05-15 sec.gov
  UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549   FORM 10-Q/A (Amendment No. 1)   (Mark One)         x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934       For the quarterly period ended March 31, 2017       OR   o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934       For the transition period from ____________________________ to __________________________       Commission file number   0-57

 
Siebert Financial FORM 10-Q (Quarterly Report)

2017-05-12 sec.gov
  UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549   FORM 10-Q   (Mark One)         x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934       For the quarterly period ended March 31, 2017       OR   o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934       For the transition period from ____________________________ to __________________________       Commission file number   0-5703   Siebert Financi

 
Siebert Financial FORM 8-K (Current Report/Significant Event)

2017-05-08 sec.gov
  UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549   FORM 8-K   CURRENT REPORT   Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934   Date of Report (Date of earliest event reported): May 3, 2017   SIEBERT FINANCIAL CORP. (Exact name of registrant as specified in its charter)   New York 0-5703 11-1796714 (State or other jurisdiction of incorporation) (Commission File Number) (IRS Employer Identification Number)       120 Wall Street, New York, New York

 
Siebert Financial FORM 8-K (Current Report/Significant Event)

2017-04-27 sec.gov
  UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549    FORM 8-K   CURRENT REPORT   Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934    Date of Report (Date of earliest event reported): April 24, 2017    SIEBERT FINANCIAL CORP. (Exact name of registrant as specified in its charter)    New York 0-5703 11-1796714 (State or other jurisdiction of incorporation) (Commission File Number) (IRS Employer Identification Number)       120 Wall Street, New York, Ne

 
Siebert Financial FORM 8-K (Current Report/Significant Event)

2017-04-25 sec.gov
  UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549    FORM 8-K   CURRENT REPORT   Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934   Date of Report (Date of earliest event reported): April 25, 2017    SIEBERT FINANCIAL CORP. (Exact name of registrant as specified in its charter)   New York 0-5703 11-1796714 (State or other jurisdiction of incorporation) (Commission File Number) (IRS Employer Identification Number)       120 Wall Street, New York, New

 
Siebert Financial FORM 10-K (Annual Report)

2017-04-06 sec.gov
  UNITED STATES SECURITIES AND EXCHANGE COMMISSION   Washington, D.C. 20549     Form 10-K (Mark One) x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934   For the fiscal year ended: December 31, 2016   o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934   For the transition period from______________to________________   Commission file number 0-5703   Siebert Financial Corp.

 
Siebert Financial NT10-K

2017-03-31 sec.gov
    UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB APPROVAL   OMB Number: 3235-0058 Expires: October 31, 2018 Estimated average burden hours per response........2.50         FORM 12b-25 SEC FILE NUMBER 000-05703     NOTIFICATION OF LATE FILING     CUSIP NUMBER US8261761097  NOTIFICATION OF LATE FILING   (Check One): x Form 10-K o Form 20-F o Form 11-K o Form 10-Q o Form 10-D o Form N-SAR o Form N-CSR For Period Ended:                     December 31, 2016            

 
Siebert Financial FORM 8-K (Current Report/Significant Event)

2016-12-30 sec.gov
  UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549    FORM 8-K   CURRENT REPORT   Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934   Date of Report (Date of earliest event reported): December 29, 2016    SIEBERT FINANCIAL CORP. (Exact name of registrant as specified in its charter)   New York 0-5703 11-1796714 (State or other jurisdiction of incorporation) (Commission File Number) (IRS Employer Identification Number)       885 Third Avenue, New York,

 
Siebert Financial FORM 8-K/A (Current Report/Significant Event)

2016-12-27 sec.gov
  UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549    FORM 8-K/A   CURRENT REPORT   Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934    Date of Report (Date of earliest event reported): December 16, 2016    SIEBERT FINANCIAL CORP. (Exact name of registrant as specified in its charter)   New York 0-5703 11-1796714 (State or other jurisdiction of incorporation) (Commission File Number) (IRS Employer Identification Number)       885 Third Avenue, New Yor

 
Siebert Financial FORM 8-K (Current Report/Significant Event)

2016-12-21 sec.gov
  UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549    FORM 8-K   CURRENT REPORT   Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934   Date of Report (Date of earliest event reported): December 16, 2016    SIEBERT FINANCIAL CORP. (Exact name of registrant as specified in its charter)   New York 0-5703 11-1796714 (State or other jurisdiction of incorporation) (Commission File Number) (IRS Employer Identification Number)       885 Third Avenue, New York,

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CUSIP: 826176109